SYM FINANCIAL ADVISORS
SYM FINANCIAL CORPORATION Legal Name
Adviser information for SYM FINANCIAL ADVISORS last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Indiana, United States |
Employees
| Total Number of Employees | 75 |
|---|---|
| Investment Advisory/Research | 44 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 29 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 5,298 | $3.4B |
| Non-Discretionary | 48 | $612.2M |
| Total | 5,346 | $4.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 883 | $385.3M |
| HNW Individuals | 638 | $2.2B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 115 | $852.1M |
| Charitable organizations | 11 | $629.5M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 13 | $35.7M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 20 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 1000 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | % of AUMFixed fees |
Principal Office
801 PARK AVEWINONA LAKE
IN
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 800-888-7968, Fax: 574-269-5905
Chief Compliance Officer
CRYSTAL L. ALLEN
PRINCIPAL
801 PARK AVE.
WINONA LAKE
IN
United States
Tel:
800-888-7968
Fax:
574-269-5905
C*****@******M
(Full email address available in API data)
Regulatory Contact
JERALD YEAGER
CHIEF EXECUTIVE OFFICER
801 PARK AVE
WINONA LAKE
IN
United States
Tel:
800-888-7968
Fax:
574-269-5905
J******@******M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| YEAGER, JERALD, WILLIAM | Individual | – | CHIEF EXECUTIVE OFFICER | 05/2003 | 25-50% |
| YEAGER, STEPHEN, CHARLES | Individual | – | SENIOR FINANCIAL ADVISOR | 10/2000 | 10-25% |
| COLEMAN, RODNEY, SCOTT | Individual | – | PRESIDENT | 05/2010 | 10-25% |
| ALLEN, CRYSTAL, LYNN | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2009 | < 5% |
| WHICKER, ROBERT, SETH | Individual | – | SENIOR FINANCIAL ADVISOR | 08/2010 | 10-25% |
| POPENFOOSE, ANDREW, LEE | Individual | – | CHIEF INVESTMENT OFFICER | 10/2016 | < 5% |
| BLACK, KRISTIN, MARIE | Individual | – | CHIEF FINANCIAL OFFICER | 01/2019 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 8th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 3M CO | COM | 243K | 2K | – |
| ABBOTT LABS | COM | 285K | 3K | – |
| ABBVIE INC | COM | 362K | 2K | – |
| AGCO CORP | COM | 213K | 2K | – |
| ALNYLAM PHARMACEUTICALS INC | COM | 217K | 892 | – |
| ALPHABET INC | CAP STK CL C | 274K | 1K | – |
| ALPHABET INC | CAP STK CL A | 2M | 8K | – |
| ALTRIA GROUP INC | COM | 383K | 8K | – |
| AMAZON COM INC | COM | 2M | 11K | – |
| AON PLC | SHS CL A | 367K | 1K | – |
| APPLE INC | COM | 6M | 27K | – |
| APPLIED MATLS INC | COM | 519K | 2K | – |
| ASML HOLDING N V | N Y REGISTRY SHS | 271K | 265 | – |
| AT&T INC | COM | 401K | 21K | – |
| BANCO SANTANDER S.A. | ADR | 95K | 20K | – |
| BANK AMERICA CORP | COM | 546K | 14K | – |
| BARCLAYS PLC | ADR | 168K | 16K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 723K | 2K | – |
| BLACKROCK CORE BD TR | SHS BEN INT | 4M | 338K | – |
| BLACKROCK INC | COM | 242K | 307 | – |
| BOOKING HOLDINGS INC | COM | 701K | 177 | – |
| BRISTOL-MYERS SQUIBB CO | COM | 343K | 8K | – |
| BROADCOM INC | COM | 1M | 700 | – |
| CAPITAL GROUP GBL GROWTH EQT | SHS CREATION UNI | 296K | 10K | – |
| CATERPILLAR INC | COM | 272K | 818 | – |
| CHEVRON CORP NEW | COM | 448K | 3K | – |
| CHUBB LIMITED | COM | 203K | 796 | – |
| CINCINNATI FINL CORP | COM | 274K | 2K | – |
| CISCO SYS INC | COM | 329K | 7K | – |
| CITIGROUP INC | COM NEW | 368K | 6K | – |
| CITIZENS FINL GROUP INC | COM | 240K | 7K | – |
| CME GROUP INC | COM | 223K | 1K | – |
| CNH INDL N V | SHS | 169K | 17K | – |
| COCA COLA CO | COM | 430K | 7K | – |
| COMCAST CORP NEW | CL A | 436K | 11K | – |
| CONOCOPHILLIPS | COM | 217K | 2K | – |
| CORTEVA INC | COM | 203K | 4K | – |
| COSTCO WHSL CORP NEW | COM | 420K | 494 | – |
| DIMENSIONAL ETF TRUST | US CORE EQT MKT | 4M | 103K | – |
| DIMENSIONAL ETF TRUST | INTL CORE EQT MK | 185M | 6M | – |
| DIMENSIONAL ETF TRUST | US EQUITY ETF | 73K | 1K | – |
| DIMENSIONAL ETF TRUST | US SMALL CAP ETF | 15K | 254 | – |
| DIMENSIONAL ETF TRUST | US LARGE CAP VAL | 364K | 13K | – |
| DIMENSIONAL ETF TRUST | GLOBAL SUSTAINA | 4K | 81 | – |
| DIMENSIONAL ETF TRUST | US CORE EQUITY 2 | 385K | 12K | – |
| DIMENSIONAL ETF TRUST | US SUSTAINABILTY | 4K | 120 | – |
| DIMENSIONAL ETF TRUST | US MKTWIDE VALUE | 35K | 894 | – |
| DIMENSIONAL ETF TRUST | EMERGING MKTS CO | 203K | 8K | – |
| DIMENSIONAL ETF TRUST | INTL SMALL CAP V | 266K | 10K | – |
| DIMENSIONAL ETF TRUST | INTL CORE EQUITY | 343K | 13K | – |
| DIMENSIONAL ETF TRUST | INTERNATNAL VAL | 22K | 616 | – |
| DISNEY WALT CO | COM | 339K | 3K | – |
| DNP SELECT INCOME FD INC | COM | 93K | 11K | – |
| DOW INC | COM | 28M | 523K | – |
| DUPONT DE NEMOURS INC | COM | 300K | 4K | – |
| EATON CORP PLC | SHS | 295K | 940 | – |
| ELI LILLY & CO | COM | 5M | 6K | – |
| ENERGY TRANSFER L P | COM UT LTD PTN | 249K | 15K | – |
| EXXON MOBIL CORP | COM | 2M | 14K | – |
| FINVOLUTION GROUP | SPONSORED ADS | 54K | 11K | – |
| FIRST TR SPECIALTY FIN & FIN | COM BEN INTR | 163K | 42K | – |
| FORTINET INC | COM | 211K | 4K | – |
| FS CREDIT OPPORTUNITIES CORP | COMMON STOCK | 76K | 12K | – |
| GABELLI EQUITY TR INC | COM | 71K | 14K | – |
| GE AEROSPACE | COM NEW | 1M | 6K | – |
| GENERAL MTRS CO | COM | 243K | 5K | – |
| GLOBAL PMTS INC | COM | 227K | 2K | – |
| HEXCEL CORP NEW | COM | 228K | 4K | – |
| HOME DEPOT INC | COM | 561K | 2K | – |
| HONDA MOTOR LTD | ADR ECH CNV IN 3 | 252K | 8K | – |
| HUNTINGTON INGALLS INDS INC | COM | 215K | 871 | – |
| INTERNATIONAL BUSINESS MACHS | COM | 294K | 2K | – |
| INVESCO EXCHANGE TRADED FD T | AEROSPACE DEFN | 118K | 1K | – |
| INVESCO EXCHANGE TRADED FD T | S&P 500 TOP 50 | 50K | 1K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 QUALITY | 28K | 442 | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 107K | 651 | – |
| INVESCO EXCHANGE TRADED FD T | S&P SMCP VLU MNT | 105K | 2K | – |
| INVESCO EXCHANGE TRADED FD T | FTSE RAFI 1000 | 52K | 1K | – |
| INVESCO QQQ TR | UNIT SER 1 | 367K | 766 | – |
| ISHARES INC | MSCI WORLD ETF | 74K | 503 | – |
| ISHARES INC | MSCI GBL MIN VOL | 4M | 37K | – |
| ISHARES INC | MSCI FRANCE ETF | 2K | 58 | – |
| ISHARES INC | MSCI SWITZERLAND | 2K | 46 | – |
| ISHARES INC | MSCI GERMANY ETF | 2K | 77 | – |
| ISHARES INC | MSCI NETHERL ETF | 2K | 48 | – |
| ISHARES INC | CORE MSCI EMKT | 558K | 10K | – |
| ISHARES INC | MSCI JPN ETF NEW | 4K | 52 | – |
| ISHARES TR | CORE S&P TTL STK | 128K | 1K | – |
| ISHARES TR | CORE US AGGBD ET | 14M | 144K | – |
| ISHARES TR | IBOXX INV CP ETF | 5K | 45 | – |
| ISHARES TR | S&P 500 GRWT ETF | 368K | 4K | – |
| ISHARES TR | GLOB HLTHCRE ETF | 45K | 484 | – |
| ISHARES TR | GLOBAL ENERG ETF | 26K | 627 | – |
| ISHARES TR | S&P 500 VAL ETF | 254K | 1K | – |
| ISHARES TR | 7-10 YR TRSY BD | 13K | 137 | – |
| ISHARES TR | MSCI EAFE ETF | 26K | 334 | – |
| ISHARES TR | RUS MDCP VAL ETF | 211K | 2K | – |
| ISHARES TR | RUS MD CP GR ETF | 75K | 676 | – |
| ISHARES TR | RUS MID CAP ETF | 416 | 5 | – |
| ISHARES TR | CORE S&P MCP ETF | 32K | 554 | – |
| ISHARES TR | ISHARES SEMICDTR | 20K | 83 | – |
| ISHARES TR | ISHARES BIOTECH | 17K | 127 | – |
| ISHARES TR | RUS 1000 VAL ETF | 102K | 585 | – |
| ISHARES TR | RUS 1000 GRW ETF | 103K | 281 | – |
| ISHARES TR | RUS 1000 ETF | 53K | 178 | – |
| ISHARES TR | RUS 2000 GRW ETF | 37K | 140 | – |
| ISHARES TR | RUSSELL 2000 ETF | 54K | 266 | – |
| ISHARES TR | CORE S&P US VLU | 413K | 5K | – |
| ISHARES TR | CORE S&P US GWT | 16K | 123 | – |
| ISHARES TR | U.S. TECH ETF | 68K | 453 | – |
| ISHARES TR | CORE S&P SCP ETF | 24K | 227 | – |
| ISHARES TR | US CONSM STAPLES | 86K | 1K | – |
| ISHARES TR | SP SMCP600VL ETF | 386K | 4K | – |
| ISHARES TR | GL CLEAN ENE ETF | 759 | 57 | – |
| ISHARES TR | MSCI ACWI ETF | 2M | 15K | – |
| ISHARES TR | GLB INFRASTR ETF | 623 | 13 | – |
| ISHARES TR | IBOXX HI YD ETF | 30K | 388 | – |
| ISHARES TR | GLOBAL MATER ETF | 24K | 287 | – |
| ISHARES TR | US AER DEF ETF | 33K | 250 | – |
| ISHARES TR | US TREAS BD ETF | 63M | 3M | – |
| ISHARES TR | MSCI DENMARK ETF | 2K | 19 | – |
| ISHARES TR | MSCI EAFE MIN VL | 138K | 2K | – |
| ISHARES TR | MSCI USA MIN VOL | 255K | 3K | – |
| ISHARES TR | MSCI USA QLT FCT | 456K | 3K | – |
| ISHARES TR | MSCI USA MMENTM | 203K | 1K | – |
| ISHARES TR | CORE MSCI EAFE | 8M | 111K | – |
| ISHARES TR | INTERNATIONAL SL | 62K | 2K | – |
| ISHARES TR | US SML CAP EQT | 84K | 1K | – |
| ISHARES TR | GLOBAL EQUITY | 256K | 6K | – |
| ISHARES TR | MSCI SAUDI ARBIA | 2K | 51 | – |
| ISHARES TR | MSCI INTL QUALTY | 168K | 4K | – |
| ISHARES TR | CORE DIV GRWTH | 2K | 42 | – |
| ISHARES TR | GLOBAL REIT ETF | 33K | 1K | – |
| ISHARES TR | YLD OPTIM BD | 403K | 18K | – |
| ISHARES TR | ESG AWR MSCI USA | 1M | 9K | – |
| J P MORGAN EXCHANGE TRADED F | DIV RTN INT EQ | 47K | 843 | – |
| J P MORGAN EXCHANGE TRADED F | DIV RTN EM EQT | 156K | 3K | – |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 11K | 200 | – |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHRT INC | 620K | 12K | – |
| J P MORGAN EXCHANGE TRADED F | INTL BD OPP ETF | 2M | 32K | – |
| JABIL INC | COM | 427K | 4K | – |
| JOHNSON & JOHNSON | COM | 996K | 7K | – |
| JPMORGAN CHASE & CO. | COM | 981K | 5K | – |
| KLA CORP | COM NEW | 343K | 416 | – |
| KROGER CO | COM | 237K | 5K | – |
| LAKELAND FINL CORP | COM | 2M | 29K | – |
| LAM RESEARCH CORP | COM | 278K | 261 | – |
| LINCOLN NATL CORP IND | COM | 242K | 8K | – |
| LLOYDS BANKING GROUP PLC | SPONSORED ADR | 69K | 25K | – |
| MASTERCARD INCORPORATED | CL A | 535K | 1K | – |
| MCDONALDS CORP | COM | 520K | 2K | – |
| MCKESSON CORP | COM | 214K | 366 | – |
| MERCK & CO INC | COM | 263K | 2K | – |
| META PLATFORMS INC | CL A | 1M | 2K | – |
| MICRON TECHNOLOGY INC | COM | 225K | 2K | – |
| MICROSOFT CORP | COM | 4M | 8K | – |
| MITSUBISHI UFJ FINL GROUP IN | SPONSORED ADS | 109K | 10K | – |
| MIZUHO FINANCIAL GROUP INC | SPONSORED ADR | 140K | 33K | – |
| NETFLIX INC | COM | 234K | 346 | – |
| NOMURA HLDGS INC | SPONSORED ADR | 59K | 10K | – |
| NORFOLK SOUTHN CORP | COM | 839K | 4K | – |
| NORTHROP GRUMMAN CORP | COM | 230K | 526 | – |
| NOVO-NORDISK A S | ADR | 204K | 1K | – |
| NVIDIA CORPORATION | COM | 3M | 23K | – |
| NXP SEMICONDUCTORS N V | COM | 329K | 1K | – |
| ORACLE CORP | COM | 498K | 4K | – |
| ORANGE | SPONSORED ADR | 122K | 12K | – |
| PACKAGING CORP AMER | COM | 233K | 1K | – |
| PEPSICO INC | COM | 516K | 3K | – |
| PETCO HEALTH & WELLNESS CO I | COM | 61K | 16K | – |
| PFIZER INC | COM | 227K | 8K | – |
| PIMCO CORPORATE & INCOME OPP | COM | 4M | 292K | – |
| PIMCO ETF TR | ACTIVE BD ETF | 2K | 19 | – |
| PIMCO ETF TR | ENHAN SHRT MA AC | 859K | 9K | – |
| PROCTER AND GAMBLE CO | COM | 362K | 2K | – |
| PROGRESSIVE CORP | COM | 237K | 1K | – |
| R1 RCM INC | COM | 264K | 21K | – |
| RALPH LAUREN CORP | CL A | 207K | 1K | – |
| ROBERT HALF INC. | COM | 205K | 3K | – |
| ROSS STORES INC | COM | 201K | 1K | – |
| SALESFORCE INC | COM | 334K | 1K | – |
| SCHWAB STRATEGIC TR | US BRD MKT ETF | 16M | 259K | – |
| SCHWAB STRATEGIC TR | US LRG CAP ETF | 176K | 3K | – |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | 658K | 7K | – |
| SCHWAB STRATEGIC TR | US LCAP VA ETF | 12K | 159 | – |
| SCHWAB STRATEGIC TR | US MID-CAP ETF | 203K | 3K | – |
| SCHWAB STRATEGIC TR | US SML CAP ETF | 13K | 275 | – |
| SCHWAB STRATEGIC TR | 5 10YR CORP BD | 30K | 690 | – |
| SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 22K | 834 | – |
| SCHWAB STRATEGIC TR | FUNDAMENTAL EMER | 32K | 1K | – |
| SCHWAB STRATEGIC TR | FUNDAMENTAL INTL | 9K | 252 | – |
| SCHWAB STRATEGIC TR | FUNDAMENTAL INTL | 38K | 1K | – |
| SCHWAB STRATEGIC TR | FUNDAMENTAL US L | 65K | 963 | – |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 2M | 20K | – |
| SCHWAB STRATEGIC TR | INTL EQTY ETF | 24K | 629 | – |
| SCHWAB STRATEGIC TR | INT-TRM U.S TRES | 3M | 57K | – |
| SCHWAB STRATEGIC TR | INTL SCEQT ETF | 18K | 492 | – |
| SELECT SECTOR SPDR TR | SBI MATERIALS | 10K | 111 | – |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 202K | 1K | – |
| SELECT SECTOR SPDR TR | SBI CONS DISCR | 252K | 1K | – |
| SELECT SECTOR SPDR TR | ENERGY | 699K | 8K | – |
| SELECT SECTOR SPDR TR | FINANCIAL | 49K | 1K | – |
| SELECT SECTOR SPDR TR | INDL | 174K | 1K | – |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 154K | 679 | – |
| SELECT SECTOR SPDR TR | COMMUNICATION | 78K | 908 | – |
| SNOWFLAKE INC | CL A | 245K | 2K | – |
| SPDR GOLD TR | GOLD SHS | 472K | 2K | – |
| SPDR INDEX SHS FDS | MSCI WRLD STRGIC | 3M | 23K | – |
| SPDR INDEX SHS FDS | DJ GLB RL ES ETF | 2K | 52 | – |
| SPDR INDEX SHS FDS | PORTFOLIO DEVLPD | 45K | 1K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 1M | 2K | – |
| SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 321K | 600 | – |
| SPDR SER TR | S&P OILGAS EXP | 59K | 406 | – |
| SPDR SER TR | S&P KENSHO NEW | 3K | 71 | – |
| SPDR SER TR | MSCI USA STRTGIC | 200K | 1K | – |
| SPDR SER TR | PORTFOLIO S&P600 | 51K | 1K | – |
| SSGA ACTIVE ETF TR | SPDR TR TACTIC | 316K | 8K | – |
| STEEL DYNAMICS INC | COM | 255K | 2K | – |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 229K | 1K | – |
| TARGA RES CORP | COM | 779K | 6K | – |
| TARGET CORP | COM | 298K | 2K | – |
| TE CONNECTIVITY LTD | SHS | 238K | 2K | – |
| TESLA INC | COM | 338K | 2K | – |
| THE CIGNA GROUP | COM | 378K | 1K | – |
| THERMO FISHER SCIENTIFIC INC | COM | 393K | 710 | – |
| TRAVELERS COMPANIES INC | COM | 219K | 1K | – |
| TRIMBLE INC | COM | 205K | 4K | – |
| UNION PAC CORP | COM | 218K | 965 | – |
| UNITEDHEALTH GROUP INC | COM | 404K | 792 | – |
| VALERO ENERGY CORP | COM | 447K | 3K | – |
| VALLEY NATL BANCORP | COM | 149K | 21K | – |
| VANGUARD ADMIRAL FDS INC | SMLCP 600 VAL | 12M | 147K | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 251K | 501 | – |
| VANGUARD INDEX FDS | MCAP VL IDXVIP | 76M | 507K | – |
| VANGUARD INDEX FDS | MCAP GR IDXVIP | 2K | 8 | – |
| VANGUARD INDEX FDS | SML CP GRW ETF | 2K | 8 | – |
| VANGUARD INDEX FDS | SM CP VAL ETF | 93K | 511 | – |
| VANGUARD INDEX FDS | MID CAP ETF | 294K | 1K | – |
| VANGUARD INDEX FDS | EXTEND MKT ETF | 340K | 2K | – |
| VANGUARD INDEX FDS | GROWTH ETF | 45K | 120 | – |
| VANGUARD INDEX FDS | VALUE ETF | 11K | 67 | – |
| VANGUARD INDEX FDS | SMALL CP ETF | 43K | 199 | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 30M | 112K | – |
| VANGUARD INTL EQUITY INDEX F | TT WRLD ST ETF | 6M | 56K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 2K | 42 | – |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 673K | 4K | – |
| VANGUARD STAR FDS | VG TL INTL STK F | 2M | 29K | – |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 622K | 13K | – |
| VANGUARD WORLD FD | FINANCIALS ETF | 70K | 703 | – |
| VANGUARD WORLD FD | HEALTH CAR ETF | 14K | 53 | – |
| VANGUARD WORLD FD | INDUSTRIAL ETF | 184K | 781 | – |
| VANGUARD WORLD FD | INF TECH ETF | 1M | 2K | – |
| VERISIGN INC | COM | 211K | 1K | – |
| VISA INC | COM CL A | 392K | 1K | – |
| WALMART INC | COM | 1M | 17K | – |
| WEC ENERGY GROUP INC | COM | 385K | 5K | – |
| WELLS FARGO CO NEW | COM | 239K | 4K | – |
| WENDYS CO | COM | 232K | 14K | – |
| WIPRO LTD | SPON ADR 1 SH | 96K | 16K | – |
| WISDOMTREE TR | INTERNATIONL EFI | 79M | 2M | – |
| XCEL ENERGY INC | COM | 411K | 8K | – |
| ZIMMER BIOMET HOLDINGS INC | COM | 265K | 2K | – |