TERRY MCDANIEL & COMPANY
Adviser information for TERRY MCDANIEL & COMPANY last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 12 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 7 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 349 | $1.5B |
| Non-Discretionary | 4 | $168.1M |
| Total | 353 | $1.6B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 120 | $41.7M |
| HNW Individuals | 225 | $1.6B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 8 | $40.1M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 353 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-24465 |
|---|---|
| SEC ERA File Number | 801-24465 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 104732 |
| Legal Entity Identifier | None |
Principal Office
2630 EXPOSITION BLVD STE 300AUSTIN
TX
United States
Monday - Friday, 8:00 A.M. - 5:00 P.M.
Tel: 512-495-9500, Fax: 512-495-9415
Websites
Chief Compliance Officer
DINA MASON
OFFICE MGR/COMPLIANCE OFFICER
2630 EXPOSITION BLVD STE 300
AUSTIN
TX
United States
Tel:
(512) 495-9500
Fax:
512-495-9415
D*********@***********M
(Full email address available in API data)
Regulatory Contact
KEN TURLINGTON
PRESIDENT
2630 EXPOSITION BLVD., STE. 300
AUSTIN
TX
United States
Tel:
(512) 495-9500
Fax:
512-495-9415
K*************@***********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MCDANIEL, TERRY, PAT | Individual | – | CHAIRMAN | 06/1985 | 50-75% |
| TURLINGTON, CLAUDE, KENNETH | Individual | – | PRESIDENT | 10/2014 | < 5% |
| MASON, DINA, RENEE | Individual | – | CHIEF COMPLIANCE OFFICER | 06/2014 | < 5% |
| THE JOHN WELLS MCDANIEL TRUST OF 2020, TERRY P. MCDANIEL, TRUSTEE | Domestic Entity | – | TRUSTEE | 12/2020 | 25-50% |
| THE MEREDITH LEE MCDANIEL TRUST OF 2020, TERRY P. MCDANIEL, TRUSTEE | Domestic Entity | – | TRUSTEE | 12/2020 | 25-50% |