Hedge Fund Database

DB FITZPATRICK

D.B. FITZPATRICK & CO., INC. Legal Name

Adviser information for DB FITZPATRICK last updated from Form ADV on March 1st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Idaho, United States

Employees

Total Number of Employees 10
Investment Advisory/Research 7
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 1
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 109 $473.2M
Non-Discretionary 2 $3.1M
Total 111 $476.3M

Clients

Type Number RAUM
Individuals 58 $14.3M
HNW Individuals 40 $90.6M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations <5 $24.0M
State or municipal gov entities <5 $274.0M
Other investment advisers 0 $0
Insurance companies <5 $20.4M
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $43.4M
Other <5 $9.5M
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPublication of periodicals or newsletters
Compensation % of AUM
Other Business Activities COMMERCIAL MORTGAGE LENDING, AND LOAN SERVICING

Identifiers

SEC RIA File Number 801-22733
SEC ERA File Number 801-22733
SEC CIK Numbers 1885767
SEC CRD Numbers 105671
Legal Entity Identifier None

Principal Office

800 W MAIN STREET
SUITE 1200
BOISE
ID
United States
Monday - Friday, 7:30 AM - 5:00 PM
Tel: 208-342-2280, Fax: 208-342-2448

Websites

www.dbfitzpatrick.com

Chief Compliance Officer

WALKER, TOM
CCO
800 W. MAIN STREET
SUITE 1200
BOISE
ID
United States
Tel: (208) 342-2280
Fax: (208) 342-2448
(Full email address available in API data)

Regulatory Contact

FITZPATRICK, BRANDON
CEO
800 W. MAIN STREET
SUITE 1200
BOISE
ID
United States
Tel: 208-342-2280
Fax: 208-342-2448
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
FITZPATRICK, BRANDON, CRAIG Individual – CHIEF EXECUTIVE OFFICER/PRINCIPAL 07/2019 25-50%
FITZPATRICK, DENNIS, BERNARD Individual – PRINCIPAL 07/1984 50-75%
Walker, Tom Individual – CHIEF COMPLIANCE OFFICER 11/2019 < 5%

No. Employees, Historic

20100201920202021202220232024202512 on 7/1/201912 on 11/5/201912 on 11/13/201911 on 3/20/202011 on 6/30/202011 on 7/6/202011 on 3/29/202111 on 10/20/202110 on 2/28/202211 on 2/28/202310 on 3/1/2024

RAUM, Historic

600M300M02019202020212022202320242025458218457 on 7/1/2019458218457 on 11/5/2019458218457 on 11/13/2019525693085 on 3/20/2020525693085 on 6/30/2020525693085 on 7/6/2020435603190 on 3/29/2021435603190 on 10/20/2021499044171 on 2/28/2022442187642 on 2/28/2023476322955 on 3/1/2024

No. Clients, Historic

20010002019202020212022202320242025106 on 7/1/2019106 on 11/5/2019106 on 11/13/2019112 on 3/20/2020112 on 6/30/2020112 on 7/6/2020100 on 3/29/2021100 on 10/20/2021118 on 2/28/2022115 on 2/28/202398 on 3/1/2024

Holdings

From latest 13F, filed July 17th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
3M Company COM 17K 165 –
Acadia Healthcare Co. COM 2M 24K –
Aflac COM 1M 13K –
Air Products and Chemicals COM 2M 7K –
Amgen COM 1M 4K –
Autodesk COM 2M 6K –
BBB Foods Inc. COM 358 15 –
Block COM 1M 17K –
Broadcom COM 1M 870 –
CHEVRON CORP COM 2M 10K –
Caterpillar COM 29K 88 –
Chubb COM 2M 6K –
Consolidated Edison COM 20K 222 –
Constellation Energy Corporati COM 2K 8 –
Cummins COM 1M 4K –
Danaher Corporation COM 2M 8K –
Deere & Company COM 2M 5K –
Ecolab COM 1M 5K –
Edwards Lifesciences Corporati COM 2M 21K –
Elevance Health COM 2M 4K –
FTI Consulting COM 1M 6K –
Fabrinet COM 1M 5K –
FedEx Corporation COM 1M 3K –
Fortinet COM 1M 18K –
Garmin COM 699K 4K –
Hubbell Incorporated COM 2M 4K –
Intuit COM 2M 2K –
Invesco NASDAQ 100 ETF COM 4K 21 –
Keycorp COM 2K 125 –
Koninklijke Philips N.V. ADR COM 1M 53K –
L3Harris Technologies COM 1M 5K –
LAMB WESTON HOLDINGS COM 673 8 –
Lockheed Martin Corporation COM 1M 3K –
Lynas Rare Earths ADR COM 1M 271K –
Masco Corporation COM 798K 12K –
McCormick & Company COM 1M 16K –
Microsoft Corporation COM 51K 114 –
NVIDIA Corporation COM 2K 20 –
New York Community Bancorp, In COM 2K 478 –
Quanta Services, Inc. COM 2M 6K –
Republic Services COM 3M 14K –
Rivian Automotive COM 13K 988 –
SPDR S&P 500 ETF COM 21K 39 –
Salesforce COM 1M 5K –
Schneider Electric S.E. ADR COM 1M 28K –
Schwab U.S. Broad Market ETF COM 178K 3K –
SoFi Technologies, Inc. COM 694 105 –
Solventum Corp COM 2K 41 –
Starbucks Corporation COM 827K 11K –
Stryker Corporation COM 783K 2K –
Synopsys COM 1M 2K –
Target Corporation COM 1K 8 –
Tesla COM 8K 40 –
Texas Instruments COM 122K 625 –
The Boeing Company COM 2M 9K –
The Estee Lauder Companies COM 988K 9K –
The Sherwin-Williams Company COM 26K 87 –
The Walt Disney Company COM 955K 10K –
Thermo Fisher Scientific COM 2M 3K –
Tokyo Electron ADR COM 428K 4K –
Union Pacific Corporation COM 2M 8K –
United Parcel Service COM 18K 129 –
Vanguard Developed Markets ETF COM 1M 29K –
Vanguard Emerging Markets ETF COM 1M 23K –
Vanguard Russell 2000 ETF COM 191K 2K –
Vanguard Russell 3000 ETF COM 4M 18K –
Vanguard S&P 500 ETF COM 3M 5K –
Vanguard S&P 500 Growth Index Fund ETF COM 198K 594 –
Vanguard Total World ETF COM 445K 4K –
Vanguard Value Index Fund ETF COM 211K 1K –
Veralto Corporation COM 598K 6K –
Vertiv Holdings Co COM 3K 32 –
Zscaler COM 961 5 –
iRobot Corporation COM 729 80 –
iShares Core S&P 500 ETF COM 27K 50 –
iShares Core S&P Small-Cap ETF COM 5K 48 –
iShares MSCI ACWI ETF COM 26K 230 –
iShares MSCI EAFE ETF COM 587K 7K –
iShares MSCI Emerging Markets COM 4K 101 –
iShares Russell 1000 Value ETF COM 156K 896 –
iShares Russell 2000 ETF COM 143K 705 –
iShares Russell Mid Cap Value COM 7K 55 –
iShares S&P 500 Growth ETF COM 245K 3K –
iShares S&P 500 Value ETF COM 17K 95 –
Schwab S&P 500 Index Fund COM 2K 22 –
Vanguard Short Term Treasury ETF FI ETF 2M 34K –
Vanguard Short-Term Bond ETF FI ETF 432K 6K –
iShares Core U.S. Aggregate Bond ETF FI ETF 35M 360K –
iShares MBS ETF FI ETF 2M 20K –