ATALANTA SOSNOFF MANAGEMENT, LLC
Adviser information for ATALANTA SOSNOFF MANAGEMENT, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 39 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 482 | $2.9B |
| Non-Discretionary | 0 | $0 |
| Total | 482 | $2.9B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 85 | $38.8M |
| HNW Individuals | 71 | $197.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $91.9M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 4 | $32.3M |
| Other | 318 | $2.5B |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 5 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPORTFOLIO MANGEMENT TO WRAP AND UMA PROGRAMS |
|---|---|
| Compensation | % of AUM |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 2.5B |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| ACCESS, MAC, SWP | UBS SECURITIES LLC |
| STAR, UMA | OPPENHEIMER ASSET MANAGEMENT |
| CES, SELECT UMA | MORGAN STANLEY |
| MAP | WEDBUSH ASSET MANAGEMENT, LLC |
| MANAGER SELECT, MANAGER ACCESS SELECT, MWP UMA | LPL FINANCIAL LLC |
| PRIVATE ADVISOR NETWORK, MASTERS, DMA | WELLS FARGO ADVISORS |
| UMA | JANNEY MONTGOMERY SCOTT LLC |
| SMA | BNY MELLON ADVISORS, INC. |
| PPS, UMA | ENVESTNET PMC |
| ADVISOR DIRECT | HIGHTOWER ADVISORS, LLC |
| ADVISORY CHOICE | ROBERT W. BAIRD & CO. INCORPORATED |
| UMA | STEPHENS |
| OSM | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC |
| MAC | D.A. DAVIDSON & CO. |
| ACCESS | CHARLES SCHWAB & CO., INC. |
| UMA | ADHESION WEALTH ADVISOR SOLUTIONS |
| SMAP, UMA | STIFEL, NICOLAUS & COMPANY, INCORPORATED |
| MAN | TD AMERITRADE INVESTMENT MANAGEMENT, LLC |
| DUAL | FIDELITY BROKERAGE SERVICES LLC |
| ML MAS/SPA | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED |
| UMA | CITI GLOBAL ALTERNATIVES, LLC |
Principal Office
505 FIFTH AVENUE17TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: [212] 867-5000, Fax: [212] 922-1820
Chief Compliance Officer
MICHAEL R. KUCHLER
CHIEF OPERATING OFFICER
505 FIFTH AVENUE
17TH FLOOR
NEW YORK
NY
United States
Tel:
212-867-5000
Fax:
212-922-1820
M**@******************M
(Full email address available in API data)
Regulatory Contact
MINDA MATZ
VICE PRESIDENT
505 FIFTH AVENUE
17TH FLOOR
NEW YORK
NY
United States
Tel:
212-867-5000
Fax:
212-922-1820
M**@******************M
(Full email address available in API data)
Industry Affiliates
| ATALANTA SOSNOFF CAPITAL, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| EVERCORE GROUP L.L.C. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| EVERCORE TRUST COMPANY, N.A. | Banking or thrift institutionTrust company |
| EVERCORE WEALTH MANAGEMENT, LLC | Other investment adviser, including financial plannersBanking or thrift institution |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ATALANTA SOSNOFF CAPITAL, LLC | Domestic Entity | – | MANAGING MEMBER, PARENT | 06/1986 | > 75% |
| EVERCORE PARTNERS SERVICES EAST, LLC | Domestic Entity | ATALANTA SOSNOFF CAPITAL, LLC | MEMBER | 05/2010 | 25-50% |
| STEINBERG, CRAIG, B | Individual | – | MEMBER, PRESIDENT, CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER | 05/2010 | < 5% |
| RULAND, ROBERT, FRED | Individual | – | MEMBER, DIRECTOR OF RESEARCH, PORTFOLIO MANAGER, CO-CIO OF EQUITIES | 05/2010 | < 5% |
| WARD, MATTHEW, WARING | Individual | – | PORTFOLIO MANAGER, CO-CIO OF EQUITIES | 01/2021 | < 5% |
| KUCHLER, MICHAEL, RICHARD | Individual | – | CHIEF COMPLIANCE OFFICER/ CHIEF OPERATING OFFICER/ CHIEF FINANCIAL OFFICER | 09/2022 | < 5% |