Hedge Fund Database

JMG FINANCIAL GROUP LTD

Adviser information for JMG FINANCIAL GROUP LTD last updated from Form ADV on March 6th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 63
Investment Advisory/Research 63
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 37
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 1

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 4,554 $5.2B
Non-Discretionary 525 $204.9M
Total 5,079 $5.4B

Clients

Type Number RAUM
Individuals 348 $141.1M
HNW Individuals 1,194 $5.3B
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 10 $4.2M
Charitable organizations <5 $4.9M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 147
No. of Non-U.S. Clients 1
No. of Financial Planning Clients 1000

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers)
Compensation % of AUMHourly chargesFixed feesA PERCENTAGE OF ASSETS

Identifiers

SEC RIA File Number 801-23526
SEC ERA File Number 801-23526
SEC CIK Numbers 1314404
SEC CRD Numbers 110302
Legal Entity Identifier None

Principal Office

2001 BUTTERFIELD ROAD, SUITE 1400
DOWNERS GROVE
IL
United States
Monday - Friday, 8:30 A.M. TO 4:30 P.M.
Tel: 630-571-5252, Fax: 630-571-3821

Websites

www.linkedin.com/company/452192 twitter.com/jmgfin jmgfinancial.com

Chief Compliance Officer

JEFFREY G. DOHNER
CHIEF COMPLIANCE OFFICER
2001 BUTTERFIELD ROAD, SUITE 1400
DOWNERS GROVE
IL
United States
Tel: 630-571-5252
Fax: 630-571-3821
(Full email address available in API data)

Regulatory Contact

ANTHONY D. CECCHINI
CHIEF EXECUTIVE OFFICER
2001 BUTTERFIELD ROAD, SUITE 1400
DOWNERS GROVE
IL
United States
Tel: 630-571-5252
Fax: 630-571-3821
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
GORDON, YONHEE, CHOI Individual – SHAREHOLDER, CHIEF OPERATING OFFICER, CHIEF MARKETING OFFICER, AND SECRETARY 08/1998 5-10%
DEVER, WILLIAM, EDWARD Individual – SHAREHOLDER 01/2001 5-10%
MORGAN, DAVID, SEAN Individual – SHAREHOLDER 01/2005 5-10%
WAIGHT, WILLIAM, GARY Individual – SHAREHOLDER AND CO-CHIEF INVESTMENT OFFICER 07/2007 10-25%
WALSH, MELISSA, ASHBEY Individual – SHAREHOLDER, VICE PRESIDENT OF FINANCE, AND TREASURER 07/2007 10-25%
CECCHINI, ANTHONY, DAVID Individual – SHAREHOLDER AND CHIEF EXECUTIVE OFFICER 07/2007 10-25%
GRUBB, MATTHEW, JAMES Individual – SHAREHOLDER 01/2012 5-10%
OHALLEN, JASON, ROBERT Individual – SHAREHOLDER AND PRESIDENT 01/2015 10-25%
GERMAN, WILLIAM, ROBERT Individual – SHAREHOLDER AND CO-CHIEF INVESTMENT OFFICER 01/2017 < 5%
Jurgovan, Daniel, Robert Individual – SHAREHOLDER AND CHIEF TECHNOLOGY OFFICER 01/2018 < 5%
DOHNER, JEFFREY, GLENN Individual – SHAREHOLDER AND CHIEF COMPLIANCE OFFICER 01/2019 < 5%
LESCH, JUSTIN, HOWARD Individual – SHAREHOLDER 01/2019 < 5%
ROZSYPAL, MICHELLE, PILAR Individual – SHAREHOLDER 01/2020 < 5%
VanBuren, Brian, Christopher Individual – SHAREHOLDER 01/2021 < 5%
Faust, Erik, Jonathan Individual – SHAREHOLDER 01/2022 < 5%
CANTU, OSCAR, HERNON Individual – SHAREHOLDER AND CHIEF CLIENT SOLUTIONS OFFICER 01/2022 < 5%
NIEC, AARON, WALTER Individual – SHAREHOLDER 01/2023 < 5%
Kozaili, Tony, Elias Individual – SHAREHOLDER 01/2023 < 5%
KAMMES, KATE, JEROME Individual – SHAREHOLDER AND CHIEF TALENT OFFICER 01/2023 < 5%

No. Employees, Historic

70350201920202021202220232024202542 on 10/3/201942 on 1/9/202053 on 3/18/202053 on 5/28/202053 on 6/10/202053 on 1/4/202154 on 3/18/202154 on 5/6/202154 on 7/27/202154 on 9/1/202154 on 9/30/202154 on 10/15/202154 on 1/3/202256 on 3/16/202256 on 6/3/202256 on 9/29/202256 on 10/31/202256 on 1/5/202356 on 3/13/202364 on 3/17/202364 on 8/1/202364 on 11/21/202364 on 12/11/202364 on 2/6/202463 on 3/6/2024

RAUM, Historic

6B3B020192020202120222023202420252674956000 on 10/3/20192674956000 on 1/9/20203327423000 on 3/18/20203327423000 on 5/28/20203327423000 on 6/10/20203327423000 on 1/4/20213788219000 on 3/18/20213788219000 on 5/6/20213788219000 on 7/27/20213788219000 on 9/1/20213788219000 on 9/30/20213788219000 on 10/15/20213788219000 on 1/3/20224715950000 on 3/16/20224715950000 on 6/3/20224715950000 on 9/29/20224715950000 on 10/31/20224715950000 on 1/5/20234715950000 on 3/13/20234500738000 on 3/17/20234500738000 on 8/1/20234500738000 on 11/21/20234500738000 on 12/11/20234500738000 on 2/6/20245415853000 on 3/6/2024

No. Clients, Historic

2,0001,00002019202020212022202320242025858 on 10/3/2019858 on 1/9/20201047 on 3/18/20201047 on 5/28/20201047 on 6/10/20201047 on 1/4/20211154 on 3/18/20211154 on 5/6/20211154 on 7/27/20211154 on 9/1/20211154 on 9/30/20211154 on 10/15/20211154 on 1/3/20221317 on 3/16/20221317 on 6/3/20221317 on 9/29/20221317 on 10/31/20221317 on 1/5/20231317 on 3/13/20231454 on 3/17/20231454 on 8/1/20231454 on 11/21/20231454 on 12/11/20231454 on 2/6/20241552 on 3/6/2024

Holdings

From latest 13F, filed July 30th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
Alphabet Inc Cl A COM 1M 6K –
Alphabet Inc Cl C COM 224K 1K –
Amazon Communications COM 431K 2K –
Apple Inc COM 1M 5K –
Berkshire Hathaway Cl B COM 2M 4K –
Exxon Mobil Corporation COM 486K 4K –
Fidelity National Information COM 254K 3K –
Home Depot Inc COM 293K 850 –
JP Morgan Chase & Co COM 408K 2K –
Johnson & Johnson COM 414K 3K –
Lockheed Martin Corp COM 234K 500 –
MasterCard Inc COM 449K 1K –
Merck & Co Inc COM 334K 3K –
Microsoft Corp COM 3M 6K –
Procter & Gamble Co COM 317K 2K –
Royal Gold Inc COM 298K 2K –
Texas Instruments Inc COM 424K 2K –
TransDigm Group Inc COM 655K 513 –
DFA International Core Equity COM 65M 2M –
Dimensional Emerging Markets C COM 35M 1M –
Dimensional Global Real Estate COM 78M 3M –
Dimensional International Valu COM 1M 41K –
Dimensional US Real Estate ETF COM 1M 67K –
Dimensional US Small Cap ETF COM 5M 75K –
Dimensional US Small Cap Value COM 141M 5M –
Engine Number 1 ETF Trust COM 305K 5K –
Goldman Sachs Active Beta ETF COM 408K 4K –
IShares Core MSCI Emerging ETF COM 1M 27K –
Invesco QQQ Trust COM 4M 7K –
Invesco S&P 500 Equal Weight E COM 930K 6K –
OShares FTSE Russell Small Cap COM 230K 6K –
Pimco 0-5 Year High Yield Corp COM 851K 9K –
SPDR Financial Select Sector E COM 278K 7K –
SPDR Gold Shares COM 656K 3K –
SPDR S&P 500 ETF Trust COM 144M 265K –
SPDR S&P 500 Value ETF COM 242K 5K –
SPDR S&P Dividend ETF COM 274K 2K –
SPDR S&P International Small C COM 201K 6K –
SPDR S&P MidCap 400 ETF Trust COM 4M 7K –
Schwab Emerging Markets COM 24M 886K –
Schwab Fundamental Intl Large COM 318K 9K –
Schwab Fundamental Large Cap I COM 373K 6K –
Schwab Fundamental US Small Co COM 486K 9K –
Schwab International Equity ET COM 76M 2M –
Schwab US Aggregate Bond ETF COM 8M 183K –
Schwab US Broad Market ETF COM 7M 119K –
Schwab US Dividend Equity ETF COM 1M 13K –
Schwab US Large Cap ETF COM 183M 3M –
Schwab US Large Cap Growth ETF COM 6M 63K –
Schwab US Large Cap Value ETF COM 1M 18K –
Schwab US Mid Cap ETF COM 75M 969K –
Schwab US REIT ETF COM 3M 128K –
Schwab US Small Cap ETF COM 1M 23K –
Schwab US Tips ETF COM 3M 56K –
Sector SPDR Technology Select COM 3M 13K –
Vanguard Dividend Appreciation COM 3M 18K –
Vanguard FTSE All-World EX-US COM 13M 225K –
Vanguard Global Ex US Real Est COM 9M 230K –
Vanguard Growth Vipers COM 12M 31K –
Vanguard Health Care Vipers COM 300K 1K –
Vanguard Inter Term Corporate COM 217K 3K –
Vanguard Large Cap COM 43M 171K –
Vanguard MSCI EAFE ETF COM 282M 6M –
Vanguard MSCI Emerging Markets COM 114M 3M –
Vanguard Mid Cap Growth Index COM 6M 28K –
Vanguard Mid Cap Value COM 9M 60K –
Vanguard Mid Cap Vipers COM 301M 1M –
Vanguard REIT Vipers COM 21M 248K –
Vanguard Russell 1000 Growth COM 346K 4K –
Vanguard S&P 500 ETF COM 665M 1M –
Vanguard ST Inflation Protecte COM 3M 57K –
Vanguard Small Cap COM 4M 20K –
Vanguard Small Cap Growth COM 272K 1K –
Vanguard Small Cap Value COM 52M 287K –
Vanguard Tax Exempt Bond Index COM 350K 7K –
Vanguard Total Bond Market ETF COM 423K 6K –
Vanguard Total International B COM 2M 41K –
Vanguard Total International S COM 278K 5K –
Vanguard Total Stock Market Vi COM 47M 177K –
Vanguard Total World Stock Ind COM 383K 3K –
Vanguard Value COM 8M 49K –
iShares Barclays US Treasury I COM 348K 3K –
iShares Core MSCI EAFE ETF COM 1M 18K –
iShares Core MSCI Total Intl S COM 796K 12K –
iShares Core S&P Total US Stoc COM 282K 2K –
iShares Core US Aggregate Bond COM 2M 17K –
iShares Core US Growth ETF COM 3M 26K –
iShares DJ Select Dividend Ind COM 1M 11K –
iShares ESG Advanced MSCI EAFE COM 954K 14K –
iShares ESG Advanced MSCI USA COM 751K 16K –
iShares ESG Aware MSCI EAFE ET COM 3M 36K –
iShares ESG Aware MSCI ETF COM 1M 43K –
iShares ESG Aware MSCI USA ETF COM 1M 12K –
iShares Lehman 3-7 Year Treasu COM 386K 3K –
iShares MSCI ACWI Index Fund COM 1M 10K –
iShares MSCI EAFE Index Fund COM 3M 44K –
iShares MSCI EAFE Minimum Vola COM 363K 5K –
iShares MSCI EAFE Small Cap In COM 462K 8K –
iShares MSCI Emerging Markets COM 787K 18K –
iShares MSCI Emerging Markets COM 662K 12K –
iShares MSCI Minimum Volatilit COM 1M 14K –
iShares Russell 1000 Growth COM 12M 32K –
iShares Russell 1000 Index Fun COM 11M 37K –
iShares Russell 1000 Value Ind COM 4M 23K –
iShares Russell 2000 Growth COM 1M 6K –
iShares Russell 2000 Index COM 7M 33K –
iShares Russell 3000 Index COM 3M 11K –
iShares Russell Midcap COM 76M 934K –
iShares Russell Midcap Growth COM 13M 122K –
iShares Russell Midcap Value COM 10M 81K –
iShares S&P Mid Cap 400 Index COM 553K 9K –
iShares S&P Mid Cap 400 Value COM 656K 6K –
iShares S&P Small Cap 600 Valu COM 588K 6K –
iShares Tr S&P 500/Barra Growt COM 913K 10K –
iShares Trust S&P 500 Index COM 23M 41K –
iShares Trust S&P 500/Barra Va COM 815K 4K –
iShares Trust S&P SmallCap 600 COM 3M 27K –