HARDMAN JOHNSTON GLOBAL ADVISORS LLC

Adviser information for HARDMAN JOHNSTON GLOBAL ADVISORS LLC last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Connecticut, United States

Employees

Total Number of Employees 29
Investment Advisory/Research 12
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 3

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 295 $6.8B
Non-Discretionary 0 $0
Total 295 $6.8B

Clients

Type Number RAUM
Individuals 11 $3.5M
HNW Individuals 185 $723.4M
Banking or thrift institutions <5 $0
Investment companies 1 $50.6M
Business development companies 0 $0
Pooled investment vehicles 11 $3.9B
Pension and profit sharing plans 32 $1.2B
Charitable organizations 32 $455.4M
State or municipal gov entities 4 $389.8M
Other investment advisers <5 $0
Insurance companies <5 $0
Sovereign wealth funds and foreign official institutions <5 $0
Corporations or other businesses 19 $97.3M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 6

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients
Compensation % of AUM

Identifiers

SEC RIA File Number 801-23854
SEC ERA File Number 801-23854
SEC CIK Numbers 1006364
SEC CRD Numbers 112500
Legal Entity Identifier 549300DPPRM8YBBRMT15

Principal Office

300 ATLANTIC STREET
SUITE 601
STAMFORD
CT
United States
Monday - Friday, 9 A.M. - 5 P.M.
Tel: 203-324-4722, Fax: 203-324-4822

Chief Compliance Officer

BRUCE ALBERT
GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER
300 ATLANTIC STREET
SUITE 601
STAMFORD
CT
United States
Tel: 203-324-4722
Fax: 203-324-4822
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
HARDMAN JOHNSTON CAPITAL PARTNERS FUND I, L.P. LIMITED PARTNERSHIP $54.6M $0.2M 30
HARDMAN JOHNSTON EMERGING MARKETS EQUITY FUND, L.P. LIMITED PARTNERSHIP $7.2M $5.0M 8
HARDMAN JOHNSTON GLOBAL EQUITY GROUP TRUST GROUP TRUST $39.2M $5.0M 1
HARDMAN JOHNSTON INTERNATIONAL EQUITY FUND I, L.P. LIMITED PARTNERSHIP $7.2M $0.3M 9
HARDMAN JOHNSTON INTERNATIONAL EQUITY FUND II, L.P. LIMITED PARTNERSHIP $857.2M $1.0M 104
HARDMAN JOHNSTON INTERNATIONAL EQUITY GROUP TRUST GROUP TRUST $2,311.7M $5.0M 96
HARDMAN JOHNSTON US CONCENTRATED GROWTH FUND, L.P. LIMITED PARTNERSHIP $11.1M $5.0M 7

Control Persons

Name Type Entity Title Since Ownership
HARDMAN, CASSANDRA, A Individual CHIEF INVESTMENT OFFICER, CEO, DIRECTOR 09/2017 < 5%
O'CONNOR, JULIE, ANN Individual CHIEF OPERATING OFFICER 12/2008 < 5%
MEYER, JEFFREY, STUART Individual PRESIDENT, DIRECTOR 01/2013 < 5%
HARDMAN JOHNSTON S HOLDING INC. Domestic Entity HARDMAN JOHNSTON MIDCO LLC MEMBER 03/2016 > 75%
HARDMAN, CASSANDRA, A Individual HARDMAN JOHNSTON S HOLDING INC. SHAREHOLDER 03/2016 50-75%
HARDMAN JOHNSTON MIDCO LLC Domestic Entity MEMBER 03/2016 > 75%
ALBERT, BRUCE, ADAM Individual GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER 07/2016 < 5%

No. Employees, Historic

3015020202021202220232024202523 on 3/18/202023 on 5/12/202023 on 3/26/202129 on 3/24/202230 on 3/22/202329 on 3/25/2024

RAUM, Historic

10B5B02020202120222023202420256761662238 on 3/18/20206761662238 on 5/12/20209530218141 on 3/26/20219774379092 on 3/24/20226932228526 on 3/22/20236831522808 on 3/25/2024

No. Clients, Historic

4002000202020212022202320242025359 on 3/18/2020359 on 5/12/2020368 on 3/26/2021368 on 3/24/2022324 on 3/22/2023295 on 3/25/2024

Holdings

From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBOTT LABS COM 5M 45K
ADOBE INC COM 45M 81K
ADVANCED ENERGY INDS COM 14M 131K
ALBEMARLE CORP COM 12M 125K
ALPHABET INC CAP STK CL C 10M 53K
ALPHABET INC CAP STK CL A 81M 444K Guardian Partners Inc.
AMAZON COM INC COM 35M 180K Guardian Partners Inc.
APPLE INC COM 54M 256K
ASML HOLDING N V N Y REGISTRY SHS 123M 121K Guardian Partners Inc.
ASTRAZENECA PLC SPONSORED ADR 44M 568K
ATLASSIAN CORPORATION CL A 96M 545K Guardian Partners Inc.
AUTOMATIC DATA PROCESSING IN COM 32M 133K
BECTON DICKINSON & CO COM 22M 92K
BOSTON SCIENTIFIC CORP COM 27M 355K Guardian Partners Inc.
BROADCOM INC COM 385K 240
CAMECO CORP COM 634K 13K
CHEVRON CORP NEW COM 845K 5K
COMCAST CORP NEW CL A 28M 705K
CORTEVA INC COM 39M 720K Guardian Partners Inc.
COTY INC COM CL A 16M 2M Guardian Partners Inc.
CURTISS WRIGHT CORP COM 37M 135K
DENTSPLY SIRONA INC COM 16M 660K
DIAGEO PLC SPON ADR NEW 391K 3K
EDWARDS LIFESCIENCES CORP COM 29M 316K
ELANCO ANIMAL HEALTH INC COM 19M 1M Guardian Partners Inc.
ELEVANCE HEALTH INC COM 11M 21K
ELI LILLY & CO COM 6M 7K Guardian Partners Inc.
ENTERPRISE PRODS PARTNERS L COM 6M 218K
EXXON MOBIL CORP COM 1M 9K
FMC CORP COM NEW 13M 222K
GE AEROSPACE COM NEW 325K 2K
GENMAB A/S SPONSORED ADS 6M 234K
HDFC BANK LTD SPONSORED ADS 181M 3M
HERSHEY CO COM 533K 3K
HIGHWOODS PPTYS INC COM 202K 8K
HOME DEPOT INC COM 215K 625
HOWMET AEROSPACE INC COM 86M 1M Guardian Partners Inc.
ICICI BANK LIMITED ADR 142M 5M
ICON PLC SHS 4M 13K
ILLUMINA INC COM 7M 67K
IQVIA HLDGS INC COM 48M 228K Guardian Partners Inc.
JOHNSON & JOHNSON COM 20M 139K
LEIDOS HOLDINGS INC COM 15M 104K
M & T BK CORP COM 2M 11K
MARSH & MCLENNAN COS INC COM 48M 229K
MARVELL TECHNOLOGY INC COM 6M 81K
MASTERCARD INCORPORATED CL A 62M 140K Guardian Partners Inc.
MEDTRONIC PLC SHS 17M 222K
MERCADOLIBRE INC COM 283M 172K Guardian Partners Inc.
MERCK & CO INC COM 2M 13K
META PLATFORMS INC CL A 636K 1K
MICROCHIP TECHNOLOGY INC. COM 1M 16K
MICROSOFT CORP COM 85M 190K Guardian Partners Inc.
NOVO-NORDISK A S ADR 21M 149K
NU HLDGS LTD ORD SHS CL A 430K 33K
NVIDIA CORPORATION COM 90M 730K Guardian Partners Inc.
ONEOK INC NEW COM 1M 13K
PAYPAL HLDGS INC COM 16M 273K
PDD HOLDINGS INC SPONSORED ADS 344K 3K
PROCTER AND GAMBLE CO COM 3M 17K
PROLOGIS INC. COM 3M 28K
SCHLUMBERGER LTD COM STK 5M 111K
SCHWAB CHARLES CORP COM 42M 567K Guardian Partners Inc.
SHELL PLC SPON ADS 361K 5K
STANLEY BLACK & DECKER INC COM 13M 161K
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 73M 420K Guardian Partners Inc.
TECHNIPFMC PLC COM 208M 8M Guardian Partners Inc.
T-MOBILE US INC COM 23M 132K Guardian Partners Inc.
TRIP COM GROUP LTD ADS 374K 8K
UNITEDHEALTH GROUP INC COM 35M 68K Guardian Partners Inc.
UNIVERSAL DISPLAY CORP COM 63M 302K Guardian Partners Inc.
VERTEX PHARMACEUTICALS INC COM 57M 122K Guardian Partners Inc.
VERTIV HOLDINGS CO COM CL A 84M 973K Guardian Partners Inc.
WOLFSPEED INC COM 6M 267K