WBI INVESTMENTS, LLC
Adviser information for WBI INVESTMENTS, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 19 |
|---|---|
| Investment Advisory/Research | 9 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 7 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 21 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,491 | $527.4M |
| Non-Discretionary | 0 | $0 |
| Total | 1,491 | $527.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 838 | $178.0M |
| HNW Individuals | 63 | $147.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $187.7M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $3.8M |
| Pension and profit sharing plans | <5 | $2.2M |
| Charitable organizations | 6 | $1.4M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 5 | $6.5M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)Publication of periodicals or newslettersMarket timing servicesEducational seminars/workshops |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Insurance broker or agent |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 58.3M |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| BNY MELLON ADVISORS | PERSHING LLC |
| PRIVATE ADVISOR NETWORK | WELLS FARGO |
| MANAGED ACCOUNTS CONSULTING ELIGIBLE | UBS FINANCIAL |
Principal Office
ONE RIVER CENTRE - 331 NEWMAN SPRINGS ROADSUITE 105
RED BANK
NJ
United States
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: 732-842-4920, Fax: None
Websites
www.instagram.com/cyborgtechllc/
bullbearinsights.com/
www.wbietfs.com/
twitter.com/wbiinvestments
www.linkedin.com/company/wbi-investments
www.linkedin.com/company/wbi-shares
wbiinvestments.com/
www.instagram.com/wbiholdings
twitter.com/bullbearinsight
www.instagram.com/bull_bearinsights/
investwithcy.com/
twitter.com/investwithcy
www.linkedin.com/company/cyborgtech/
twitter.com/cyborgtechllc
Chief Compliance Officer
DINA SCHINDLER
ONE RIVER CENTRE - 331 NEWMAN SPRINGS ROAD
SUITE 143
RED BANK
NJ
United States
Tel:
732-842-4920
C*********@*****************M
(Full email address available in API data)
Industry Affiliates
| HARTSHORNE GROUP, LLC | Other investment adviser, including financial plannersInsurance company or agency |
| MILLINGTON SECURITIES, LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SCHREIBER, DONALD, ROBERT | Individual | – | CO-CEO, CO-PORTFOLIO MANAGER, TREASURER | 09/1984 | < 5% |
| CONFESSORE, ROBERT | Individual | – | VICE PRESIDENT | 02/2001 | < 5% |
| SCHREIBER, MATTHEW, EARL | Individual | – | CO-CEO, CHIEF INVESTMENT STRATEGIST | 05/2013 | < 5% |
| HEDENBURG, ERIC, RICHARD | Individual | – | CHIEF TECHNOLOGY OFFICER | 02/2012 | < 5% |
| SCHREIBER, ANN, HOLLY | Individual | – | SECRETARY, CHIEF MARKETING OFFICER | 01/2012 | < 5% |
| VAN SOLKEMA, STEVEN, A | Individual | – | PRESIDENT, CHIEF INVESTMENT OFFICER AND CO-PORTFOLIO MANAGER | 03/2019 | < 5% |
| SCHINDLER, DINA, NICOLE | Individual | – | CHIEF COMPLIANCE OFFICER | 08/2023 | < 5% |
| WBI TECH HOLDINGS, LLC | Domestic Entity | – | MEMBER | 06/2023 | > 75% |
| WBI HOLDCO, INC. | Domestic Entity | WBI TECH HOLDINGS, LLC | SOLE OWNER | 06/2023 | > 75% |
| SCHREIBER, DONALD, ROBERT | Individual | WBI HOLDCO, INC. | SOLE OWNER | 06/2023 | > 75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 30th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| AFLAC INC | COM | 342K | 4K | MILLINGTON SECURITIES, LLC |
| ALPS ETF TR | ALERIAN MLP | 362K | 8K | – |
| AT&T INC | COM | 4M | 230K | MILLINGTON SECURITIES, LLC |
| AT&T INC | COM | 768K | 40K | – |
| ABSOLUTE SHS TR | WBI BBR VAL 3000 | 21M | 740K | – |
| ABSOLUTE SHS TR | WBI BBR YLD 3000 | 27M | 1M | – |
| ABSOLUTE SHS TR | WBI BBR QTY 3000 | 25M | 759K | – |
| ABSOLUTE SHS TR | WBI PWR FCTR ETF | 28M | 954K | – |
| ADOBE INC | COM | 661K | 1K | – |
| ALLETE INC | COM NEW | 882K | 14K | MILLINGTON SECURITIES, LLC |
| ALPHABET INC | CAP STK CL A | 2M | 10K | MILLINGTON SECURITIES, LLC |
| ALPHABET INC | CAP STK CL A | 1M | 8K | – |
| ALTRIA GROUP INC | COM | 3M | 70K | MILLINGTON SECURITIES, LLC |
| ALTRIA GROUP INC | COM | 739K | 16K | – |
| KINETIK HOLDINGS INC | COM NEW CL A | 917K | 22K | MILLINGTON SECURITIES, LLC |
| KINETIK HOLDINGS INC | COM NEW CL A | 1M | 33K | – |
| AMERICAN ELEC PWR CO INC | COM | 2M | 17K | MILLINGTON SECURITIES, LLC |
| AMERICAN ELEC PWR CO INC | COM | 453K | 5K | – |
| APOLLO GLOBAL MGMT INC | COM | 2M | 14K | MILLINGTON SECURITIES, LLC |
| APOLLO GLOBAL MGMT INC | COM | 9K | 74 | – |
| APPLE INC | COM | 5M | 22K | MILLINGTON SECURITIES, LLC |
| APPLE INC | COM | 2M | 7K | – |
| APPLIED MATLS INC | COM | 3M | 14K | MILLINGTON SECURITIES, LLC |
| APPLIED MATLS INC | COM | 1M | 5K | – |
| ARISTA NETWORKS INC | COM | 588K | 2K | – |
| ASSOCIATED BANC CORP | COM | 307K | 15K | MILLINGTON SECURITIES, LLC |
| AUTOMATIC DATA PROCESSING IN | COM | 5M | 21K | MILLINGTON SECURITIES, LLC |
| AUTOMATIC DATA PROCESSING IN | COM | 2M | 7K | – |
| BEST BUY INC | COM | 3M | 37K | MILLINGTON SECURITIES, LLC |
| BEST BUY INC | COM | 82K | 970 | – |
| BLACK HILLS CORP | COM | 625K | 11K | MILLINGTON SECURITIES, LLC |
| BLACKSTONE INC | COM | 2M | 16K | MILLINGTON SECURITIES, LLC |
| BLACKSTONE INC | COM | 1M | 12K | – |
| BOSTON SCIENTIFIC CORP | COM | 2M | 22K | MILLINGTON SECURITIES, LLC |
| BOSTON SCIENTIFIC CORP | COM | 555K | 7K | – |
| BRISTOL-MYERS SQUIBB CO | COM | 2M | 59K | MILLINGTON SECURITIES, LLC |
| BRISTOL-MYERS SQUIBB CO | COM | 127K | 3K | – |
| BROADRIDGE FINL SOLUTIONS IN | COM | 3M | 15K | MILLINGTON SECURITIES, LLC |
| BROADRIDGE FINL SOLUTIONS IN | COM | 969K | 5K | – |
| CDW CORP | COM | 2M | 7K | MILLINGTON SECURITIES, LLC |
| CDW CORP | COM | 195K | 870 | – |
| THE CIGNA GROUP | COM | 2M | 5K | MILLINGTON SECURITIES, LLC |
| THE CIGNA GROUP | COM | 223K | 674 | – |
| CNA FINL CORP | COM | 372K | 8K | – |
| CVB FINL CORP | COM | 177K | 10K | MILLINGTON SECURITIES, LLC |
| CVR ENERGY INC | COM | 501K | 19K | MILLINGTON SECURITIES, LLC |
| CAMPBELL SOUP CO | COM | 340K | 8K | – |
| CARLISLE COS INC | COM | 2M | 5K | MILLINGTON SECURITIES, LLC |
| CARLISLE COS INC | COM | 1M | 3K | – |
| CARRIER GLOBAL CORPORATION | COM | 604K | 10K | – |
| CHURCH & DWIGHT CO INC | COM | 3M | 30K | MILLINGTON SECURITIES, LLC |
| CHURCH & DWIGHT CO INC | COM | 2M | 15K | – |
| CINTAS CORP | COM | 500K | 714 | – |
| CITIZENS FINL GROUP INC | COM | 2M | 45K | MILLINGTON SECURITIES, LLC |
| CLEARWAY ENERGY INC | CL C | 456K | 18K | MILLINGTON SECURITIES, LLC |
| COLUMBIA BKG SYS INC | COM | 663K | 33K | MILLINGTON SECURITIES, LLC |
| COLUMBIA ETF TR II | INDIA CONSMR ETF | 382K | 5K | – |
| COMFORT SYS USA INC | COM | 1M | 4K | MILLINGTON SECURITIES, LLC |
| CONAGRA BRANDS INC | COM | 3M | 90K | MILLINGTON SECURITIES, LLC |
| COREBRIDGE FINL INC | COM | 1M | 46K | MILLINGTON SECURITIES, LLC |
| COSTCO WHSL CORP NEW | COM | 828K | 974 | – |
| DECKERS OUTDOOR CORP | COM | 4M | 4K | MILLINGTON SECURITIES, LLC |
| DECKERS OUTDOOR CORP | COM | 1M | 1K | – |
| DICKS SPORTING GOODS INC | COM | 1M | 6K | MILLINGTON SECURITIES, LLC |
| DICKS SPORTING GOODS INC | COM | 310K | 1K | – |
| DINE BRANDS GLOBAL INC | COM | 3M | 72K | MILLINGTON SECURITIES, LLC |
| DIREXION SHS ETF TR | AUSPCE CMD STG | 7M | 258K | – |
| DOMINION ENERGY INC | COM | 3M | 58K | MILLINGTON SECURITIES, LLC |
| DOW INC | COM | 3M | 50K | MILLINGTON SECURITIES, LLC |
| EMCOR GROUP INC | COM | 1M | 3K | – |
| META PLATFORMS INC | CL A | 1M | 2K | MILLINGTON SECURITIES, LLC |
| META PLATFORMS INC | CL A | 536K | 1K | – |
| FASTENAL CO | COM | 582K | 9K | MILLINGTON SECURITIES, LLC |
| FASTENAL CO | COM | 405K | 6K | – |
| FIDELITY COVINGTON TRUST | CONSMR STAPLES | 1M | 23K | – |
| FIDELITY COVINGTON TRUST | MSCI HLTH CARE I | 391K | 6K | – |
| FIDELITY NATIONAL FINANCIAL | FNF GROUP COM | 417K | 8K | MILLINGTON SECURITIES, LLC |
| FIFTH THIRD BANCORP | COM | 466K | 13K | MILLINGTON SECURITIES, LLC |
| FIRST INTST BANCSYSTEM INC | COM | 295K | 11K | MILLINGTON SECURITIES, LLC |
| FIRST TR EXCHANGE-TRADED FD | NY ARCA BIOTECH | 265K | 2K | – |
| FULTON FINL CORP PA | COM | 193K | 11K | MILLINGTON SECURITIES, LLC |
| GILEAD SCIENCES INC | COM | 669K | 10K | – |
| HCA HEALTHCARE INC | COM | 1M | 4K | MILLINGTON SECURITIES, LLC |
| HCA HEALTHCARE INC | COM | 8K | 25 | – |
| HARTFORD FINL SVCS GROUP INC | COM | 1M | 13K | MILLINGTON SECURITIES, LLC |
| HASBRO INC | COM | 1M | 25K | MILLINGTON SECURITIES, LLC |
| HASBRO INC | COM | 277K | 5K | – |
| HESS MIDSTREAM LP | CL A SHS | 667K | 18K | MILLINGTON SECURITIES, LLC |
| HOWMET AEROSPACE INC | COM | 2M | 22K | MILLINGTON SECURITIES, LLC |
| HOWMET AEROSPACE INC | COM | 1M | 14K | – |
| HUNTINGTON BANCSHARES INC | COM | 480K | 36K | MILLINGTON SECURITIES, LLC |
| INVESCO QQQ TR | UNIT SER 1 | 3M | 7K | – |
| INTUIT | COM | 3M | 4K | MILLINGTON SECURITIES, LLC |
| INTUIT | COM | 582K | 886 | – |
| INVESCO EXCH TRADED FD TR II | S&P SMLCP HELT | 4M | 91K | – |
| INVESCO EXCH TRADED FD TR II | S&P MIDCP LOW | 227K | 4K | – |
| INVESCO EXCH TRADED FD TR II | KBW PPTY CASUT | 229K | 2K | – |
| INVESCO EXCH TRADED FD TR II | S&P SMLCP LOW | 896K | 21K | – |
| INVESCO EXCH TRADED FD TR II | S&P SMALLCAP 600 | 239K | 6K | – |
| ISHARES TR | ISHARES SEMICDTR | 321K | 1K | – |
| ISHARES TR | RUSSELL 2000 ETF | 221K | 1K | – |
| ISHARES TR | RUSSELL 3000 ETF | 4M | 14K | – |
| ISHARES TR | AGENCY BOND ETF | 3M | 31K | – |
| ISHARES TR | INTRM GOV CR ETF | 1M | 12K | – |
| ISHARES TR | US BR DEL SE ETF | 294K | 3K | – |
| ISHARES TR | 0-5 YR TIPS ETF | 252K | 3K | – |
| ISHARES TR | CORE TOTAL USD | 1M | 23K | – |
| ISHARES TR | BROAD USD HIGH | 8M | 219K | MILLINGTON SECURITIES, LLC |
| ISHARES TR | BROAD USD HIGH | 10M | 282K | – |
| JACKSON FINANCIAL INC | COM CL A | 552K | 7K | MILLINGTON SECURITIES, LLC |
| KB HOME | COM | 3M | 48K | MILLINGTON SECURITIES, LLC |
| KB HOME | COM | 1M | 16K | – |
| KEYCORP | COM | 1M | 102K | MILLINGTON SECURITIES, LLC |
| KIMBERLY-CLARK CORP | COM | 956K | 7K | MILLINGTON SECURITIES, LLC |
| KIMBERLY-CLARK CORP | COM | 675K | 5K | – |
| KINDER MORGAN INC DEL | COM | 3M | 146K | MILLINGTON SECURITIES, LLC |
| KOHLS CORP | COM | 3M | 124K | MILLINGTON SECURITIES, LLC |
| KRAFT HEINZ CO | COM | 1M | 36K | MILLINGTON SECURITIES, LLC |
| LAM RESEARCH CORP | COM | 5M | 4K | MILLINGTON SECURITIES, LLC |
| LAM RESEARCH CORP | COM | 879K | 825 | – |
| MARATHON PETE CORP | COM | 563K | 3K | MILLINGTON SECURITIES, LLC |
| MARATHON PETE CORP | COM | 89K | 511 | – |
| MARSH & MCLENNAN COS INC | COM | 2M | 9K | MILLINGTON SECURITIES, LLC |
| MASTERCARD INCORPORATED | CL A | 719K | 2K | – |
| MOLINA HEALTHCARE INC | COM | 444K | 1K | – |
| MONOLITHIC PWR SYS INC | COM | 251K | 306 | – |
| MOODYS CORP | COM | 2M | 4K | MILLINGTON SECURITIES, LLC |
| NETFLIX INC | COM | 2M | 2K | MILLINGTON SECURITIES, LLC |
| NETFLIX INC | COM | 573K | 849 | – |
| NORTHWEST NAT HLDG CO | COM | 266K | 7K | MILLINGTON SECURITIES, LLC |
| ONEOK INC NEW | COM | 4M | 48K | MILLINGTON SECURITIES, LLC |
| ONEOK INC NEW | COM | 701K | 9K | – |
| ONEMAIN HLDGS INC | COM | 1M | 28K | MILLINGTON SECURITIES, LLC |
| ONEMAIN HLDGS INC | COM | 1M | 29K | – |
| ORGANON & CO | COMMON STOCK | 970K | 47K | MILLINGTON SECURITIES, LLC |
| OTIS WORLDWIDE CORP | COM | 228K | 2K | – |
| BLUE OWL CAPITAL CORPORATION | COM | 873K | 57K | MILLINGTON SECURITIES, LLC |
| BLUE OWL CAPITAL CORPORATION | COM | 673K | 44K | – |
| PNC FINL SVCS GROUP INC | COM | 457K | 3K | MILLINGTON SECURITIES, LLC |
| PACCAR INC | COM | 293K | 3K | MILLINGTON SECURITIES, LLC |
| PACCAR INC | COM | 245K | 2K | – |
| PACER FDS TR | TRENDP US LAR CP | 6M | 113K | – |
| PACER FDS TR | TRENDP US MID CP | 7M | 199K | – |
| PACER FDS TR | LUNT LRG CP ALTR | 2M | 57K | – |
| PACER FDS TR | LUNT LRGCP MULTI | 2M | 42K | – |
| PACER FDS TR | US CASH COWS 100 | 1M | 20K | – |
| PALO ALTO NETWORKS INC | COM | 4M | 11K | MILLINGTON SECURITIES, LLC |
| PALO ALTO NETWORKS INC | COM | 3M | 8K | – |
| PAYCHEX INC | COM | 1M | 11K | MILLINGTON SECURITIES, LLC |
| PAYCHEX INC | COM | 194K | 2K | – |
| PERMIAN RESOURCES CORP | CLASS A COM | 1M | 83K | – |
| PHILIP MORRIS INTL INC | COM | 863K | 9K | – |
| PIMCO ETF TR | BROAD US TIPS | 2M | 33K | – |
| PRIMERICA INC | COM | 297K | 1K | MILLINGTON SECURITIES, LLC |
| PRIMERICA INC | COM | 2M | 8K | – |
| PRINCIPAL FINANCIAL GROUP IN | COM | 850K | 11K | MILLINGTON SECURITIES, LLC |
| PRINCIPAL FINANCIAL GROUP IN | COM | 529K | 7K | – |
| PROCTER AND GAMBLE CO | COM | 933K | 6K | MILLINGTON SECURITIES, LLC |
| PROCTER AND GAMBLE CO | COM | 825 | 5 | – |
| PROGRESSIVE CORP | COM | 2M | 9K | MILLINGTON SECURITIES, LLC |
| PROGRESSIVE CORP | COM | 746K | 4K | – |
| PROSHARES TR | RUSS 2000 DIVD | 2M | 37K | – |
| PRUDENTIAL FINL INC | COM | 2M | 20K | MILLINGTON SECURITIES, LLC |
| PULTE GROUP INC | COM | 1M | 12K | MILLINGTON SECURITIES, LLC |
| QUALCOMM INC | COM | 4M | 18K | MILLINGTON SECURITIES, LLC |
| QUALCOMM INC | COM | 2M | 10K | – |
| RBB FD INC | US TRSRY 6 MNTH | 222K | 4K | – |
| RBB FD INC | US TREASY 2 YR | 1M | 22K | – |
| RAYMOND JAMES FINL INC | COM | 315K | 3K | MILLINGTON SECURITIES, LLC |
| RAYMOND JAMES FINL INC | COM | 282K | 2K | – |
| REGIONS FINANCIAL CORP NEW | COM | 1M | 63K | MILLINGTON SECURITIES, LLC |
| REGIONS FINANCIAL CORP NEW | COM | 1K | 63 | – |
| REINSURANCE GRP OF AMERICA I | COM NEW | 1M | 7K | MILLINGTON SECURITIES, LLC |
| REINSURANCE GRP OF AMERICA I | COM NEW | 323K | 2K | – |
| RESOURCES CONNECTION INC | COM | 293K | 27K | MILLINGTON SECURITIES, LLC |
| ROSS STORES INC | COM | 521K | 4K | – |
| SPDR SER TR | AEROSPACE DEF | 2M | 15K | – |
| SPDR SER TR | PORTFLI TIPS ETF | 475K | 19K | – |
| SPDR SER TR | BLOOMBERG SHT TE | 239K | 10K | – |
| SCHWAB STRATEGIC TR | US TIPS ETF | 2M | 29K | – |
| SELECT SECTOR SPDR TR | SBI CONS STPLS | 2M | 22K | – |
| SYNOVUS FINL CORP | COM NEW | 495K | 12K | MILLINGTON SECURITIES, LLC |
| TJX COS INC NEW | COM | 2M | 17K | MILLINGTON SECURITIES, LLC |
| TJX COS INC NEW | COM | 571K | 5K | – |
| THE TRADE DESK INC | COM CL A | 312K | 3K | – |
| TRADEWEB MKTS INC | CL A | 4M | 39K | MILLINGTON SECURITIES, LLC |
| TRADEWEB MKTS INC | CL A | 1M | 13K | – |
| TRAVEL PLUS LEISURE CO | COM | 488K | 11K | MILLINGTON SECURITIES, LLC |
| US BANCORP DEL | COM NEW | 482K | 12K | MILLINGTON SECURITIES, LLC |
| UNIVERSAL HLTH SVCS INC | CL B | 4M | 20K | MILLINGTON SECURITIES, LLC |
| UNIVERSAL HLTH SVCS INC | CL B | 2M | 12K | – |
| VALLEY NATL BANCORP | COM | 520K | 74K | MILLINGTON SECURITIES, LLC |
| VANECK ETF TRUST | SEMICONDUCTR ETF | 572K | 2K | – |
| VANECK ETF TRUST | RETAIL ETF | 574K | 3K | – |
| VANGUARD MALVERN FDS | STRM INFPROIDX | 253K | 5K | – |
| VANGUARD INDEX FDS | SMALL CP ETF | 231K | 1K | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 4M | 17K | – |
| VERIZON COMMUNICATIONS INC | COM | 3M | 68K | MILLINGTON SECURITIES, LLC |
| VERISK ANALYTICS INC | COM | 837K | 3K | MILLINGTON SECURITIES, LLC |
| VERISK ANALYTICS INC | COM | 1M | 5K | – |
| VICTORY PORTFOLIOS II | SHARES FREE CASH | 7M | 220K | – |
| VIRTU FINL INC | CL A | 217K | 10K | MILLINGTON SECURITIES, LLC |
| VISA INC | COM CL A | 829K | 3K | MILLINGTON SECURITIES, LLC |
| VISA INC | COM CL A | 54K | 205 | – |
| VISTRA CORP | COM | 668K | 8K | – |
| VOYA FINANCIAL INC | COM | 2M | 24K | MILLINGTON SECURITIES, LLC |
| VOYA FINANCIAL INC | COM | 1M | 20K | – |
| WESTERN UN CO | COM | 537K | 44K | MILLINGTON SECURITIES, LLC |
| WHIRLPOOL CORP | COM | 3M | 28K | MILLINGTON SECURITIES, LLC |
| WHIRLPOOL CORP | COM | 145K | 1K | – |
| WISDOMTREE TR | JPN SCAP HDG EQT | 262K | 7K | – |
| ZIONS BANCORPORATION N A | COM | 459K | 11K | MILLINGTON SECURITIES, LLC |
| EATON CORP PLC | SHS | 2M | 5K | MILLINGTON SECURITIES, LLC |
| EATON CORP PLC | SHS | 271K | 864 | – |
| GENPACT LIMITED | SHS | 285K | 9K | – |
| JANUS HENDERSON GROUP PLC | ORD SHS | 2M | 59K | MILLINGTON SECURITIES, LLC |
| JANUS HENDERSON GROUP PLC | ORD SHS | 1M | 33K | – |
| SPOTIFY TECHNOLOGY S A | SHS | 2M | 6K | MILLINGTON SECURITIES, LLC |
| SPOTIFY TECHNOLOGY S A | SHS | 1M | 4K | – |
| LYONDELLBASELL INDUSTRIES N | SHS - A - | 3M | 29K | MILLINGTON SECURITIES, LLC |
| LYONDELLBASELL INDUSTRIES N | SHS - A - | 144K | 2K | – |