PERKINS CAPITAL MANAGEMENT INC

Advisory Business

Type of Organization	Corporation
Fiscal Year End	DECEMBER
Legal Location	Minnesota, United States

Employees

Total Number of Employees	9
Investment Advisory/Research	3
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	0
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	151	$130.5M
Non-Discretionary	0	$0
Total	151	$130.5M

Clients

Type	Number	RAUM
Individuals	68	$13.0M
HNW Individuals	73	$95.5M
Banking or thrift institutions	0	$0
Investment companies	1	$7.7M
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	<5	$4.6M
Charitable organizations	5	$5.8M
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	<5	$4.0M
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	0

Services

Advisory Services	Portfolio management for individuals and/or small businessesPortfolio management for investment companies
Compensation	% of AUM

Wrap Fee Program

Offers Wrap Fee Program	Yes

Acting As	RAUM
Sponsor	0
Portfolio Manager	3.4M
Both for Same	0

Portfolio Manager to Program	Sponsor
MANAGED ACCOUNT PROGRAM (MAP) A DUAL-CONTRACT PROGRAM	RBC CAPITAL MARKETS, LLC
MAC (MANAGED ACCOUNTS CONSULTING)	UBS FINANCIAL SERVICES INC.
INVESTMENT MANAGEMENT SERVICES	MORGAN STANLEY

Identifiers

SEC RIA File Number	801-22888
SEC ERA File Number	801-22888
SEC CIK Numbers	884300
SEC CRD Numbers	105028
Legal Entity Identifier	None

Principal Office

730 LAKE STREET EAST
WAYZATA
MN
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic