RACHOR INVESTMENT ADVISORY SERVICES, LLC
Adviser information for RACHOR INVESTMENT ADVISORY SERVICES, LLC last updated from Form ADV on March 1st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Michigan, United States |
Employees
| Total Number of Employees | 16 |
|---|---|
| Investment Advisory/Research | 14 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 925 | $185.6M |
| Non-Discretionary | 0 | $0 |
| Total | 925 | $185.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 369 | $63.5M |
| HNW Individuals | 98 | $115.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $1.9M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $5.1M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 72 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 550 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-24721 |
|---|---|
| SEC ERA File Number | 801-24721 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 105495 |
| Legal Entity Identifier | None |
Principal Office
120 N. BRIDGE STREETSUITE A
LINDEN
MI
United States
Monday - Friday, 9:00 A.M. - 4 P.M.
Tel: 810-732-7777, Fax: 810-732-7757
Websites
Chief Compliance Officer
TOD FISHER
PRESIDENT AND CEO
120 N. BRIDGE STREET
SUITE A
LINDEN
MI
United States
Tel:
810-732-7777
Fax:
810-732-7757
T**@*******T
(Full email address available in API data)
Regulatory Contact
MELISSA SCHUYLER
COMPLIANCE DIRECTOR
120 N. BRIDGE STREET
SUITE A
LINDEN
MI
United States
Tel:
810-732-7777
Fax:
810-732-7757
M******@*******T
(Full email address available in API data)
Industry Affiliates
| TOD GERALD FISHER | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| RIAS HOLDING COMPANY INCORPORATED | Domestic Entity | – | MANAGING MEMBER (SOLE MEMBER) | 07/2008 | > 75% |
| FISHER, TOD, GERALD | Individual | – | DIRECTOR (OF MANAGING MEMBER) | 05/2010 | < 5% |
| FISHER, TOD, GERALD | Individual | – | CHIEF COMPLIANCE OFFICER | 12/2017 | < 5% |
| FISHER, TOD, GERALD | Individual | RIAS HOLDING COMPANY INCORPORATED | SOLE SHAREHOLDER OF PARENT CORPORATION | 03/2019 | > 75% |