FIL INVESTMENT ADVISORS (UK) LTD.
Adviser information for FIL INVESTMENT ADVISORS (UK) LTD. last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 13 |
|---|---|
| Investment Advisory/Research | 9 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 19 | $7.3B |
| Non-Discretionary | 0 | $0 |
| Total | 19 | $7.3B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 6 | $2.4B |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 13 | $5.0B |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companiesPortfolio management for pooled investment vehiclesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUM% OF FEE REC'D BY ADVISOR RETAINING REGISTRANT |
Identifiers
| SEC RIA File Number | 801-23620 |
|---|---|
| SEC ERA File Number | 801-23620 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 110970 |
| Legal Entity Identifier | 213800TVEAVMX986XA93 |
Principal Office
BEECH GATEMILLFIELD LANE, LOWER KINGSWOOD
TADWORTH, SURREY
United Kingdom
Monday - Friday, 9:00AM-5:00PM
Tel: +44 (0)1732 361144, Fax: +44 (0)1732 838886
Chief Compliance Officer
EDWARD HARLEY
HEAD OF LEGAL AND COMPLIANCE, WPFH
4 CANNON STREET
LONDON
United Kingdom
Tel:
+44 (0)1732 361144
E************@******M
(Full email address available in API data)
Regulatory Contact
KEIRA PETTY
HEAD OF BERMUDA COMPLIANCE
PEMBROKE HALL
42 CROW LANE
PEMBROKE
Bermuda
Tel:
441-297-7215
Fax:
441-295-9373
K**********@******M
(Full email address available in API data)
Industry Affiliates
| FIDELITY GESTION | Other investment adviser, including financial planners |
| FIDELITY INVESTMENTS CANADA ULC | Other investment adviser, including financial planners |
| FIL (LUXEMBOURG) S.A | Other investment adviser, including financial planners |
| FIL ASSET MANAGEMENT (KOREA) LIMITED | Other investment adviser, including financial planners |
| FIL FUND MANAGEMENT LIMITED | Other investment adviser, including financial planners |
| FIL INVESTMENT ADVISORS | Other investment adviser, including financial planners |
| FIL INVESTMENT MANAGEMENT (AUSTRALIA) LIMITED | Other investment adviser, including financial planners |
| FIL INVESTMENT MANAGEMENT (HONG KONG) LIMITED | Other investment adviser, including financial planners |
| FIL INVESTMENT MANAGEMENT (SINGAPORE) LIMITED | Other investment adviser, including financial planners |
| FIL INVESTMENT SERVICES (UK) LIMITED | Other investment adviser, including financial planners |
| FIL INVESTMENTS (JAPAN) LIMITED | Other investment adviser, including financial planners |
| FIL INVESTMENTS INTERNATIONAL | Other investment adviser, including financial planners |
| FIL LIMITED | Other investment adviser, including financial planners |
| FIL PENSIONS MANAGEMENT | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FIL LIMITED | Foreign Entity | FIL FINANCIAL SERVICES HOLDINGS LIMITED | SHAREHOLDER | 11/1998 | > 75% |
| PANDANUS PARTNERS, L.P. | Domestic Entity | FIL LIMITED | SHAREHOLDER (CLASS B COMMON STOCK) | 09/1990 | 25-50% |
| PANDANUS ASSOCIATES, INC. | Domestic Entity | PANDANUS PARTNERS, L.P. | GENERAL PARTNER | 09/1990 | |
| FIL HOLDINGS (UK) LIMITED | Foreign Entity | – | SHAREHOLDER | 01/2009 | > 75% |
| HARLEY, EDWARD | Individual | – | CHIEF COMPLIANCE OFFICER | 06/2017 | < 5% |
| KELLY, VICTORIA, JEANE | Individual | – | DIRECTOR | 12/2019 | < 5% |
| ABBONIZIO, MARIA, ISABELLA | Individual | – | DIRECTOR | 12/2019 | < 5% |
| MCCAFFERY, ANDREW | Individual | – | DIRECTOR | 11/2019 | < 5% |
| PALMER, MALCOLM | Individual | – | DIRECTOR | 02/2021 | < 5% |
| BOSCHER, ROMAIN | Individual | – | DIRECTOR | 01/2022 | < 5% |
| FIL FINANCIAL SERVICES HOLDINGS LIMITED | Foreign Entity | FIL HOLDINGS (UK) LIMITED | SHAREHOLDER | 12/2022 | > 75% |