Hedge Fund Database

THE ARKANSAS FINANCIAL GROUP, INC.

Adviser information for THE ARKANSAS FINANCIAL GROUP, INC. last updated from Form ADV on March 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Arkansas, United States

Employees

Total Number of Employees 10
Investment Advisory/Research 4
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 4
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,595 $755.1M
Non-Discretionary 0 $0
Total 1,595 $755.1M

Clients

Type Number RAUM
Individuals 144 $82.5M
HNW Individuals 194 $658.9M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $5.2M
Charitable organizations <5 $4.5M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $1.1M
Other <5 $2.9M
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 1
No. of Financial Planning Clients 251-500

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-23922
SEC ERA File Number 801-23922
SEC CIK Numbers 764611
SEC CRD Numbers 104808
Legal Entity Identifier None

Principal Office

1001 N. UNIVERSITY AVE.
SUITE 200
LITTLE ROCK
AR
United States
Monday - Friday, 8:00AM TO 5:00PM
Tel: 501-376-9051, Fax: 501-897-8293

Websites

www.arkansasfinancialgroup.com twitter.com/afgplan www.arkansasfinancial.com www.facebook.com/the-arkansas-financial-group-169996856429023/ www.linkedin.com/company/the-arkansas-financial-group-inc- www.arfinancial.com

Chief Compliance Officer

MARY E. MCCRAW
CHIEF COMPLIANCE OFFICER
1001 N. UNIVERSITY AVE.
SUITE 200
LITTLE ROCK
AR
United States
Tel: 501-376-9051
Fax: 501-897-8293
(Full email address available in API data)

Regulatory Contact

KRISTINA BOLHOUSE
CHIEF FINANCIAL OFFICER
1001 N. UNIVERSITY AVE.
SUITE 200
LITTLE ROCK
AR
United States
Tel: 501-376-9051
Fax: 501 897 8293
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
ADKINS, FREDRICK, EARL Individual – CHIEF EXECUTIVE OFFICER 06/1982 10-25%
BOLHOUSE, KRISTINA, KATHLEEN Individual – CHIEF FINANCIAL OFFICER 06/2005 25-50%
BROADWATER, JOHN, RALPH Individual – CHIEF INVESTMENT OFFICER 01/2009 25-50%
MCCRAW, MARY, ELIZABETH Individual – CHIEF COMPLIANCE OFFICER 03/2021 10-25%

No. Employees, Historic

105020192020202120222023202420257 on 7/26/20197 on 3/12/20207 on 5/14/20207 on 5/15/20209 on 3/26/20219 on 3/30/20229 on 4/4/20229 on 9/23/20229 on 9/26/20229 on 11/3/20229 on 3/23/20239 on 3/27/202310 on 3/13/202410 on 3/14/2024

RAUM, Historic

800M400M02019202020212022202320242025467142352 on 7/26/2019549882736 on 3/12/2020549882736 on 5/14/2020549882736 on 5/15/2020637879960 on 3/26/2021743689169 on 3/30/2022743689169 on 4/4/2022743689169 on 9/23/2022743689169 on 9/26/2022743689169 on 11/3/2022667274942 on 3/23/2023667274942 on 3/27/2023755112171 on 3/13/2024755112171 on 3/14/2024

No. Clients, Historic

40020002019202020212022202320242025299 on 7/26/2019299 on 3/12/2020299 on 5/14/2020299 on 5/15/2020299 on 3/26/2021308 on 3/30/2022308 on 4/4/2022308 on 9/23/2022308 on 9/26/2022308 on 11/3/2022327 on 3/23/2023327 on 3/27/2023338 on 3/13/2024338 on 3/14/2024

Holdings

From latest 13F, filed July 25th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
Abbvie Inc Com Usd0.01 COM 294K 2K –
Alps Etf Trust Riverfront Strategicincome Fd RIVRFRNT STR INC 2M 70K –
Amazon.com, Inc. COM 249K 1K –
Apple Inc. COM 985K 5K –
Bank OZK Com COM 545K 13K –
Becton, Dickinson COM 239K 1K –
Berkshire Hathaway Class B CL B NEW 1M 3K –
Davis Fundamental ETF Tr Select SELECT FINL ETF 482K 15K –
Exxon Mobil Corporation COM 320K 3K –
Fidelity NASDAQ Composite Index ETF NASDAQ COMPSIT 3M 41K –
First Tr DJ Select Microcap Index Fd COM SHS ANNUAL 8M 126K –
First Tr Exch Traded Fd Iii Managd Mun Etf MANAGD MUN ETF 6M 122K –
First Tr Exchange Traded Fd Ii Materials Alphadex Fd Usd MATERIALS ALPH 224K 3K –
First Trust Water ETF WTR ETF 1M 12K –
Flexshares Tst Morningstar Global Nat Res Idx MORNSTAR UPSTR 9M 223K –
Home BancShares, Inc. COM 287K 12K –
Home Depot COM 207K 600 –
Invesco Nasdaq 100 ETF Tr II NASDAQ 100 ETF 1M 6K –
Invesco QQQ Tr Unit Ser 1 UNIT SER 1 15M 31K –
Invesco S&P 500 Fin. Equal Weight S&P500 EQL FIN 2M 38K –
Invesco S&P 500 Low Volatility ETF S&P500 LOW VOL 303K 5K –
Ishares 0-5 Year Tips Bond Etf 0-5 YR TIPS ETF 12M 117K –
iShares Barclays TIPS Bond TIPS BD ETF 24M 225K –
iShares Commod Sel Stg ETF GSCI CMDTY STGY 976K 36K –
iShares Core 1-5 Year USD Bond ETF CORE 1 5 YR USD 8M 175K –
iShares Core MSCI Emerging Mkts ETF CORE MSCI EMKT 522K 10K –
iShares DJ US Pharmaceuticals Idx U.S. PHARMA ETF 346K 5K –
iShares Dow Jones US Total Index DOW JONES US ETF 969K 7K –
iShares Edge MSCI Min Vol Glbl ETF MSCI GBL MIN VOL 1M 12K –
iShares Edge MSCI Min Vol USA ETF MIN VOL USA ETF 5M 55K –
iShares Gold Trust ISHARES NEW 353K 8K –
Ishares Inc Jp Mrg Em Crp Bd JP MRG EM CRP BD 297K 7K –
iShares Intermediate-Term INTERM CR BD ETF 20M 394K –
iShares Intl Aggregate Bond CORE INTL AGGR 8M 163K –
iShares Micro-Cap ETF ISHARES MICRO-CAP 8M 71K –
iShares MSCI Emr Mrk Ex Chna MSCI EMRG CHN 9M 160K –
iShares S&P 500 Index CORE S&P500 ETF 30M 56K –
iShares S&P National Municipal Bond Fund NAT AMUN ETF 6M 60K –
iShares Short Term Corporat Bd ETF 1-3 YR CR BD ETF 42M 824K –
iShares Short-Term National Muni Bond ETF SHRT NAT MUN ETF 16M 157K –
iShares SP SmallCap 600 Index CORE S&P SCP ETF 6M 59K –
iShares Tr Expanded Tech EXPANDED TECH 1M 17K –
iShares Tr JP Morg EM Debt ETF JPMORGAN USD EMG 200K 2K –
Ishares Tr Residential And Multisector Real Estate Etf RESIDENTIAL MULT 2M 24K –
iShares TR S&P Midcap 400 Index CORE S&P MCP ETF 67M 1M –
iShares Trust Core MSCI EAFE ETF CORE MSCI EAFE 2M 23K –
iShares U S Financial Services Etf US FIN SVC ETF 9M 140K –
iShares US Healthcare ETF US HLTHCARE ETF 4M 73K –
iShares US Med Dvc ETF MED DEVICE ETF 10M 181K –
iShares US Real Estate ETF U.S. REAL ES ETF 5M 55K –
Johnson & Johnson COM 277K 2K –
JPMorgan Chase & Co COM 726K 4K –
McDonalds Corporation COM 286K 1K –
Microsoft Corp COM 759K 2K –
Norfolk Southern Corp COM 488K 2K –
Public Storage COM 220K 766 –
S&P 500 Depository Receipts TR UNIT 6M 10K –
Schwab Strategic Tr Emerging Mkts Equity Etf EMRG MKTEQ ETF 6M 239K –
Schwab US Dividend Equity Etf US DIVIDEND EQ 202K 3K –
Schwab US Mid-Cap ETF US MID-CAP ETF 1M 18K –
Schwab US TIPS ETF US TIPS ETF 2M 41K –
Select Sector SPDR Tr Rl Est Sel Sec RL EST SEL SEC 3M 73K –
SPDR Dow Jones Indl Avg ETF UT SER 1 91M 233K –
SPDR Portfolio Mid Cap ETF PORTFOLIO S&P400 815K 16K –
Spdr Portfolio S&P 600 Small Cap Etf PORTFOLIO S&P600 2M 57K –
Spdr Portfolio Short Term Corporate Bond Etf PORTFOLIO SHORT 24M 809K –
Spdr Ser Tr Portfolio Crport PORTFOLIO CRPORT 8M 269K –
Spdr Ser Tr S&P Semicndctr S&P SEMICNDCTR 1M 5K –
Vaneck Vectors Agribusiness ETF AGRIBUSINESS EFT 2M 25K –
Vanguard Charlotte Total Intl Bd Index Fd Etf TOTAL INT BD ETF 4M 82K –
Vanguard Index Funds S&P 500 ETF S&P 500 ETF SHS 330K 661 –
Vanguard Midcap Viper MID CAP ETF 41M 171K –
Vanguard REIT Viper REIT ETF 1M 12K –
Vanguard Scottsdale Fds Short Term Treas SHORT TERM TREAS 564K 10K –
Vanguard Sector Idx Fds Informatn INF TECH ETF 9M 16K –
Wal-Mart Stores, Inc. COM 602K 9K –