ARGUS INVESTORS' COUNSEL, INC.
Adviser information for ARGUS INVESTORS' COUNSEL, INC. last updated from Form ADV on January 12th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | OCTOBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 284 | $143.0M |
| Non-Discretionary | 0 | $0 |
| Total | 284 | $143.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 273 | $60.9M |
| HNW Individuals | 5 | $12.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $65.2M |
| Charitable organizations | <5 | $4.1M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 16 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | <5 | $258,470 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 17 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPLEASE SEE THE "MISCELLANEOUS" SECTION OF SCHEDULE D. |
|---|---|
| Compensation | % of AUMFixed fees |
Principal Office
SOUNDVIEW PLAZA1266 EAST MAIN STREET, FOURTH FLOOR
STAMFORD
CT
United States
Monday - Friday, 9:00 AM TO 5:00 P.M.
Tel: 203-316-9000, Fax: 203-356-0513
Chief Compliance Officer
KEVIN M. HEAL
CCO, SENIOR ANALYST
61 BROADWAY
SUITE 1910
NEW YORK
NY
United States
Tel:
212-425-7500
K****@****************M
(Full email address available in API data)
Regulatory Contact
DARYL COLEMAN
DIRECTOR
61 BROADWAY
SUITE 1910
NEW YORK
NY
United States
Tel:
212-425-7500
Fax:
212-509-5408
D*******@****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| THE ARGUS RESEARCH GROUP, INC. | Domestic Entity | – | PARENT COMPANY | 11/1983 | > 75% |
| WAGONER, SHARON, D | Individual | – | CHAIRMAN, PRESIDENT, SECRETARY AND DIRECTOR | 07/1991 | < 5% |
| COLEMAN, DARYL, D | Individual | – | DIRECTOR | 07/1991 | < 5% |
| HEAL, KEVIN, MICHAEL | Individual | – | CCO | 11/2018 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 22nd, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| Abbott Labs | COM | 1M | 10K | – |
| Adobe Inc | COM | 3M | 5K | – |
| Air Prods & Chems Inc | COM | 1M | 5K | – |
| Alphabet Inc | COM | 5M | 25K | – |
| Amazon.com Inc | COM | 3M | 18K | – |
| American Express Co | COM | 2M | 9K | – |
| American International Group | COM | 530K | 7K | – |
| American Twr Corp-REIT | COM | 1M | 6K | – |
| Ameriprise Financial Inc | COM | 228K | 533 | – |
| Amgen Inc | COM | 1M | 5K | – |
| Analog Devices Inc | COM | 3M | 13K | – |
| Apple Inc | COM | 6M | 27K | – |
| Applied Materials Inc | COM | 2M | 9K | – |
| Arista Networks Inc | COM | 362K | 1K | – |
| Automatic Data Processing Inc | COM | 1M | 5K | – |
| Axon Enterprise Inc | COM | 1M | 4K | – |
| Badger Meter Inc | COM | 447K | 2K | – |
| Becton Dickinson & Co | COM | 949K | 4K | – |
| BlackRock Inc | COM | 3M | 3K | – |
| Blackstone Inc | COM | 220K | 2K | – |
| Bondbloxx Bloomberg ETF | COM | 952K | 19K | – |
| Bondbloxx ETF Tr Bloomberg Six | COM | 615K | 12K | – |
| Boston Scientific Corp | COM | 2M | 20K | – |
| Broadcom Inc | COM | 2M | 1K | – |
| Caterpillar Inc | COM | 1M | 4K | – |
| Charles Schwab (The) Corporati | COM | 2M | 30K | – |
| Chevron Corp | COM | 1M | 8K | – |
| Chipotle Mexican Grill | COM | 451K | 7K | – |
| Cintas Corporation | COM | 669K | 956 | – |
| Cisco Systems Inc | COM | 1M | 22K | – |
| ConocoPhillips | COM | 620K | 5K | – |
| Corning Inc | COM | 1M | 30K | – |
| Costco Wholesale Corp | COM | 6M | 7K | – |
| D.R. Horton Inc | COM | 456K | 3K | – |
| Duke Energy Corp | COM | 435K | 4K | – |
| Eli Lilly and Company | COM | 7M | 8K | – |
| Emerson Elec Co | COM | 1M | 12K | – |
| Exxon Mobil Corp | COM | 2M | 17K | – |
| Fastenal Co | COM | 446K | 7K | – |
| General Dynamics Corp | COM | 1M | 4K | – |
| HCA Healthcare Inc | COM | 523K | 2K | – |
| Home Depot Inc | COM | 2M | 6K | – |
| IShares Floating Rate Bd ETF | COM | 470K | 9K | – |
| Illinois Tool Wks Inc | COM | 1M | 5K | – |
| Intel Corp | COM | 744K | 24K | – |
| International Paper Co | COM | 1M | 29K | – |
| Intuit Inc | COM | 660K | 1K | – |
| Intuitive Surgical Inc | COM | 2M | 4K | – |
| Invesco Preferred ETF | COM | 480K | 42K | – |
| JPMorgan Chase & Co | COM | 4M | 22K | – |
| Jacobs Solutions Inc | COM | 580K | 4K | – |
| Johnson & Johnson | COM | 1M | 9K | – |
| KLA Corporation | COM | 729K | 884 | – |
| Lockheed Martin Corp | COM | 201K | 429 | – |
| Marriott International | COM | 1M | 6K | – |
| Mastercard Inc CL A | COM | 973K | 2K | – |
| McDonalds Corp | COM | 1M | 4K | – |
| McKesson Corp | COM | 3M | 5K | – |
| Merck & Co Inc | COM | 357K | 3K | – |
| Meta Platforms Inc | COM | 3M | 6K | – |
| Microchip Tech Inc | COM | 1M | 13K | – |
| Microsoft Corp | COM | 4M | 8K | – |
| Morgan Stanley | COM | 1M | 13K | – |
| Nasdaq Inc | COM | 505K | 8K | – |
| Netflix Inc | COM | 2M | 3K | – |
| NextEra Energy Inc | COM | 1M | 20K | – |
| Norfolk Southern Corp | COM | 215K | 1K | – |
| Novo Nordisk A/S | COM | 427K | 3K | – |
| Nucor Corp | COM | 1M | 8K | – |
| Nvidia Corp | COM | 8M | 64K | – |
| Old Dominion Freight Line Inc | COM | 3M | 16K | – |
| Oracle Corp | COM | 2M | 13K | – |
| Parker-Hannifin Corp | COM | 454K | 897 | – |
| PepsiCo Inc | COM | 1M | 8K | – |
| Pfizer Inc | COM | 1M | 39K | – |
| Procter & Gamble Co | COM | 1M | 8K | – |
| Quanta Services Inc | COM | 2M | 8K | – |
| Raymond James Financial Inc | COM | 434K | 4K | – |
| Regeneron Pharmaceuticals Inc | COM | 2M | 2K | – |
| Roper Technologies Inc | COM | 431K | 765 | – |
| S&P Global Inc | COM | 3M | 6K | – |
| Salesforce Inc | COM | 1M | 5K | – |
| Schwab US Dividend Equity ETF | COM | 343K | 4K | – |
| Stryker Corp | COM | 2M | 7K | – |
| TJX Companies | COM | 2M | 14K | – |
| Taiwan Semiconductor Manufactu | COM | 344K | 2K | – |
| Texas Instruments Inc | COM | 1M | 7K | – |
| The Southern Company | COM | 213K | 3K | – |
| The Walt Disney Co | COM | 1M | 10K | – |
| Thermo Fisher Scientific | COM | 2M | 3K | – |
| Trane Technologies plc | COM | 3M | 10K | – |
| US Bancorp | COM | 1M | 28K | – |
| Union Pac Corp | COM | 1M | 6K | – |
| United Rentals Inc | COM | 2M | 3K | – |
| UnitedHealth Group Inc | COM | 790K | 2K | – |
| Vanguard Interm-Tm Corp Bd Idx | COM | 536K | 7K | – |
| Vanguard Short-Term Bd ETF | COM | 571K | 7K | – |
| Verizon Communications Inc | COM | 1M | 32K | – |
| Visa Inc | COM | 3M | 11K | – |
| Walmart Inc | COM | 2M | 24K | – |
| Waste Management Inc | COM | 405K | 2K | – |
| Wells Fargo & Co | COM | 1M | 23K | – |
| Zoetis Inc | COM | 1M | 7K | – |
| iShares Core S&P 500 | COM | 404K | 738 | – |
| iShares MSCI EAFE ETF | COM | 275K | 4K | – |
| iShares Russell 1000 Grw ETF | COM | 1M | 3K | – |
| iShares Russell 2000 Index ETF | COM | 349K | 2K | – |