PINNEY & SCOFIELD, INC.
Adviser information for PINNEY & SCOFIELD, INC. last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Massachusetts, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,217 | $666.2M |
| Non-Discretionary | 0 | $0 |
| Total | 1,217 | $666.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 88 | $44.2M |
| HNW Individuals | 197 | $621.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 7 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly charges |
Identifiers
| SEC RIA File Number | 801-23657 |
|---|---|
| SEC ERA File Number | 801-23657 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 105365 |
| Legal Entity Identifier | None |
Principal Office
22 HILLIARD STREETCAMBRIDGE
MA
United States
Monday - Friday, 9:00 AM TO 5 PM
Tel: 617-492-6223, Fax: 617-492-8025
Websites
Chief Compliance Officer
RICHARD A. SEELEY
TREASURER, DIRECTOR, SECRETARY
22 HILLIARD ST.
CAMBRIDGE
MA
United States
Tel:
617-492-6223
Fax:
617-492-8025
R******@********************M
(Full email address available in API data)
Regulatory Contact
JOHN ROBERT GODDARD
PRESIDENT, DIRECTOR
22 HILLIARD ST.
CAMBRIDGE
MA
United States
Tel:
617-492-6223
Fax:
617-492-8025
J***@********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GODDARD, JOHN, ROBERT | Individual | – | PRESIDENT AND DIRECTOR | 03/2014 | 50-75% |
| SEELEY, RICHARD, ANTHONY | Individual | – | TREASURER, DIRECTOR, SECRETARY, CHIEF COMPLIANCE OFFICER | 07/2021 | 50-75% |