Hedge Fund Database

VIRTUS FUND ADVISERS, LLC

Adviser information for VIRTUS FUND ADVISERS, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 8
Investment Advisory/Research 8
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 4

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 273 $7.4B
Non-Discretionary 8 $542.3M
Total 281 $8.0B

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 16 $6.4B
Business development companies 0 $0
Pooled investment vehicles 10 $806.8M
Pension and profit sharing plans 0 $0
Charitable organizations <5 $143.4M
State or municipal gov entities <5 $289.6M
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 7 $237.8M
Other 245 $91.4M
Type Number
No. of Non-RAUM Clients 3
No. of Non-U.S. Clients 1

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)EMP OF AN AFFILIATE IS CONTRACTED W /CNBC AS HOST/GUEST PROVIDING MKT COMMENTARY;RECOMMEND STYLE MGRS;PROPOSE ASSET ALLOCATIONS
Compensation % of AUM
Other Business Activities Commodity pool operator or commodity trading advisor

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 91.4M
Both for Same 0
Portfolio Manager to Program Sponsor
MANAGED ACCOUNT ADVISORS PROGRAM (UMA) MERRILL LYNCH
UBS ACCESS AND STRATEGIC WEALTH PORTFOLIO UBS FINANCIAL SERVICES INC.

Identifiers

SEC RIA File Number 801-23163
SEC ERA File Number 801-23163
SEC CIK Numbers 1319111
SEC CRD Numbers 107346
Legal Entity Identifier 5493003H4QV0TBBXX123

Principal Office

ONE FINANCIAL PLAZA
HARTFORD
CT
United States
Monday - Friday, 9:00AM - 5:00PM
Tel: 800-248-7971, Fax: 860-241-1024

Websites

www.linkedin.com/company/virtus-investment-partners/ www.virtus.com twitter.com/virtus www.facebook.com/virtusinvestmentpartners www.youtube.com/@virtusinvestmentpartners www.linkedin.com/company/virtus-systematic

Chief Compliance Officer

DAVID FUSCO
CHIEF COMPLIANCE OFFICER
ONE FINANCIAL PLAZA
26TH FLOOR
HARTFORD
CT
United States
Tel: 860-263-4732
Fax: 860-241-1024
(Full email address available in API data)

Regulatory Contact

CHETRAM PERSAUD
COMPLIANCE OFFICER
ONE FINANCIAL PLAZA
26TH FLOOR
HARTFORD
CT
United States
Tel: 646-376-5905
Fax: 860-241-1024
(Full email address available in API data)

Industry Affiliates

ALPHASIMPLEX GROUP, LLC Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor
CEREDEX VALUE ADVISORS LLC Other investment adviser, including financial planners
DUFF & PHELPS INVESTMENT MANAGEMENT CO. Other investment adviser, including financial planners
KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC Other investment adviser, including financial planners
NFJ INVESTMENT GROUP, LLC Other investment adviser, including financial planners
SEIX CLO MANAGEMENT GP LLC Sponsor, GP, manager of pooled investment vehicles
SEIX CLO MANAGEMENT LLC Other investment adviser, including financial planners
SILVANT CAPITAL MANAGEMENT LLC Other investment adviser, including financial planners
SUSTAINABLE GROWTH ADVISERS, LP Other investment adviser, including financial planners
VIRTUS ALTERNATIVE INVESTMENT ADVISERS, INC. Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor
VIRTUS ETF ADVISERS LLC Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor
VIRTUS FIXED INCOME ADVISERS, LLC Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor
VIRTUS GLOBAL PARTNERS PTE. LTD. Other investment adviser, including financial planners
VIRTUS INTERNATIONAL FUND MANAGEMENT LIMITED Other investment adviser, including financial planners
VIRTUS INTERNATIONAL MANAGEMENT LLP Other investment adviser, including financial planners
VIRTUS INVESTMENT ADVISERS, INC. Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
VP DISTRIBUTORS LLC Broker-dealer, municipal securities dealer, or gov securities broker or dealer
WESTCHESTER CAPITAL MANAGEMENT, LLC Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor
WESTCHESTER CAPITAL PARTNERS, LLC Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
VIRTUS EMERGING MARKETS CONSUMER LLC EQUITY $46.5M $3.0M 3
VIRTUS INTERNATIONAL SMALL-CAP OPPORTUNITIES LLC EQUITY $121.5M $3.0M 9

Control Persons

Name Type Entity Title Since Ownership
ANGERTHAL, MICHAEL, AARON Individual – EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER 06/2017 < 5%
AYLWARD, GEORGE, ROBERT Individual – PRESIDENT AND CHIEF EXECUTIVE OFFICER 06/2017 < 5%
VIRTUS INVESTMENT PARTNERS, INC. Domestic Entity VIRTUS PARTNERS, INC. SOLE SHAREHOLDER 12/2008 > 75%
VIRTUS PARTNERS, INC. Domestic Entity – SOLE MEMBER 01/2018 > 75%
FUSCO, DAVID, ELLIOT Individual – CHIEF COMPLIANCE OFFICER 10/2019 < 5%
SMIRL, RICHARD, WILLIAM Individual – EXECUTIVE VICE PRESIDENT 05/2021 < 5%
HANLEY, DAVID, GEORGE Individual – SENIOR VICE PRESIDENT AND TREASURER 06/2017 < 5%
BATCHELAR, PETER, JACKSON Individual – SENIOR VICE PRESIDENT, PRODUCT MANAGEMENT 06/2017 < 5%
PURKALITIS, ANDRA, CYNTHIA Individual – EXECUTIVE VICE PRESIDENT AND CHIEF LEGAL OFFICER 11/2023 < 5%

No. Employees, Historic

105020192020202120222023202420250 on 10/15/20190 on 10/21/20190 on 3/25/20200 on 6/25/20200 on 1/29/20210 on 3/11/20210 on 4/13/20210 on 3/29/20220 on 8/24/20227 on 3/31/20237 on 4/7/20237 on 6/9/20237 on 12/11/20238 on 3/28/2024

RAUM, Historic

20B10B0201920202021202220232024202513979828315 on 10/15/201913979828315 on 10/21/201912791861559 on 3/25/202012791861559 on 6/25/202012791861559 on 1/29/202113714094013 on 3/11/202113714094013 on 4/13/202114187622000 on 3/29/202214187622000 on 8/24/20229477304721 on 3/31/20239477304721 on 4/7/20239477304721 on 6/9/20239477304721 on 12/11/20237966189069 on 3/28/2024

No. Clients, Historic

2,0001,000020192020202120222023202420253 on 10/15/20193 on 10/21/201925 on 3/25/202025 on 6/25/202025 on 1/29/20211744 on 3/11/20211744 on 4/13/20211611 on 3/29/20221611 on 8/24/2022343 on 3/31/2023343 on 4/7/2023343 on 6/9/2023343 on 12/11/2023278 on 3/28/2024

Holdings

From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ADMA BIOLOGICS INC COM 157K 14K –
ABM INDS INC COM 46K 900 –
ANI PHARMACEUTICALS INC COM 63K 987 –
ABERCROMBIE & FITCH CO CL A 36K 200 –
AMALGAMATED FINANCIAL CORP COM 32K 1K –
AMERICAN WOODMARK CORPORATIO COM 65K 824 –
AMPHASTAR PHARMACEUTICALS IN COM 47K 1K –
ANIKA THERAPEUTICS INC COM 67K 3K –
ATRICURE INC COM 18K 810 –
AURINIA PHARMACEUTICALS INC COM 39K 7K –
AXCELIS TECHNOLOGIES INC COM NEW 78K 550 –
BAIN CAP SPECIALTY FIN INC COM STK 47K 3K –
BARRETT BUSINESS SVCS INC COM 158K 5K –
BEACON ROOFING SUPPLY INC COM 35K 385 –
BLACKBAUD INC COM 23K 297 –
BLACKLINE INC COM 64K 1K –
BLUE BIRD CORP COM 96K 2K –
BLUEPRINT MEDICINES CORP COM 16K 147 –
BOISE CASCADE CO DEL COM 98K 819 –
CAREDX INC COM 54K 3K –
CATALYST PHARMACEUTICALS INC COM 20K 1K –
CENTERRA GOLD INC COM 26K 4K –
CLEAR SECURE INC COM CL A 37K 2K –
CLEARWATER PAPER CORP COM 32K 659 –
COMFORT SYS USA INC COM 120K 396 –
COMMUNITY HEALTH SYS INC NEW COM 22K 7K –
COMMVAULT SYS INC COM 165K 1K –
DOCUSIGN INC COM 37K 688 –
DYCOM INDS INC COM 42K 250 –
EAGLE MATLS INC COM 84K 385 –
EMCOR GROUP INC COM 30K 82 –
EXACT SCIENCES CORP COM 31K 732 –
FEDERATED HERMES INC CL B 38K 1K –
FRONTDOOR INC COM 33K 986 –
GENWORTH FINL INC COM SHS 49K 8K –
GRIFFON CORP COM 61K 949 –
GULFPORT ENERGY CORP COMMON SHARES 51K 341 –
HAEMONETICS CORP MASS COM 112K 1K –
HALOZYME THERAPEUTICS INC COM 40K 757 –
HANCOCK WHITNEY CORPORATION COM 25K 523 –
CRESCENT ENERGY COMPANY CL A COM 36K 3K –
INTAPP INC COM 51K 1K –
J JILL INC COM 42K 1K –
JANUS INTERNATIONAL GROUP IN COMMON STOCK 31K 2K –
KB HOME COM 85K 1K –
KIRBY CORP COM 72K 600 –
KNIFE RIVER CORP COMMON STOCK 88K 1K –
KRONOS WORLDWIDE INC COM 18K 1K –
MGIC INVT CORP WIS COM 87K 4K –
MANHATTAN ASSOCIATES INC COM 125K 505 –
MASTEC INC COM 34K 320 –
MASTERBRAND INC COMMON STOCK 36K 2K –
MERIT MED SYS INC COM 87K 1K –
MOOG INC CL A 30K 180 –
NMI HLDGS INC COM 88K 3K –
NATERA INC COM 74K 687 –
NEUROCRINE BIOSCIENCES INC COM 106K 768 –
OSI SYSTEMS INC COM 48K 347 –
PEGASYSTEMS INC COM 45K 739 –
PETIQ INC COM CL A 25K 1K –
PRIMORIS SVCS CORP COM 88K 2K –
PROGRESS SOFTWARE CORP COM 119K 2K –
Q2 HLDGS INC COM 58K 956 –
RADIAN GROUP INC COM 55K 2K –
RED ROCK RESORTS INC CL A 43K 791 –
RINGCENTRAL INC CL A 53K 2K –
RUSH ENTERPRISES INC CL A 31K 742 –
RYDER SYS INC COM 58K 470 –
SMARTSHEET INC COM CL A 48K 1K –
STEELCASE INC CL A 31K 2K –
STITCH FIX INC COM CL A 39K 9K –
STRATEGIC ED INC COM 86K 777 –
SUPERNUS PHARMACEUTICALS INC COM 23K 878 –
SYLVAMO CORP COMMON STOCK 48K 700 –
TACTILE SYS TECHNOLOGY INC COM 21K 2K –
TAYLOR MORRISON HOME CORP COM 104K 2K –
TEREX CORP NEW COM 36K 654 –
TERNIUM SA SPONSORED ADS 35K 937 –
TETRA TECH INC NEW COM 65K 320 –
TRANSALTA CORP COM 61K 9K –
TRINITY CAP INC COM 53K 4K –
TWIST BIOSCIENCE CORP COM 86K 2K –
UFP INDUSTRIES INC COM 58K 518 –
ULTRA CLEAN HLDGS INC COM 64K 1K –
VERACYTE INC COM 78K 4K –
VERICEL CORP COM 42K 918 –
VIAD CORP COM 31K 908 –
VOYAGER THERAPEUTICS INC COM 19K 2K –
WABASH NATL CORP COM 27K 1K –
WOLVERINE WORLD WIDE INC COM 32K 2K –
XEROX HOLDINGS CORP COM NEW 15K 1K –
ZETA GLOBAL HOLDINGS CORP CL A 106K 6K –
ZYMEWORKS INC COM 26K 3K –
ALKERMES PLC SHS 110K 5K –
ESSENT GROUP LTD COM 65K 1K –
FABRINET SHS 78K 318 –
KINIKSA PHARMACEUTICALS INTL ORD SHS CL 24K 1K –
NORWEGIAN CRUISE LINE HLDG L SHS 115K 6K –
SMART GLOBAL HLDGS INC SHS 32K 1K –
PERRIGO CO PLC SHS 70K 3K –
CELLEBRITE DI LTD ORDINARY SHARES 41K 3K –
ONESPAWORLD HOLDINGS LIMITED COM 41K 3K –
GENCO SHIPPING & TRADING LTD SHS 97K 5K –
TEEKAY CORPORATION COM 611K 68K –
HDFC BANK LTD SPONSORED ADS 224K 3K –
ICICI BANK LIMITED ADR 3M 92K –
ISHARES TR MSCI INDIA ETF 2M 41K –
VIPSHOP HLDGS LTD SPONSORED ADS A 781K 60K –
MAKEMYTRIP LIMITED MAURITIUS SHS 3M 36K –
WARRIOR MET COAL INC COM 886K 14K –
SANDRIDGE ENERGY INC COM NEW 2K 159 –
SUMMIT MIDSTREAM PARTNERS LP COM UNIT LTD 4M 108K –
VIRTUS ETF TR II SEIX SR LN ETF 5M 210K –