Hedge Fund Database

BARINGS LLC

Adviser information for BARINGS LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 985
Investment Advisory/Research 392
Registered Broker-Dealer Representatives 68
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 5

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 340 $296.1B
Non-Discretionary 3 $11.6B
Total 343 $307.7B

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 7 $2.9B
Investment companies 29 $6.0B
Business development companies 3 $6.4B
Pooled investment vehicles 147 $55.6B
Pension and profit sharing plans 44 $14.5B
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 100 $219.1B
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 12 $2.3B
Other <5 $877.0M
Type Number
No. of Non-RAUM Clients 4
No. of Non-U.S. Clients 45
No. of Financial Planning Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)Educational seminars/workshops
Compensation % of AUMFixed feesPerformance-based fees
Other Business Activities Commodity pool operator or commodity trading advisor

Identifiers

SEC RIA File Number 801-241
SEC ERA File Number 801-241
SEC CIK Numbers 9015
SEC CRD Numbers 106006
Legal Entity Identifier ANDKRHQKPRRG4Q2KLR05

Principal Office

300 S. TRYON STREET
SUITE 2500
CHARLOTTE
NC
United States
Monday - Friday, 8:30 A.M. - 5:00 P.M.
Tel: 704-805-7200, Fax: None

Websites

twitter.com/barings www.linkedin.com/company/barings www.linkedin.com/showcase/barings-real-estate www.linkedin.com/showcase/barings-global-private-finance www.barings.com www.youtube.com/@barings podcasts.apple.com/ug/podcast/streaming-income-a-podcast-from-barings/id1449496233 podcast.barings.com/public/75/streaming-income---a-podcast-from-barings-6f727a82 open.spotify.com/show/7wv1gjcqhcggxddmhbhrly

Chief Compliance Officer

MELISSA LAGRANT
CHIEF COMPLIANCE OFFICER AND MANAGING DIRECTOR
300 S. TRYON STREET
SUITE 2500
CHARLOTTE
NC
United States
Tel: 980-417-7975
(Full email address available in API data)

Industry Affiliates

BARING ASSET MANAGEMENT (ASIA) LIMITED Other investment adviser, including financial planners
BARING ASSET MANAGEMENT (KOREA) LIMITED Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
BARING ASSET MANAGEMENT SWITZERLAND S�RL Banking or thrift institution
BARING FUND MANAGERS LIMITED Sponsor, GP, manager of pooled investment vehicles
BARING INTERNATIONAL FUND MANAGERS (IRELAND) LIMITED Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
BARING INTERNATIONAL INVESTMENT LTD Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor
BARING SICE (TAIWAN) LIMITED Other investment adviser, including financial plannersSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles
BARINGS Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
BARINGS (U.K.) LIMITED Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
BARINGS AUSTRALIA ASSET MANAGEMENT PTY LTD Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
BARINGS AUSTRALIA PROPERTY PTY LTD Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
BARINGS AUSTRALIA PTY LTD Other investment adviser, including financial planners
BARINGS INVESTMENT MANAGEMENT (SHANGHAI) LIMITED Other investment adviser, including financial plannersSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles
BARINGS JAPAN LIMITED Other investment adviser, including financial planners
BARINGS OVERSEAS INVESTMENT FUND MANAGEMENT (SHANGHAI) LIMITED Other investment adviser, including financial plannersSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles
BARINGS REAL ESTATE ADVISERS INC. Real estate broker or dealer
BARINGS SECURITIES LLC Broker-dealer, municipal securities dealer, or gov securities broker or dealer
BARINGS SINGAPORE PTE. LTD Other investment adviser, including financial planners
C.M. LIFE INSURANCE COMPANY Commodity pool operator or commodity trading advisorInsurance company or agency
GRYPHON CAPITAL INVESTMENTS PTY LTD Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
JEFFERIES FINANCE LLC Other investment adviser, including financial plannersSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY Commodity pool operator or commodity trading advisorInsurance company or agency
MASSMUTUAL TRUST COMPANY, FSB Banking or thrift institutionTrust company
MML BAY STATE LIFE INSURANCE COMPANY Commodity pool operator or commodity trading advisorInsurance company or agency

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
BABSON CLO LTD. 2014-I Securitized Asset Fund $3.7M $0.0M 21
BARINGS ASSET-BASED INCOME FUND (US), L.P. Private Equity Fund $634.3M $10.0M 31
BARINGS CENTRE STREET CLO EQUITY PARTNERSHIP L.P. Hedge Fund $203.1M $0.0M 5
BARINGS CLO INVESTMENT PARTNERS (MINI-MASTER) LP Hedge Fund $27.4M $5.0M 2
BARINGS CLO INVESTMENT PARTNERS LP Hedge Fund $23.0M $5.0M 6
BARINGS CLO LTD. 2013-I Securitized Asset Fund $4.7M $0.0M 21
BARINGS CLO LTD. 2015-I Securitized Asset Fund $435.1M $0.0M 27
BARINGS CLO LTD. 2015-II Securitized Asset Fund $415.8M $0.0M 21
BARINGS CLO LTD. 2016-I Securitized Asset Fund $377.2M $0.0M 18
BARINGS CLO LTD. 2016-II Securitized Asset Fund $350.1M $0.0M 21
BARINGS CLO LTD. 2017-I Securitized Asset Fund $437.8M $0.0M 21
BARINGS CLO LTD. 2018-I Securitized Asset Fund $517.8M $0.0M 21
BARINGS CLO LTD. 2018-II Securitized Asset Fund $464.5M $0.0M 21
BARINGS CLO LTD. 2018-III Securitized Asset Fund $375.0M $0.0M 21
BARINGS CLO LTD. 2018-IV Securitized Asset Fund $491.6M $0.0M 18
BARINGS CLO LTD. 2019-I Securitized Asset Fund $498.2M $0.0M 20
BARINGS CLO LTD. 2019-II Securitized Asset Fund $493.5M $0.0M 20
BARINGS CLO LTD. 2019-III Securitized Asset Fund $396.1M $0.0M 15
BARINGS CLO LTD. 2019-IV Securitized Asset Fund $401.8M $0.0M 13
BARINGS CLO LTD. 2020-1 Securitized Asset Fund $349.8M $0.0M 23
BARINGS CLO LTD. 2020-II Securitized Asset Fund $350.0M $0.0M 12
BARINGS CLO LTD. 2020-IV Securitized Asset Fund $349.9M $0.0M 13
BARINGS CLO LTD. 2021-I Securitized Asset Fund $349.5M $0.0M 17
BARINGS CLO LTD. 2021-II Securitized Asset Fund $443.1M $0.0M 21
BARINGS CLO LTD. 2021-III Securitized Asset Fund $398.3M $0.0M 11
BARINGS CLO LTD. 2022-I Securitized Asset Fund $399.1M $0.0M 14
BARINGS CLO LTD. 2022-II Securitized Asset Fund $398.1M $0.0M 13
BARINGS CLO LTD. 2022-III Securitized Asset Fund $501.5M $0.0M 12
BARINGS CLO LTD. 2022-IV Securitized Asset Fund $400.2M $0.0M 18
BARINGS CLO LTD. 2023-I Securitized Asset Fund $400.0M $0.0M 15
BARINGS CLO LTD. 2023-II Securitized Asset Fund $501.0M $0.0M 11
BARINGS CLO LTD. 2023-III Securitized Asset Fund $499.8M $0.0M 21
BARINGS EMERGING GENERATION FUND II, LP Private Equity Fund $16.8M $5.0M 16
BARINGS EMERGING GENERATION FUND, LP Private Equity Fund $108.2M $5.0M 17
BARINGS GLOBAL INVESTMENT FUNDS 2 PLC REGISTERED COLLECTIVE INVESTMENT SCHEME $2,586.7M $0.1M 74
BARINGS GLOBAL REAL ASSETS FUND, LP Private Equity Fund $210.8M $5.0M 35
BARINGS GLOBAL SPECIAL SITS CREDIT FUND 4 (DELAWARE), L.P DISTRESSED FUND $80.0M $0.0M 24
BARINGS HOTEL OPPORTUNITY VENTURE I LP Real Estate Fund $283.5M $100.0M 2
BARINGS INNOVATION & GROWTH REAL ESTATE FUND LP Real Estate Fund $1,066.0M $0.0M 15
BARINGS LOAN PARTNERS CLO LTD Securitized Asset Fund $403.9M $0.0M 16
BARINGS LOAN PARTNERS CLO LTD. 2 Securitized Asset Fund $499.6M $0.0M 9
BARINGS LOAN PARTNERS CLO LTD. 3 Securitized Asset Fund $405.1M $0.0M 11
BARINGS MIDDLE MARKET CLO 2023-I LTD. Securitized Asset Fund $465.0M $0.0M 13
BARINGS MIDDLE MARKET CLO 2023-II LTD. Securitized Asset Fund $405.0M $0.0M 13
BARINGS MIDDLE MARKET CLO LTD. 2017-I Securitized Asset Fund $488.0M $0.3M 8
BARINGS MIDDLE MARKET CLO LTD. 2018-I Securitized Asset Fund $385.0M $0.0M 7
BARINGS MIDDLE MARKET CLO LTD. 2019-I Securitized Asset Fund $408.7M $0.0M 9
BARINGS MIDDLE MARKET CLO LTD. 2021-I Securitized Asset Fund $402.9M $0.0M 0
BARINGS NORTH AMERICAN PRIVATE LOAN FUND (CAYMAN)-A, L.P. PRIVATE CORPORATE LOAN FUND $92.8M $10.0M 22
BARINGS NORTH AMERICAN PRIVATE LOAN FUND (CAYMAN), L.P. PRIVATE CORPORATE LOAN FUND $92.6M $10.0M 25
BARINGS NORTH AMERICAN PRIVATE LOAN FUND II (UNLEVERED), L.P. PRIVATE DEBT FUND $354.0M $10.0M 3
BARINGS NORTH AMERICAN PRIVATE LOAN FUND, L.P. PRIVATE CORPORATE LOAN FUND $31.0M $10.0M 21
BARINGS REAL ESTATE DEBT INCOME FUND LP Real Estate Fund $1,304.0M $5.0M 9
BARINGS SMALL BUSINESS FUND, L.P. Private Equity Fund $131.3M $0.3M 30
BNAPLF III (CAYMAN)-A, L.P. PRIVATE CREDIT FUND $31.9M $1.0M 8
BNAPLF III (CAYMAN)-U, L.P. PRIVATE CREDIT FUND $34.6M $1.0M 4
BNAPLF III (CAYMAN), L.P. PRIVATE CREDIT FUND $30.9M $1.0M 13
GREAT LAKES II LLC Hedge Fund $0.2M $0.5M 14
GREAT LAKES III MASTER FUND, L.P. Hedge Fund $12.2M $5.0M 10
TOWER SQUARE CAPITAL PARTNERS III-A, L.P. Private Equity Fund $26.7M $5.0M 2
TOWER SQUARE CAPITAL PARTNERS III-B, L.P. Private Equity Fund $3.1M $5.0M 4
TOWER SQUARE CAPITAL PARTNERS III, L.P. Private Equity Fund $24.7M $5.0M 56
TOWER SQUARE CAPITAL PARTNERS IV-A, L.P. Private Equity Fund $28.0M $5.0M 10
TOWER SQUARE CAPITAL PARTNERS IV, L.P. Private Equity Fund $59.0M $5.0M 38

Control Persons

Name Type Entity Title Since Ownership
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY Domestic Entity MASSMUTUAL HOLDING LLC SHAREHOLDER OF MASSMUTUAL HOLDING LLC 07/2004 > 75%
FRANCIS, SHELDON, MAURICE Individual – CHIEF ADMINISTRATIVE OFFICER 09/2016 < 5%
MM ASSET MANAGEMENT HOLDING LLC Domestic Entity – DIRECT OWNER 02/2012 > 75%
MASSMUTUAL HOLDING LLC Domestic Entity MM ASSET MANAGEMENT HOLDING LLC SOLE MEMBER OF MM ASSET MANAGEMENT HOLDING LLC 02/2012 > 75%
CHICARES, ELIZABETH, WARD Individual – DIRECTOR, AUDIT COMMITTEE, HUMAN RESOURCE COMMITTEE 07/2012 < 5%
CRANDALL, ROGER, WILLIAM Individual – DIRECTOR, HUMAN RESOURCE COMMITTEE 11/2012 < 5%
CRADDOCK, GEOFFREY, JAMES Individual – DIRECTOR, AUDIT COMMITTEE 10/2017 < 5%
FRENO, MICHAEL, DAVID Individual – CHIEF EXECUTIVE OFFICER, CHAIRMAN OF THE BOARD OF MANAGERS, AND DIRECTOR 11/2020 < 5%
DINERMAN, JILL, Elyse Individual – ASSISTANT SECRETARY 05/2022 < 5%
HOEFLING, PATRICK, LOUIS Individual – CHIEF FINANCIAL OFFICER 01/2020 < 5%
MM ASSET MANAGEMENT HOLDING LLC Domestic Entity MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY SOLE MEMBER OF BARINGS LLC 06/1995 > 75%
CARY, CHRISOFFEL, C. Individual – TREASURER 04/2020 < 5%
O'CONNOR, MICHAEL, JAMES Individual – DIRECTOR, AUDIT COMMITTEE 03/2020 < 5%
MERRITT, SEARS, ANDREW Individual – DIRECTOR 03/2020 < 5%
CICCO, SUSAN, MARIE Individual – DIRECTOR, HUMAN RESOURCE COMMITTEE 03/2020 < 5%
LLOYD, ERIC, JAMES Individual – PRESIDENT 11/2021 < 5%
WILLIAMS, RHIAN, CATRIN Individual – SECRETARY 05/2022 < 5%
Partlan, Eric, William Individual – DIRECTOR 05/2023 < 5%
LAGRANT, MELISSA, MARIE Individual – CHIEF COMPLIANCE OFFICER 08/2023 < 5%
HUNTER, MEREDITH, ANNE Individual – ASSISTANT SECRETARY 11/2023 < 5%

No. Employees, Historic

2,0001,000020192020202120222023202420251191 on 7/8/20191191 on 9/5/20191093 on 3/30/20201093 on 4/8/20201093 on 5/4/20201093 on 6/24/20201093 on 6/24/20201093 on 8/13/20201093 on 11/10/2020997 on 3/30/2021997 on 11/5/20211019 on 3/30/20221019 on 4/8/20221019 on 5/4/20221019 on 7/27/20221019 on 9/13/20221029 on 3/31/20231029 on 4/12/20231029 on 5/25/20231029 on 5/31/20231029 on 8/28/20231029 on 9/13/20231029 on 10/3/20231029 on 11/2/2023985 on 3/26/2024

RAUM, Historic

400B200B02019202020212022202320242025246844608844 on 7/8/2019246844608844 on 9/5/2019276341204592 on 3/30/2020276341204592 on 4/8/2020276341204592 on 5/4/2020276341204592 on 6/24/2020276341204592 on 6/24/2020276341204592 on 8/13/2020276341204592 on 11/10/2020277491855759 on 3/30/2021277491855759 on 11/5/2021307360918170 on 3/30/2022307360918170 on 4/8/2022307360918170 on 5/4/2022307360918170 on 7/27/2022307360918170 on 9/13/2022273182845344 on 3/31/2023273040118322 on 4/12/2023273040118322 on 5/25/2023273040118322 on 5/31/2023273040118322 on 8/28/2023273040118322 on 9/13/2023273040118322 on 10/3/2023273040118322 on 11/2/2023307726562224 on 3/26/2024

No. Clients, Historic

40020002019202020212022202320242025303 on 7/8/2019303 on 9/5/2019309 on 3/30/2020309 on 4/8/2020309 on 5/4/2020309 on 6/24/2020309 on 6/24/2020309 on 8/13/2020309 on 11/10/2020320 on 3/30/2021320 on 11/5/2021329 on 3/30/2022329 on 4/8/2022329 on 5/4/2022329 on 7/27/2022329 on 9/13/2022333 on 3/31/2023333 on 4/12/2023333 on 5/25/2023333 on 5/31/2023333 on 8/28/2023333 on 9/13/2023333 on 10/3/2023333 on 11/2/2023343 on 3/26/2024

Holdings

From latest 13F, filed August 8th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ADVANCED MICRO DEVICES INC COM 217K 1K BARING ASSET MANAGEMENT Ltd
AGCO CORP COM 3M 27K BARING ASSET MANAGEMENT Ltd
AGNICO EAGLE MINES LTD COM 7M 108K BARING ASSET MANAGEMENT Ltd
ALPHABET INC CAP STK CL C 954K 5K BARING ASSET MANAGEMENT Ltd
ALPHABET INC CAP STK CL A 5M 26K BARING ASSET MANAGEMENT Ltd
AMAZON COM INC COM 6M 30K BARING ASSET MANAGEMENT Ltd
AMBEV SA SPONSORED ADR 2M 812K BARING ASSET MANAGEMENT Ltd
ANGLOGOLD ASHANTI PLC COM SHS 28M 1M BARING ASSET MANAGEMENT Ltd
AON PLC SHS CL A 2M 6K BARING ASSET MANAGEMENT Ltd
APPLE INC COM 2M 11K BARING ASSET MANAGEMENT Ltd
APPLIED MATLS INC COM 231K 977 BARING ASSET MANAGEMENT Ltd
ARCHER DANIELS MIDLAND CO COM 5M 77K BARING ASSET MANAGEMENT Ltd
AXON ENTERPRISE INC COM 826K 3K BARING ASSET MANAGEMENT Ltd
BANCO BRADESCO S A SP ADR PFD NEW 4M 2M BARING ASSET MANAGEMENT Ltd
BANCOLOMBIA S A SPON ADR PREF 748K 23K BARING ASSET MANAGEMENT Ltd
BBB FOODS INC CL A COM 2M 84K BARING ASSET MANAGEMENT Ltd
BEIGENE LTD SPONSORED ADR 7M 52K BARING ASSET MANAGEMENT (ASIA) Ltd
BERKSHIRE HATHAWAY INC DEL CL B NEW 263K 647 BARING ASSET MANAGEMENT Ltd
BILL HOLDINGS INC NOTE12/0 5M – –
BIOLIFE SOLUTIONS INC COM NEW 2M 91K –
BLACKROCK TCP CAPITAL CORP COM 17M 17M –
BLOCK INC CL A 405K 6K BARING ASSET MANAGEMENT Ltd
BM TECHNOLOGIES INC CL A COM 72K 32K –
BROADCOM INC COM 647K 403 BARING ASSET MANAGEMENT Ltd
BUNGE GLOBAL SA COM SHS 7M 65K BARING ASSET MANAGEMENT Ltd
CENTRAIS ELETRICAS BRASILEIR SPONSORED ADR 6M 994K BARING ASSET MANAGEMENT Ltd
CF INDS HLDGS INC COM 4M 55K BARING ASSET MANAGEMENT Ltd
CHEVRON CORP NEW COM 13M 80K BARING ASSET MANAGEMENT Ltd
CLOUDFLARE INC CL A COM 800K 10K BARING ASSET MANAGEMENT Ltd
CNH INDL N V SHS 1M 106K BARING ASSET MANAGEMENT Ltd
CONOCOPHILLIPS COM 12M 103K BARING ASSET MANAGEMENT Ltd
CORTEVA INC COM 14M 265K BARING ASSET MANAGEMENT Ltd
COSTCO WHSL CORP NEW COM 423K 498 BARING ASSET MANAGEMENT Ltd
COUPANG INC CL A 888K 42K BARING ASSET MANAGEMENT Ltd
CREDICORP LTD COM 3M 17K BARING ASSET MANAGEMENT Ltd
CRH PLC ORD 15M 194K BARING ASSET MANAGEMENT Ltd
CRH PLC ORD 57M 763K Baring International Investment Ltd
CRH PLC ORD 398K 5K –
CURIOSITYSTREAM INC COM CL A 32K 28K –
D MARKET ELECTR SVCS & TRADI SPONSORED ADS 2M 708K BARING ASSET MANAGEMENT Ltd
DARLING INGREDIENTS INC COM 3M 76K BARING ASSET MANAGEMENT Ltd
DEERE & CO COM 7M 18K BARING ASSET MANAGEMENT Ltd
DISH NETWORK CORPORATION NOTE 3.375% 8/1 4M – –
DOW INC COM 5M 97K BARING ASSET MANAGEMENT Ltd
ECOLAB INC COM 6M 25K BARING ASSET MANAGEMENT Ltd
ECOPETROL S A SPONSORED ADS 2M 164K BARING ASSET MANAGEMENT Ltd
ELI LILLY & CO COM 436K 482 BARING ASSET MANAGEMENT Ltd
ENBRIDGE INC COM 11M 304K BARING ASSET MANAGEMENT Ltd
EOG RES INC COM 10M 80K BARING ASSET MANAGEMENT Ltd
EOS ENERGY ENTERPRISES INC COM CL A 2M 1M –
EXXON MOBIL CORP COM 21M 183K BARING ASSET MANAGEMENT Ltd
FABRINET SHS 6M 23K BARING ASSET MANAGEMENT Ltd
FIDELITY NATL INFORMATION SV COM 1M 15K BARING ASSET MANAGEMENT Ltd
FIRST TR EXCH TRADED FD III PFD SECS INC ETF 2M 113K BARING ASSET MANAGEMENT Ltd
FIRST TR EXCH TRADED FD III PFD SECS INC ETF 9M 520K Baring SICE (Taiwan) LTD
FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS 9M 87K BARING ASSET MANAGEMENT Ltd
GLOBAL X FDS X EMERGING MKT 6M 253K Baring Asset Management Korea Ltd
GLOBAL X FDS US INFR DEV ETF 1M 28K BARING ASSET MANAGEMENT Ltd
HALLADOR ENERGY COMPANY COM 538K 69K –
HDFC BANK LTD SPONSORED ADS 305K 5K BARING ASSET MANAGEMENT Ltd
HOME DEPOT INC COM 257K 748 BARING ASSET MANAGEMENT Ltd
ICICI BANK LIMITED ADR 476K 17K BARING ASSET MANAGEMENT Ltd
INFOSYS LTD SPONSORED ADR 227K 12K BARING ASSET MANAGEMENT Ltd
INGREDION INC COM 1M 10K BARING ASSET MANAGEMENT Ltd
INTUIT COM 215K 327 BARING ASSET MANAGEMENT Ltd
INVESCO QQQ TR UNIT SER 1 3M 7K BARING ASSET MANAGEMENT (ASIA) Ltd
INVESCO QQQ TR UNIT SER 1 409M 849K Baring Asset Management Korea Ltd
INVESCO QQQ TR UNIT SER 1 2M 4K BARING ASSET MANAGEMENT Ltd
INVESCO QQQ TR UNIT SER 1 12M 26K Baring SICE (Taiwan) LTD
ISHARES INC JP MRG EM CRP BD 921K 21K BARING ASSET MANAGEMENT Ltd
ISHARES INC JP MRG EM CRP BD 29M 653K Baring SICE (Taiwan) LTD
ISHARES INC MSCI WORLD ETF 13M 87K BARING ASSET MANAGEMENT (ASIA) Ltd
ISHARES INC MSCI WORLD ETF 30M 206K BARING ASSET MANAGEMENT Ltd
ISHARES INC MSCI EURZONE ETF 16M 334K BARING ASSET MANAGEMENT Ltd
ISHARES INC MSCI HONG KG ETF 7M 479K BARING ASSET MANAGEMENT (ASIA) Ltd
ISHARES INC MSCI JPN ETF NEW 905K 13K BARING ASSET MANAGEMENT Ltd
ISHARES INC MSCI JPN ETF NEW 20M 291K Baring SICE (Taiwan) LTD
ISHARES TR CORE S&P500 ETF 13M 23K BARING ASSET MANAGEMENT (ASIA) Ltd
ISHARES TR CORE S&P500 ETF 818M 1M Baring Asset Management Korea Ltd
ISHARES TR CORE S&P500 ETF 39M 70K BARING ASSET MANAGEMENT Ltd
ISHARES TR CORE S&P500 ETF 133M 242K Baring SICE (Taiwan) LTD
ISHARES TR CORE US AGGBD ET 66M 681K Baring SICE (Taiwan) LTD
ISHARES TR IBOXX INV CP ETF 3M 24K BARING ASSET MANAGEMENT (ASIA) Ltd
ISHARES TR IBOXX INV CP ETF 4M 38K BARING ASSET MANAGEMENT Ltd
ISHARES TR IBOXX INV CP ETF 8M 74K –
ISHARES TR 7-10 YR TRSY BD 2M 18K BARING ASSET MANAGEMENT Ltd
ISHARES TR 7-10 YR TRSY BD 41M 433K Baring SICE (Taiwan) LTD
ISHARES TR ISHARES SEMICDTR 512K 2K BARING ASSET MANAGEMENT Ltd
ISHARES TR ISHARES SEMICDTR 9M 38K Baring SICE (Taiwan) LTD
ISHARES TR RUS 2000 GRW ETF 408M 2M Baring Asset Management Korea Ltd
ISHARES TR EUROPE ETF 941K 17K BARING ASSET MANAGEMENT Ltd
ISHARES TR EUROPE ETF 2M 32K Baring SICE (Taiwan) LTD
ISHARES TR MSCI ACWI ETF 4M 37K BARING ASSET MANAGEMENT (ASIA) Ltd
ISHARES TR MBS ETF 744K 8K –
ISHARES TR ISHS 1-5YR INVS 352M 7M –
ISHARES TR FLTG RATE NT ETF 44M 870K –
ISHARES TR MSCI USA QLT FCT 2M 13K BARING ASSET MANAGEMENT Ltd
ISHARES TR MSCI USA QLT FCT 54M 315K Baring SICE (Taiwan) LTD
ISHARES TR 0-5YR INVT GR CP 388K 8K BARING ASSET MANAGEMENT (ASIA) Ltd
ISHARES TR CUR HD EURZN ETF 764K 21K BARING ASSET MANAGEMENT Ltd
ISHARES TR CUR HD EURZN ETF 9M 252K Baring SICE (Taiwan) LTD
ISHARES TR CORE MSCI EURO 7M 131K BARING ASSET MANAGEMENT (ASIA) Ltd
ISHARES TR ESG AWRE USD ETF 25M 1M Baring SICE (Taiwan) LTD
ISHARES TR ESG AWR US AGRGT 10M 216K Baring SICE (Taiwan) LTD
ITAU UNIBANCO HLDG S A SPON ADR REP PFD 8M 1M BARING ASSET MANAGEMENT Ltd
ITRON INC NOTE3/1 5M – –
JPMORGAN CHASE & CO. COM 305K 2K BARING ASSET MANAGEMENT Ltd
KASPI KZ JSC SPONSORED ADS 8M 64K BARING ASSET MANAGEMENT Ltd
LAMB WESTON HLDGS INC COM 6M 75K BARING ASSET MANAGEMENT Ltd
LI AUTO INC SPONSORED ADS 3M 178K BARING ASSET MANAGEMENT Ltd
LINDE PLC SHS 25M 57K BARING ASSET MANAGEMENT Ltd
LOUISIANA PAC CORP COM 2M 21K BARING ASSET MANAGEMENT Ltd
LYONDELLBASELL INDUSTRIES N SHS - A - 4M 42K BARING ASSET MANAGEMENT Ltd
LYONDELLBASELL INDUSTRIES N SHS - A - 1K 11 –
MCDONALDS CORP COM 1M 4K BARING ASSET MANAGEMENT Ltd
META PLATFORMS INC CL A 1M 2K BARING ASSET MANAGEMENT Ltd
MICROSOFT CORP COM 5M 12K BARING ASSET MANAGEMENT Ltd
MOSAIC CO NEW COM 3M 88K BARING ASSET MANAGEMENT Ltd
NETFLIX INC COM 285K 422 BARING ASSET MANAGEMENT Ltd
NEW ORIENTAL ED & TECHNOLOGY SPON ADR 25M 322K BARING ASSET MANAGEMENT (ASIA) Ltd
NEW ORIENTAL ED & TECHNOLOGY SPON ADR 828K 11K BARING ASSET MANAGEMENT Ltd
NIKE INC CL B 459K 6K BARING ASSET MANAGEMENT Ltd
NUCOR CORP COM 6M 40K BARING ASSET MANAGEMENT Ltd
NUTRIEN LTD COM 9M 176K BARING ASSET MANAGEMENT Ltd
NUTRIEN LTD COM 17M 333K Baring International Investment Ltd
NVIDIA CORPORATION COM 5M 40K BARING ASSET MANAGEMENT Ltd
OMNICELL COM NOTE 0.250% 9/1 3M – –
PAYLOCITY HLDG CORP COM 1M 9K BARING ASSET MANAGEMENT Ltd
PDD HOLDINGS INC SPONSORED ADS 92M 689K BARING ASSET MANAGEMENT (ASIA) Ltd
PDD HOLDINGS INC SPONSORED ADS 157K 1K BARING ASSET MANAGEMENT Ltd
PEPSICO INC COM 281K 2K BARING ASSET MANAGEMENT Ltd
PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 6M 470K BARING ASSET MANAGEMENT Ltd
PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 1M 74K BARING ASSET MANAGEMENT Ltd
PILGRIMS PRIDE CORP COM 5M 129K BARING ASSET MANAGEMENT Ltd
PROCTER AND GAMBLE CO COM 265K 2K BARING ASSET MANAGEMENT Ltd
QIAGEN NV SHS NEW 12M 302K BARING ASSET MANAGEMENT Ltd
QUALCOMM INC COM 233K 1K BARING ASSET MANAGEMENT Ltd
SABRE GLBL INC NOTE 4.000% 8/0 16M – –
SALESFORCE INC COM 2M 7K BARING ASSET MANAGEMENT Ltd
SEA LTD SPONSORD ADS 561K 8K BARING ASSET MANAGEMENT (ASIA) Ltd
SEA LTD SPONSORD ADS 22M 306K BARING ASSET MANAGEMENT Ltd
SENDAS DISTRIBUIDORA S A SPON ADS 4M 403K BARING ASSET MANAGEMENT Ltd
SHERWIN WILLIAMS CO COM 6M 19K BARING ASSET MANAGEMENT Ltd
SOCIEDAD QUIMICA Y MINERA DE SPON ADR SER B 2M 56K BARING ASSET MANAGEMENT Ltd
SOUTHERN COPPER CORP COM 6M 55K BARING ASSET MANAGEMENT Ltd
SPDR S&P 500 ETF TR TR UNIT 67M 123K Baring SICE (Taiwan) LTD
SSGA ACTIVE ETF TR BLACKSTONE SENR 39M 934K BARING ASSET MANAGEMENT Ltd
SUNCOR ENERGY INC NEW COM 10M 274K BARING ASSET MANAGEMENT Ltd
SUNCOR ENERGY INC NEW COM 48M 1M Baring International Investment Ltd
TESLA INC COM 555K 3K BARING ASSET MANAGEMENT Ltd
TJX COS INC NEW COM 671K 6K BARING ASSET MANAGEMENT Ltd
TRACTOR SUPPLY CO COM 3M 12K BARING ASSET MANAGEMENT Ltd
UNITED RENTALS INC COM 2M 2K BARING ASSET MANAGEMENT Ltd
UNITEDHEALTH GROUP INC COM 3M 6K BARING ASSET MANAGEMENT Ltd
UPSTART HLDGS INC NOTE 0.250% 8/1 8M – –
VALE S A SPONSORED ADS 6M 568K BARING ASSET MANAGEMENT Ltd
VALERO ENERGY CORP COM 10M 66K BARING ASSET MANAGEMENT Ltd
VANECK ETF TRUST BDC INCOME ETF 2M 132K BARING ASSET MANAGEMENT Ltd
VANGUARD INDEX FDS GROWTH ETF 2M 4K Baring SICE (Taiwan) LTD
VANGUARD INDEX FDS VALUE ETF 451K 3K BARING ASSET MANAGEMENT Ltd
VANGUARD INDEX FDS VALUE ETF 8M 47K Baring SICE (Taiwan) LTD
VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 3M 26K Baring SICE (Taiwan) LTD
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 395M 5M –
VANGUARD SCOTTSDALE FDS LG-TERM COR BD 1M 15K BARING ASSET MANAGEMENT Ltd
VANGUARD SCOTTSDALE FDS LG-TERM COR BD 9M 115K Baring SICE (Taiwan) LTD
VANGUARD WORLD FD INF TECH ETF 605K 1K BARING ASSET MANAGEMENT Ltd
VANGUARD WORLD FD INF TECH ETF 2M 3K Baring SICE (Taiwan) LTD
VISA INC COM CL A 228K 869 BARING ASSET MANAGEMENT Ltd
WEYERHAEUSER CO MTN BE COM NEW 2M 74K BARING ASSET MANAGEMENT Ltd
WHEATON PRECIOUS METALS CORP COM 13M 248K BARING ASSET MANAGEMENT Ltd
WHEATON PRECIOUS METALS CORP COM 52M 999K Baring International Investment Ltd
WISDOMTREE TR EMER MKT HIGH FD 436K 10K BARING ASSET MANAGEMENT Ltd
XOMETRY INC NOTE 1.000% 2/0 2M – –
YANDEX N V SHS CLASS A 0 1M BARING ASSET MANAGEMENT Ltd
YUM CHINA HLDGS INC COM 23K 750 BARING ASSET MANAGEMENT (ASIA) Ltd
YUM CHINA HLDGS INC COM 45K 1K BARING ASSET MANAGEMENT Ltd
YUM CHINA HLDGS INC COM 13M 406K Baring International Investment Ltd
ZTO EXPRESS CAYMAN INC SPONSORED ADS A 9M 438K BARING ASSET MANAGEMENT (ASIA) Ltd
BARINGS PARTN INVS TRUST COM 2M 143K –
BARINGS CORPORATE INVS COM 4M 220K –
BARINGS BDC, INC. COM 133M 14M –
BARINGS GLOBAL SHORT DURATION COM 190K 13K –