SHERRILL & HUTCHINS FINANCIAL ADVISORY INC
Adviser information for SHERRILL & HUTCHINS FINANCIAL ADVISORY INC last updated from Form ADV on February 5th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Georgia, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,345 | $542.9M |
| Non-Discretionary | 0 | $0 |
| Total | 1,345 | $542.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 222 | $115.3M |
| HNW Individuals | 198 | $412.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $7.5M |
| Charitable organizations | <5 | $7.6M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 12 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesESTATE DISTRIBUTION SERVICES |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Principal Office
4401 NORTHSIDE PARKWAY, NWSUITE 425
ATLANTA
GA
United States
Monday - Friday, 8:30 AM TO 5:00 PM
Tel: 770-395-9797, Fax: 770-395-9854
Websites
Chief Compliance Officer
KAITLIN THEOBALD
DIRECTOR OF OPERATIONS
4401 NORTHSIDE PARKWAY, NW
SUITE 425
ATLANTA
GA
United States
Tel:
770-395-9797
Fax:
770-395-9854
K******@**************M
(Full email address available in API data)
Regulatory Contact
THEODORE NOBLE
VICE PRESIDENT
4401 NORTHSIDE PARKWAY, NW
SUITE 425
ATLANTA
GA
United States
Tel:
770-395-9797
Fax:
770-395-9854
T**@**************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SHERRILL, JESSICA, RENEE | Individual | – | PRESIDENT | 01/2016 | 25-50% |
| NOBLE, THEODORE, LESLIE | Individual | – | VICE PRESIDENT/SECRETARY | 04/2012 | 25-50% |
| HUTCHINS, WILLIAM, FREDRICK | Individual | – | VICE PRESIDENT | 04/2012 | 25-50% |
| SHEERIN, MARK, D | Individual | – | CHIEF EXECUTIVE OFFICER/TREASURER | 01/2016 | 25-50% |
| Theobald, Kaitlin, Rebecca | Individual | – | CHIEF COMPLIANCE OFFICER, DIRECTOR OF OPERATIONS | 01/2024 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 12th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| AFLAC INC | COM | 203K | 2K | – |
| AMERICAN CENTY ETF TR | US SML CP VALU | 27M | 306K | – |
| FIDELITY MERRIMACK STR TR | TOTAL BD ETF | 35M | 783K | – |
| HARTFORD FDS EXCHANGE TRADED | TOTAL RTRN ETF | 276K | 8K | – |
| HOME DEPOT INC | COM | 618K | 2K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 501K | 3K | – |
| JOHNSON & JOHNSON | COM | 316K | 2K | – |
| METROCITY BANKSHARES INC | COM | 783K | 30K | – |
| SCHWAB STRATEGIC TR | 1000 INDEX ETF | 984K | 19K | – |
| TESLA INC | COM | 597K | 3K | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 509K | 1K | – |
| VANGUARD SCOTTSDALE FDS | VNG RUS1000IDX | 43M | 176K | – |