WAFRA INC.
Adviser information for WAFRA INC. last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 172 |
|---|---|
| Investment Advisory/Research | 76 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 96 | $27.6B |
| Non-Discretionary | 6 | $1.3B |
| Total | 102 | $29.0B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 72 | $19.8B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | <5 | $2.0B |
| Corporations or other businesses | 27 | $7.1B |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 7 |
| No. of Non-U.S. Clients | 81 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)CONSULTING REVIEW OF 3RD PARTY MANAGERS FOR INSTITUTIONAL INVESTORS |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees% OF CLIENT COMMITMENT ADMIN,CONSULTING AND OTHER FEES |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
345 PARK AVENUENEW YORK
NY
United States
Monday - Friday, 9:00AM TO 5:30PM
Tel: 212-759-3700, Fax: 212-813-9488
Chief Compliance Officer
MICHAEL HENRY
CHIEF COMPLIANCE OFFICER
345 PARK AVENUE, 3RD FLOOR
NEW YORK
NY
United States
Tel:
212-759-3700
Fax:
212-813-9488
W**************@********M
(Full email address available in API data)
Industry Affiliates
| ALTERNATIVES COMPLIANT FUND GP LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| CAMBRIDGE GF DEAL GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| CAPITAL CONSTELLATION AS GP LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| CAPITAL CONSTELLATION FEEDER GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| CAPITAL CONSTELLATION GP LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| CG III AS GP L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| CG III GP LTD. | Sponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| CG IV GP LTD. | Sponsor or syndicator of limited partnerships |
| CONSTELLATION GENERATION III GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| CONSTELLATION GENERATION IV GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| CONSTELLATION GP SPV LTD. | Sponsor, GP, manager of pooled investment vehicles |
| COVALENT GP LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| KFAS FUND I GP LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| NIMBUS GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| OWRF WAFRA GP LP | Sponsor or syndicator of limited partnerships |
| PR STARVEST HOLDCO LP | Sponsor, GP, manager of pooled investment vehicles |
| RE PLUS FUND GP LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| REAL ESTATE PLUS FUND REIT LLC | Sponsor or syndicator of limited partnerships |
| REALTI I GP LP | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| REALTI I GP LTD. | Sponsor or syndicator of limited partnerships |
| REALTI II GP LTD. | Sponsor or syndicator of limited partnerships |
| REALTI II GP, LP | Sponsor, GP, manager of pooled investment vehicles |
| REALTI III GP LP | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| REALTI III UGP LTD. | Sponsor or syndicator of limited partnerships |
| SPECTRUM ALLOCATION LTD. | Sponsor, GP, manager of pooled investment vehicles |
| STARVEST DISLOCATION V GP LP | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| STARVEST DISLOCATION V GP LTD. | Sponsor or syndicator of limited partnerships |
| STARVEST DYAL GP LTD. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| W-BIRDIE HOLDINGS LLC | Sponsor, GP, manager of pooled investment vehicles |
| W-EXPRESS GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| W-GCI HOLDINGS LLC | Sponsor, GP, manager of pooled investment vehicles |
| W-LLC MANAGER LTD. | Sponsor or syndicator of limited partnerships |
| W-TESLIN GP LTD. | Sponsor or syndicator of limited partnerships |
| WAFRA ASIA OPPORTUNITY FUND GP LP | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| WAFRA ASIA OPPORTUNITY GP LTD | Sponsor or syndicator of limited partnerships |
| WAFRA CORNERSTONE GP LTD. | Sponsor or syndicator of limited partnerships |
| WAFRA CORNERSTONE PARTNERS GP LP | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| WAFRA CP I LP | Sponsor or syndicator of limited partnerships |
| WAFRA DISLOCATION U.S LLC | Sponsor or syndicator of limited partnerships |
| WAFRA EUROPE LIMITED | Other investment adviser, including financial planners |
| WAFRA GH-GP L.P | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| WAFRA INTERVEST CORPORATION LTD. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| WAFRA MANAGING MEMBER LLC | Sponsor or syndicator of limited partnerships |
| WAFRA MASTER GP LLC | Sponsor or syndicator of limited partnerships |
| WAFRA MERCHANT CAPITAL GP LP | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| WAFRA MERCHANT CAPITAL GP LTD | Sponsor or syndicator of limited partnerships |
| WAFRA PCS II GP LP | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| WAFRA PCS II GP LTD. | Sponsor or syndicator of limited partnerships |
| WAFRA RAWA GP CO. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| WAFRA RE PLATFORM GP LTD | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| WAFRA REALTY CORP | Sponsor or syndicator of limited partnerships |
| WAFRA REALVEST V GP, L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| WAFRA REALVEST VI GP, L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| WAFRA RESIDENTIAL VALUE CORP | Sponsor or syndicator of limited partnerships |
| WAFRA RESIDENTIAL VALUE INVEST I GP, LP | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| WAFRA SECURITIES GP LTD. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| WAFRA SELECT CAPITAL GP LP | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| WAFRA SI GP (BERMUDA) LTD | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| WAFRA SI-GP LP | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| WAFRA SMH FUND GP LP | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| WAFRA STONE GP INC | Sponsor, GP, manager of pooled investment vehicles |
| WAFRA STRATEGIC GP LTD | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| WAFRA VENTURE GP LP | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| WAFRA VENTURE GP LTD. | Sponsor or syndicator of limited partnerships |
| WAFRA VENTURE MASTER GP I LTD. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| WAFRA VENTURE PARTNERS, INC | Sponsor, GP, manager of pooled investment vehicles |
| WASP GP LP | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| WASP GP LTD | Sponsor or syndicator of limited partnerships |
| WATSON HOLDINGS GP LTD. | Sponsor, GP, manager of pooled investment vehicles |
| WAYS GP LP | Sponsor, GP, manager of pooled investment vehicles |
| WAYS GP LTD | Sponsor or syndicator of limited partnerships |
| WFMS FUND (OFFSHORE HOLDCO-XXVI) LTD. | Sponsor, GP, manager of pooled investment vehicles |
| WIC GH-GP LTD. | Sponsor or syndicator of limited partnerships |
| WIC MASTER GP LTD. | Sponsor or syndicator of limited partnerships |
| WIPP GP HOLDINGS LTD | Sponsor or syndicator of limited partnerships |
| WIPP GP LP | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| WMC CLAROS (H) LLC | Sponsor, GP, manager of pooled investment vehicles |
| WRA-EAGLE (S) LLC | Sponsor, GP, manager of pooled investment vehicles |
| WRA-PS HOLDINGS LTD | Sponsor, GP, manager of pooled investment vehicles |
| WRAIF GP LP | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| WRAIF I GP LTD | Sponsor or syndicator of limited partnerships |
| WRAIF II GP LLC | Sponsor or syndicator of limited partnerships |
| WSH GP LLC | Sponsor or syndicator of limited partnerships |
| WSI COMPANION FUND I LTD | Sponsor, GP, manager of pooled investment vehicles |
| WSI II GP LP | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| WSI II GP LTD | Sponsor or syndicator of limited partnerships |
| WSI-GP LTD. | Sponsor, GP, manager of pooled investment vehicles |
| YAMADA HOLDINGS LTD. | Sponsor or syndicator of limited partnerships |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| AM ROCKET HOLDCO LLC | Real Estate Fund | $6.6M | $0.0M | 2 |
| CAPITAL CONSTELLATION AS LP | Private Equity Fund | $105.8M | $0.0M | 33 |
| CAPITAL CONSTELLATION L.P. | Private Equity Fund | $1,685.5M | $0.0M | 33 |
| CONSTELLATION GENERATION III AS LP | Private Equity Fund | $51.2M | $0.0M | 5 |
| CONSTELLATION GENERATION IV FUND-A LP | Private Equity Fund | $253.4M | $0.0M | 6 |
| CONSTELLATION GENERATION IV FUND-B LP | Private Equity Fund | $901.7M | $0.0M | 7 |
| CONSTELLATION GENERATION IV FUND-C LP | Private Equity Fund | $665.4M | $50.0M | 25 |
| CONSTELLATION GENERATION IV FUND-D LP | Private Equity Fund | $45.4M | $0.0M | 4 |
| COVALENT INVESTMENTS LP | Private Equity Fund | $210.0M | $0.0M | 3 |
| DMN ROCKET HOLDCO LLC | Real Estate Fund | $1.6M | $0.0M | 1 |
| KFAS FUND I, L.P. | Real Estate Fund | $33.0M | $0.0M | 1 |
| REAL ESTATE ALTERNATIVE INVESTMENTS FUND III LP | Real Estate Fund | $302.2M | $2.9M | 3 |
| REAL ESTATE ALTERNATIVE INVESTMENTS FUND III-A LP | Real Estate Fund | $59.6M | $0.6M | 3 |
| REAL ESTATE PLUS FUND LP | Real Estate Fund | $562.2M | $10.0M | 3 |
| STARVEST DISLOCATION SUB-FUND II LTD. | Private Equity Fund | $14.8M | $5.0M | 5 |
| STARVEST DISLOCATION SUB-FUND III LTD. | Private Equity Fund | $18.7M | $5.0M | 4 |
| STARVEST DISLOCATION SUB-FUND IV LTD. | Private Equity Fund | $173.2M | $5.0M | 5 |
| STARVEST STRATEGIC SUB-FUND LP - CLASS IV | Private Equity Fund | $0.9M | $5.0M | 4 |
| SUPREME (C) LLC | Private Equity Fund | $11.1M | $0.0M | 6 |
| SUPREME (S) LLC | Private Equity Fund | $47.0M | $0.0M | 6 |
| TESLIN HOLDINGS LP | Private Equity Fund | $511.9M | $0.0M | 11 |
| THUNDER HOLDINGS LP | Private Equity Fund | $255.7M | $0.0M | 2 |
| W-CATALINA TOPCO I LLC | Private Equity Fund | $303.4M | $0.0M | 1 |
| W-CATALINA TOPCO II LP | Private Equity Fund | $323.1M | $0.0M | 3 |
| W-EXPRESS CO-INVEST NON-US LP | Real Estate Fund | $175.0M | $148.7M | 1 |
| W-EXPRESS CO-INVEST US LP | Real Estate Fund | $37.7M | $32.1M | 1 |
| WAFRA GLOBAL HOLDINGS L.P. | Private Equity Fund | $1,018.5M | $5.0M | 4 |
| WAFRA SELECT CAPITAL MASTER LP | Private Equity Fund | $3.4M | $5.0M | 12 |
| WATSON HOLDINGS LP | Private Equity Fund | $465.8M | $0.0M | 16 |
| WRAIF SPIRAL LP | Private Equity Fund | $33.2M | $10.0M | 11 |
| WSI VGO MASTER FUND LP | Private Equity Fund | $64.5M | $5.0M | 18 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WAFRA INTERVEST CORPORATION LTD. (WIC) | Foreign Entity | – | WHOLLY OWNS REGISTRANT | 07/1984 | > 75% |
| THE PUBLIC INSTITUTION FOR SOCIAL SECURITY (PIFSS) | Foreign Entity | WAFRA INTERNATIONAL INVESTMENT COMPANY K.S.C.C. (WIIC) | WHOLLY OWNS WIIC | 11/2020 | > 75% |
| GOVERNMENT OF KUWAIT | Foreign Entity | THE PUBLIC INSTITUTION FOR SOCIAL SECURITY (PIFSS) | WHOLLY OWNS PIFSS | 01/1990 | > 75% |
| ALMUBARAKI, FAWAZ, MANSOUR | Individual | – | CHAIRMAN/DIRECTOR/CHIEF EXECUTIVE OFFICER | 07/2017 | < 5% |
| HEALY, FERGUS, NMN | Individual | – | DIRECTOR/CHIEF OPERATING OFFICER/SENIOR MANAGING DIRECTOR | 08/2017 | < 5% |
| MACFADYEN, JEANINE, NMN | Individual | – | DIRECTOR | 05/2023 | < 5% |
| HENRY, MICHAEL, NMN | Individual | – | CHIEF COMPLIANCE OFFICER/SENIOR MANAGING DIRECTOR | 07/2018 | < 5% |
| WAFRA INTERNATIONAL INVESTMENT COMPANY K.S.C.C. (WIIC) | Foreign Entity | WAFRA INTERVEST CORPORATION LTD. (WIC) | WHOLLY OWNS WIC | 11/2020 | > 75% |
| Alderbas, Adel, Asamo | Individual | – | DIRECTOR/CHIEF INVESTMENT OFFICER/SENIOR MANAGING DIRECTOR | 02/2022 | < 5% |
| SETTY, SUMANA | Individual | – | GENERAL COUNSEL/MANAGING DIRECTOR | 01/2023 | < 5% |
| MASSIMO, ALEXANDER, J | Individual | – | CHIEF FINANCIAL OFFICER/MANAGING DIRECTOR | 05/2023 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 5th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| CLAROS MTG TR INC | COMMON STOCK | 26M | 3M | – |
| DIGITALBRIDGE GROUP INC | CL A NEW | 212M | 15M | – |