VINTAGE FINANCIAL SERVICES LLC
Adviser information for VINTAGE FINANCIAL SERVICES LLC last updated from Form ADV on March 28th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Michigan, United States |
Employees
| Total Number of Employees | 16 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 7 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 542 | $771.1M |
| Non-Discretionary | 0 | $0 |
| Total | 542 | $771.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 514 | $593.0M |
| HNW Individuals | 26 | $173.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $4.7M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesINCOME TAX PLANNING AND RETURN PREPARATION |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-23853 |
|---|---|
| SEC ERA File Number | 801-23853 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 105271 |
| Legal Entity Identifier | None |
Principal Office
2373 OAK VALLEY DRIVE SUITE 110ANN ARBOR
MI
United States
Monday - Friday, 8:30 AM TO 5:00 PM
Tel: 734-668-4040, Fax: 734-668-4890
Chief Compliance Officer
FRANKLIN S. MOORE
MANAGING MEMBER
2373 OAK VALLEY DRIVE SUITE 110
ANN ARBOR
MI
United States
Tel:
734-668-4040
Fax:
734-668-4890
F**********@************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MOORE, FRANKLIN, SHEARER | Individual | – | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | 01/1999 | < 5% |
| MCCLOSKEY, JACK, WILLIAM | Individual | – | CHIEF OPERATING OFFICER | 08/2021 | < 5% |
| MERCER GLOBAL ADVISORS INC. | Domestic Entity | – | PARENT COMPANY | 11/2022 | > 75% |