NEWSOUTH CAPITAL MANAGEMENT INC

Adviser information for NEWSOUTH CAPITAL MANAGEMENT INC last updated from Form ADV on November 27th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End MARCH
Legal Location Tennessee, United States

Employees

Total Number of Employees 11
Investment Advisory/Research 9
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 9
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 185 $2.3B
Non-Discretionary 0 $0
Total 185 $2.3B

Clients

Type Number RAUM
Individuals 8 $2.8M
HNW Individuals 101 $577.4M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 1 $90.7M
Pension and profit sharing plans 12 $439.2M
Charitable organizations 43 $737.3M
State or municipal gov entities 7 $309.3M
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 7 $94.3M
Other 6 $92.8M
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 1

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients
Compensation % of AUMPerformance-based fees

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 38.8M
Both for Same 0
Portfolio Manager to Program Sponsor
THOMAS WEISEL PARTNERS ASSET MANAGEMENT CONSULTING PROGRAM TWP PRIVATE WEALTH MANAGEMENT A DIVISION OF STIFEL NICOLAUS

Identifiers

SEC RIA File Number 801-24716
SEC ERA File Number 801-24716
SEC CIK Numbers 1044797
SEC CRD Numbers 110676
Legal Entity Identifier 254900O12V6ZXJ1WC688

Principal Office

999 S. SHADY GROVE ROAD
SUITE 501
MEMPHIS
TN
United States
Monday - Friday, 8:00AM TO 5:00PM CST
Tel: 901-761-5561, Fax: 901-761-5699

Chief Compliance Officer

PATRICK J. DANEHY
PRINCIPAL & CCO
999 S. SHADY GROVE ROAD
SUITE 501
MEMPHIS
TN
United States
Tel: 901-761-5561
Fax: 901-761-5699
(Full email address available in API data)

Regulatory Contact

DAVID M. NEWMAN
PRINCIPAL & CFO
999 S. SHADY GROVE ROAD
SUITE 501
MEMPHIS
TN
United States
Tel: 901 761-5561
Fax: 901-761-5699
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
NEWSOUTH SPECIAL EQUITIES, LP Hedge Fund $90.7M $0.5M 36

Control Persons

Name Type Entity Title Since Ownership
GILLESPIE, PAUL, TROWBRIDGE Individual SHAREHOLDER 06/1985 25-50%
MORROW, DAVID, STEPHEN Individual DIRECTOR, PRESIDENT, CO-CIO 06/1985 25-50%
DANEHY, PATRICK, JOHN Individual CHIEF COMPLIANCE OFFICER 06/2004 5-10%
NEWMAN, DAVID, MICHAEL Individual DIRECTOR, CHIEF FINANCIAL OFFICER 04/1995 < 5%
WILDS, DAVID, MASSEY Individual SHAREHOLDER 10/2007 10-25%
MCLEAN, ALEXANDER, DUNCAN Individual DIRECTOR, EXECUTIVE VICE PRESIDENT, CO-CIO 04/2021 10-25%
SIMPSON, STEPHANIE, ANN Individual CHIEF ADMINISTRATIVE OFFICER 11/2019 < 5%

No. Employees, Historic

2010020192020202120222023202411 on 6/21/201911 on 11/25/201911 on 6/24/202012 on 6/29/202111 on 7/1/202111 on 6/27/202211 on 6/28/202211 on 6/28/202211 on 1/9/202311 on 1/19/202311 on 6/26/202311 on 11/27/2023

RAUM, Historic

4B2B02019202020212022202320243683498254 on 6/21/20193683498254 on 11/25/20192374201955 on 6/24/20203570020364 on 6/29/20213570020364 on 7/1/20212832723566 on 6/27/20222832723566 on 6/28/20222832723566 on 6/28/20222832723566 on 1/9/20232832723566 on 1/19/20232343810534 on 6/26/20232343810534 on 11/27/2023

No. Clients, Historic

3001500201920202021202220232024233 on 6/21/2019233 on 11/25/2019217 on 6/24/2020211 on 6/29/2021211 on 7/1/2021204 on 6/27/2022204 on 6/28/2022204 on 6/28/2022204 on 1/9/2023204 on 1/19/2023185 on 6/26/2023185 on 11/27/2023

Holdings

From latest 13F, filed August 6th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
Amdocs LTD COM 3M 37K
Amerisafe Inc. COM 8M 185K
Amerisafe Inc. COM 723K 16K STIFEL NICOLAUS & CO INC \MO\
AMN Healthcare Services COM 28M 543K
AMN Healthcare Services COM 1M 20K STIFEL NICOLAUS & CO INC \MO\
Ares Capital Corp. COM 11M 504K
Ares Capital Corp. COM 910K 44K STIFEL NICOLAUS & CO INC \MO\
ASGN Inc. COM 27M 303K
AutoZone Inc. COM 166M 56K
Avantor Inc. COM 30M 1M
Bristol-Myers Squibb Co. COM 299K 7K
Brookfield Asset Management Lt COM 4M 97K
Brookfield Corp. COM 45M 1M
Brookfield Infrast Partners LP COM 213K 8K
Brookfield Renewable Corp. COM 11M 386K
CGI Inc. COM 63M 630K
DigitalBridge Group Inc. COM 52M 4M
DigitalBridge Group Inc. COM 2M 129K STIFEL NICOLAUS & CO INC \MO\
Element Solutions Inc. COM 48M 2M
Element Solutions Inc. COM 2M 79K STIFEL NICOLAUS & CO INC \MO\
EnerSys Inc. COM 56M 539K
EnerSys Inc. COM 2M 22K STIFEL NICOLAUS & CO INC \MO\
Euronet Worldwide Inc. COM 65M 626K
FedEx Corp. COM 53M 176K
Fidelity Natl Info Services COM 11M 148K
First Horizon Corp. COM 160K 10K
FirstCash Holdings Inc. COM 18M 176K
FirstCash Holdings Inc. COM 2M 16K STIFEL NICOLAUS & CO INC \MO\
Fiserv Inc. COM 91M 610K
FMC Corp. COM 38M 656K
Garrett Motion Inc. COM 18M 2M
Garrett Motion Inc. COM 2M 184K STIFEL NICOLAUS & CO INC \MO\
Hanesbrands Inc. COM 36M 7M
Hanesbrands Inc. COM 1M 221K STIFEL NICOLAUS & CO INC \MO\
Hologic Inc. COM 14M 194K
Howard Hughes Holdings Inc. COM 39M 596K
Howard Hughes Holdings Inc. COM 875K 14K STIFEL NICOLAUS & CO INC \MO\
Hudson Technologies Inc COM 11M 1M
Hudson Technologies Inc COM 964K 110K STIFEL NICOLAUS & CO INC \MO\
International Business Machine COM 259K 2K
Kemper Corp. COM 52M 875K
Kemper Corp. COM 2M 33K STIFEL NICOLAUS & CO INC \MO\
Kforce Inc. COM 30M 480K
Kforce Inc. COM 2M 29K STIFEL NICOLAUS & CO INC \MO\
LKQ Corp. COM 64M 2M
Marriott Vacations Worldwide C COM 29M 329K
Marriott Vacations Worldwide C COM 1M 13K STIFEL NICOLAUS & CO INC \MO\
MSC Industrial Direct Co-A COM 56M 709K
MSC Industrial Direct Co-A COM 1M 15K STIFEL NICOLAUS & CO INC \MO\
NV5 Global Inc. COM 10M 109K
NV5 Global Inc. COM 915K 10K STIFEL NICOLAUS & CO INC \MO\
OneSpaWorld Holdings Ltd COM 37M 2M
OneSpaWorld Holdings Ltd COM 3M 175K STIFEL NICOLAUS & CO INC \MO\
Open Text Corp. COM 78M 3M
Royalty Pharma PLC COM 62M 2M
Rush Enterprises Inc. Class A COM 20M 484K
Rush Enterprises Inc. Class A COM 2M 44K STIFEL NICOLAUS & CO INC \MO\
Shoe Carnival Inc. COM 14M 370K
Shoe Carnival Inc. COM 1M 33K STIFEL NICOLAUS & CO INC \MO\
Sirius XM Holdings Inc. COM 2M 685K
SS&C Technologies Hldgs COM 45M 722K
Stanley Black & Decker COM 18M 220K
Thermo Fisher Scientific Inc. COM 88M 159K
Thermon Group Holding Inc. COM 20M 657K
Thermon Group Holding Inc. COM 2M 58K STIFEL NICOLAUS & CO INC \MO\
TreeHouse Foods Inc. COM 49M 1M
TreeHouse Foods Inc. COM 1M 36K STIFEL NICOLAUS & CO INC \MO\
UniFirst Corp. COM 8M 48K
UniFirst Corp. COM 748K 4K STIFEL NICOLAUS & CO INC \MO\
Upland Software Inc. COM 3M 1M
Upland Software Inc. COM 287K 115K STIFEL NICOLAUS & CO INC \MO\
Vertiv Holdings LLC COM 221M 3M
Vertiv Holdings LLC COM 4M 43K STIFEL NICOLAUS & CO INC \MO\
Warner Bros. Discovery Inc. COM 30M 4M
Wesco Intl Inc. COM 111M 699K
Wesco Intl Inc. COM 3M 20K STIFEL NICOLAUS & CO INC \MO\
Wex Inc. COM 10M 57K
Willis Towers Watson PLC COM 31M 118K
Zebra Technologies Corp. Cl A COM 141M 457K
Zebra Technologies Corp. Cl A COM 2M 7K STIFEL NICOLAUS & CO INC \MO\
Invesco Floating Rate ESG Fund MF 2M 259K
iShares - Barclays 1-3 Yr US T MF 768K 9K
iShares Short-Term Corporate B MF 3M 67K
iShares - Dow Jones Select Div MF 2M 16K
iShares - Russell 2000 Value MF 11M 75K
iShares - Russell Mid Cap MF 4M 54K