ALAN B. LANCZ & ASSOCIATES, INC.

Advisory Business

Type of Organization	Corporation
Fiscal Year End	DECEMBER
Legal Location	Ohio, United States

Employees

Total Number of Employees	2
Investment Advisory/Research	1
Registered Broker-Dealer Representatives	1
Registered State Investment Advisers	1
Licensed Agents of an Insurance Company	1
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	161	$162.1M
Non-Discretionary	0	$0
Total	161	$162.1M

Clients

Type	Number	RAUM
Individuals	16	$2.1M
HNW Individuals	132	$139.8M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	2	$1.9M
Pension and profit sharing plans	7	$15.0M
Charitable organizations	<5	$3.4M
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	1-10

Services

Advisory Services	Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsPension consulting services
Compensation	% of AUMHourly chargesFixed feesPOOLED FUNDS BASED ON FEES IN OPERATING MEMORANDUM

Identifiers

SEC RIA File Number	801-24450
SEC ERA File Number	801-24450
SEC CIK Numbers	1897835
SEC CRD Numbers	105363
Legal Entity Identifier	None

Principal Office

3435 N HOLLAND SYLVANIA RD
TOLEDO
OH
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic