M.Z. KARK & ASSOCIATES, INC
Adviser information for M.Z. KARK & ASSOCIATES, INC last updated from Form ADV on February 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Colorado, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,381 | $250.9M |
| Non-Discretionary | 73 | $35.3M |
| Total | 1,454 | $286.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 72 | $32.5M |
| HNW Individuals | 83 | $245.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $5.6M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $3.0M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)FINANCIAL CONSULTING |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-23074 |
|---|---|
| SEC ERA File Number | 801-23074 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 106627 |
| Legal Entity Identifier | None |
Principal Office
720 S COLORADO BLVD.SUITE 613-S
DENVER
CO
United States
Monday - Friday, 8:00AM - 5:00PM
Tel: 303-623-1818, Fax: 303-623-2018
Websites
Chief Compliance Officer
COURTNEY NELSON
OPERATIONS MANAGER
720 S COLORADO BLVD.
SUITE 613-S
DENVER
CO
United States
Tel:
303-623-1818
Fax:
303-623-2018
C**************@*********M
(Full email address available in API data)
Regulatory Contact
ANDREW KARK
VP/SECRETARY/TREASURER
720 S COLORADO BLVD.
SUITE 613-S
DENVER
CO
United States
Tel:
303-623-1818
Fax:
303-623-2018
A********@*********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KARK, ANDREW, MICHAEL | Individual | – | VICE PRESIDENT/SECRETARY/TREASURER | 01/1998 | 10-25% |
| KARK, MARVIN, ZANE | Individual | – | PRESIDENT | 07/1989 | 50-75% |
| NELSON, COURTNEY, LEA | Individual | – | CHIEF COMPLIANCE OFFICER | 05/2018 | < 5% |
| BLANCO, ARMANDO | Individual | – | ASSOCIATE | 12/2019 | < 5% |