GODSEY & GIBB WEALTH MANAGEMENT
GODSEY & GIBB INC Legal Name
Adviser information for GODSEY & GIBB WEALTH MANAGEMENT last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Virginia, United States |
Employees
| Total Number of Employees | 25 |
|---|---|
| Investment Advisory/Research | 10 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 9 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,744 | $1.2B |
| Non-Discretionary | 13 | $6.4M |
| Total | 1,757 | $1.3B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 273 | $119.2M |
| HNW Individuals | 441 | $985.6M |
| Banking or thrift institutions | 25 | $38.0M |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 37 | $27.9M |
| Charitable organizations | 9 | $19.4M |
| State or municipal gov entities | <5 | $0 |
| Other investment advisers | <5 | $0 |
| Insurance companies | <5 | $0 |
| Sovereign wealth funds and foreign official institutions | <5 | $0 |
| Corporations or other businesses | 14 | $63.7M |
| Other | <5 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPublication of periodicals or newslettersEducational seminars/workshops |
|---|---|
| Compensation | % of AUMFINANCIAL PLANNING FEES, TAX PREPARATION FEES |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 27.0M |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| OUTSIDE MANAGER (OSM) | RAYMOND JAMES |
| MAC | UBS |
Identifiers
| SEC RIA File Number | 801-23685 |
|---|---|
| SEC ERA File Number | 801-23685 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 105650 |
| Legal Entity Identifier | None |
Principal Office
6806 PARAGON PL, STE 230RICHMOND
VA
United States
Monday - Friday, 8:30 A.M. - 5:00 P.M.
Tel: 804-285-7333, Fax: 804-285-9268
Chief Compliance Officer
BRITTANY P. ZORN
6806 PARAGON PLACE, SUITE 230
SUITE 230
RICHMOND
VA
United States
Tel:
(804) 285-7333
Fax:
(804) 285-9268
B****@****************M
(Full email address available in API data)
Regulatory Contact
STACY DODSON
ACCOUNTING MANAGER
6806 PARAGON PLACE
SUITE 230
RICHMOND
VA
United States
Tel:
804-285-7333
Fax:
804-285-9268
S******@****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ULMER, EPHRAIM | Individual | – | VICE PRESIDENT/SECRETARY/TRUSTEE | 10/1998 | < 5% |
| GIBB, MICHAEL, REILLY | Individual | – | TRUSTEE / PRESIDENT/CEO | 01/2020 | 25-50% |
| THE GIBB FAMILY STOCK TRUST | Domestic Entity | – | TRUST | 01/2014 | 50-75% |
| SAVAGE, DANNY, LEE | Individual | – | MANAGING DIRECTOR | 08/2014 | 5-10% |
| VERDI, MARC, ANTHONY | Individual | – | CHIEF FINANCIAL OFFICER | 01/2018 | < 5% |
| MCGOWAN, JEANMARIE | Individual | – | CHIEF INVESTMENT OFFICER | 06/2020 | < 5% |
| Zorn, Brittany, Paige | Individual | – | CHIEF COMPLIANCE OFFICER | 12/2021 | < 5% |