SHENKMAN CAPITAL MANAGEMENT, INC.
Adviser information for SHENKMAN CAPITAL MANAGEMENT, INC. last updated from Form ADV on September 28th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | JUNE |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 136 |
|---|---|
| Investment Advisory/Research | 44 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 5 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 215 | $26.7B |
| Non-Discretionary | 0 | $0 |
| Total | 215 | $26.7B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 42 | $23.9M |
| HNW Individuals | 34 | $399.7M |
| Banking or thrift institutions | <5 | $0 |
| Investment companies | 3 | $2.1B |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 25 | $6.6B |
| Pension and profit sharing plans | 25 | $2.0B |
| Charitable organizations | 19 | $1.4B |
| State or municipal gov entities | 20 | $5.3B |
| Other investment advisers | <5 | $0 |
| Insurance companies | 37 | $3.3B |
| Sovereign wealth funds and foreign official institutions | <5 | $40.7M |
| Corporations or other businesses | 9 | $5.6B |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 20 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsPublication of periodicals or newslettersMarket timing services |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 55.5M |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. | FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. |
Principal Office
151 WEST 42ND STREET, 29TH FLOORNEW YORK
NY
United States
Monday - Friday, 8:30 AM TO 6:00 PM
Tel: (212) 867-9090, Fax: (212) 867-9106
Chief Compliance Officer
SERGE TODOROVICH, ESQ.
SENIOR VICE PRESIDENT, GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER
151 WEST 42ND STREET
29TH FLOOR
NEW YORK
NY
United States
Tel:
212-867-9090
Fax:
212-867-9106
L****@******************M
(Full email address available in API data)
Regulatory Contact
JAMES ROBERT LARSEN
VICE PRESIDENT, DEPUTY GENERAL COUNSEL
151 WEST 42ND STREET
29TH FLOOR
NEW YORK
NY
United States
Tel:
212-867-9090
Fax:
212-867-9106
L****@******************M
(Full email address available in API data)
Industry Affiliates
| OLSHAN FROME WOLOSKY LLP | Lawyer or law firm |
| ROMARK CLO ADVISORS LLC | Other investment adviser, including financial planners |
| ROMARK CLO VENTURES LLC | Sponsor, GP, manager of pooled investment vehicles |
| ROMARK CREDIT ADVISORS LP | Other investment adviser, including financial planners |
| SCM INVESTMENTS I, LLC | Sponsor, GP, manager of pooled investment vehicles |
| SHENKMAN CAPITAL MANAGEMENT LTD | Other investment adviser, including financial planners |
| SHENKMAN CAPITAL MANAGEMENT, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| SHENKMAN CBO OPPORTUNITY GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| SHENKMAN CLO EQUITY OPPORTUNITY FUND I GP, LLC | Commodity pool operator or commodity trading advisorSponsor or syndicator of limited partnerships |
| SHENKMAN MULTI-ASSET CREDIT GP LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| SHENKMAN MULTI-ASSET CREDIT SELECT GP LLC | Commodity pool operator or commodity trading advisorSponsor or syndicator of limited partnerships |
| SHENKMAN TACTICAL CREDIT GP LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| SHENKMAN WINCHESTER GP LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ADAMS MILL CLO LTD. | Securitized Asset Fund | $0.5M | $0.1M | 4 |
| CREDOS FLOATING RATE FUND, L.P. | COMMINGLED INVESTMENT VEHICLE | $61.1M | $1.0M | 7 |
| FOUR POINTS MULTI-STRATEGY MASTER FUND, INC. | Hedge Fund | $1,185.0M | $1.0M | 23 |
| JACKSON MILL CLO LTD. | Securitized Asset Fund | $0.4M | $0.1M | 4 |
| JEFFERSON MILL CLO LTD. | Securitized Asset Fund | $391.1M | $0.1M | 3 |
| P SCM ENERGY HY LTD. | Hedge Fund | $14.1M | $0.1M | 6 |
| PRIMUS HIGH YIELD BOND FUND, L.P. | COMMINGLED INVESTMENT VEHICLE | $941.4M | $1.0M | 45 |
| SHENKMAN CBO OPPORTUNITY MASTER FUND I LP | Hedge Fund | $0.0M | $5.0M | 0 |
| SHENKMAN MULTI-ASSET CREDIT MASTER FUND | COMMINGLED INVESTMENT VEHICLE | $602.8M | $1.0M | 13 |
| SHENKMAN OPPORTUNISTIC CREDIT MASTER FUND LP | Hedge Fund | $622.7M | $1.0M | 70 |
| SHENKMAN TACTICAL CREDIT MASTER FUND LP | Hedge Fund | $410.8M | $5.0M | 105 |
| SUDBURY MILL CLO LTD. | Securitized Asset Fund | $0.4M | $0.1M | 4 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SHENKMAN, MARK, RONALD | Individual | – | PRESIDENT; DIRECTOR; TRUSTEE | 07/1985 | 50-75% |
| ROSENZWEIG, VICTOR, MOE | Individual | – | DIRECTOR | 01/1990 | < 5% |
| MARK R. SHENKMAN REVOCABLE TRUST | Domestic Entity | – | SHAREHOLDER | 09/2003 | 50-75% |
| SLATKY, JUSTIN, WARREN | Individual | – | EXECUTIVE VICE PRESIDENT; TRUSTEE | 06/2015 | 10-25% |
| KURZER, ADAM, SCOTT | Individual | – | VICE CHAIRMAN | 09/2013 | < 5% |
| SHENKMAN FAMILY 2012 TRUST | Domestic Entity | – | SHAREHOLDER | 06/2015 | 10-25% |
| TODOROVICH, SERGE, NMN | Individual | – | GENERAL COUNSEL; CHIEF COMPLIANCE OFFICER | 02/2017 | < 5% |
| SLATKY, JUSTIN, WARREN | Individual | SHENKMAN FAMILY 2012 TRUST | TRUSTEE | 12/2012 | |
| SHENKMAN, MARK, RONALD | Individual | SHENKMAN FAMILY 2012 TRUST | TRUSTEE | 12/2012 | |
| SHENKMAN, MARK, RONALD | Individual | MARK R. SHENKMAN REVOCABLE TRUST | TRUSTEE | 08/2003 | |
| SCANLON, NEIL, ANTHONY | Individual | – | CHIEF FINANCIAL OFFICER | 07/2020 | < 5% |
| MANGIERO, DANIEL, JAMES | Individual | – | CHIEF OPERATING OFFICER | 03/2022 | < 5% |
| Thomas, Gloria, Penn | Individual | – | DIRECTOR | 12/2022 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 8th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| AIRBNB INC | NOTE 3/1 | 3M | – | – |
| AKAMAI TECHNOLOGIES INC | NOTE 0.125% 5/0 | 4M | – | – |
| AKAMAI TECHNOLOGIES INC | NOTE 0.375% 9/0 | 26M | – | – |
| ALNYLAM PHARMACEUTICALS INC | NOTE 1.000% 9/1 | 20M | – | – |
| ALTAIR ENGR INC | NOTE 1.750% 6/1 | 10M | – | – |
| AMERICAN AIRLINES GROUP INC | NOTE 6.500% 7/0 | 10M | – | – |
| ASCENDIS PHARMA A/S | NOTE 2.250% 4/0 | 1M | – | – |
| AXON ENTERPRISE INC | NOTE 0.500%12/1 | 13M | – | – |
| BENTLEY SYS INC | NOTE 0.125% 1/1 | 29M | – | – |
| BIOMARIN PHARMACEUTICAL INC | NOTE 1.250% 5/1 | 10M | – | – |
| BLOOM ENERGY CORP | NOTE 3.000% 6/0 | 1M | – | – |
| BOOKING HOLDINGS INC | NOTE 0.750% 5/0 | 2M | – | – |
| BOX INC | NOTE 1/1 | 16M | – | – |
| BRIDGEBIO PHARMA INC | NOTE 2.500% 3/1 | 1M | – | – |
| BURLINGTON STORES INC | NOTE 2.250% 4/1 | 11M | – | – |
| CHEESECAKE FACTORY INC | NOTE 0.375% 6/1 | 4M | – | – |
| CHEFS WHSE INC | NOTE 2.375%12/1 | 3M | – | – |
| CLEAR CHANNEL OUTDOOR HLDGS | COM | 2M | 2M | – |
| CLOUDFLARE INC | NOTE 8/1 | 929K | – | – |
| CMS ENERGY CORP | NOTE 3.375% 5/0 | 20M | – | – |
| CONMED CORP | NOTE 2.250% 6/1 | 13M | – | – |
| CYBERARK SOFTWARE LTD | NOTE 11/1 | 9M | – | – |
| CYTOKINETICS INC | NOTE 3.500% 7/0 | 662K | – | – |
| DATADOG INC | NOTE 0.125% 6/1 | 10M | – | – |
| DAYFORCE INC | NOTE 0.250% 3/1 | 3M | – | – |
| DEXCOM INC | NOTE 0.250%11/1 | 26M | – | – |
| DEXCOM INC | NOTE 0.375% 5/1 | 11M | – | – |
| DIAMOND OFFSHORE DRILLING IN | COM | 19M | 1M | – |
| DIGITALOCEAN HLDGS INC | NOTE 12/0 | 43M | – | – |
| DISH NETWORK CORPORATION | NOTE 12/1 | 7M | – | – |
| DRAFTKINGS INC NEW | NOTE 3/1 | 3M | – | – |
| DROPBOX INC | NOTE 3/0 | 31M | – | – |
| ENPHASE ENERGY INC | NOTE 3/0 | 36M | – | – |
| ENVESTNET INC | NOTE 2.625%12/0 | 16M | – | – |
| ETSY INC | NOTE 0.125% 9/0 | 508K | – | – |
| ETSY INC | NOTE 0.125%10/0 | 22M | – | – |
| ETSY INC | NOTE 0.250% 6/1 | 789K | – | – |
| EURONET WORLDWIDE INC | NOTE 0.750% 3/1 | 3M | – | – |
| EXACT SCIENCES CORP | NOTE 0.375% 3/1 | 15M | – | – |
| EXPEDIA GROUP INC | NOTE 2/1 | 6M | – | – |
| FIRSTENERGY CORP | NOTE 4.000% 5/0 | 6M | – | – |
| FORD MTR CO DEL | NOTE 3/1 | 29M | – | – |
| GREENBRIER COS INC | NOTE 2.875% 4/1 | 7M | – | – |
| GUARDANT HEALTH INC | NOTE 11/1 | 17M | – | – |
| HALOZYME THERAPEUTICS INC | NOTE 0.250% 3/0 | 17M | – | – |
| HALOZYME THERAPEUTICS INC | NOTE 1.000% 8/1 | 6M | – | – |
| IMAX CORP | NOTE 0.500% 4/0 | 8M | – | – |
| INSULET CORP | NOTE 0.375% 9/0 | 27M | – | – |
| INTEGER HLDGS CORP | NOTE 2.125% 2/1 | 10M | – | – |
| INTERDIGITAL INC | NOTE 3.500% 6/0 | 6M | – | – |
| INVESCO EXCH TRADED FD TR II | SR LN ETF | 9M | 427K | – |
| IONIS PHARMACEUTICALS INC | NOTE 4/0 | 21M | – | – |
| IRONWOOD PHARMACEUTICALS INC | NOTE 1.500% 6/1 | 15M | – | – |
| ISHARES TR | IBOXX HI YD ETF | 1M | 16K | – |
| ITRON INC | NOTE 3/1 | 11M | – | – |
| JAMF HLDG CORP | NOTE 0.125% 9/0 | 3M | – | – |
| JAZZ INVESTMENTS I LTD | NOTE 2.000% 6/1 | 9M | – | – |
| LANTHEUS HLDGS INC | NOTE 2.625%12/1 | 2M | – | – |
| LCI INDS | NOTE 1.125% 5/1 | 5M | – | – |
| LENDINGTREE INC NEW | COM | 20M | 473K | – |
| LIBERTY MEDIA CORP DEL | DEB 3.750% 2/1 | 8M | 22M | – |
| LIBERTY MEDIA CORP DEL | DEB 4.000%11/1 | 2M | 7M | – |
| LIBERTY MEDIA CORP DEL | NOTE 2.250% 8/1 | 7M | – | – |
| LIBERTY MEDIA CORP DEL | NOTE 3.750% 3/1 | 10M | – | – |
| LIVE NATION ENTERTAINMENT IN | NOTE 2.000% 2/1 | 24M | – | – |
| LIVE NATION ENTERTAINMENT IN | NOTE 3.125% 1/1 | 11M | – | – |
| LUMENTUM HLDGS INC | NOTE 0.500% 6/1 | 146K | – | – |
| LUMENTUM HLDGS INC | NOTE 0.500%12/1 | 11M | – | – |
| MACOM TECH SOLUTIONS HLDGS I | NOTE 0.250% 3/1 | 14M | – | – |
| MARRIOTT VACATIONS WORLDWIDE | NOTE 1/1 | 11M | – | – |
| MARRIOTT VACATIONS WORLDWIDE | NOTE 3.250%12/1 | 5M | – | – |
| MICROSTRATEGY INC | NOTE 2/1 | 2M | – | – |
| MIRUM PHARMACEUTICALS INC | NOTE 4.000% 5/0 | 1M | – | – |
| NABORS INDS INC | NOTE 1.750% 6/1 | 7M | – | – |
| NCL CORP LTD | NOTE 1.125% 2/1 | 30M | – | – |
| NCL CORP LTD | NOTE 5.375% 8/0 | 589K | – | – |
| NRG ENERGY INC | DBCV 2.750% 6/0 | 11M | 6M | – |
| NUTANIX INC | NOTE 0.250%10/0 | 527K | – | – |
| ON SEMICONDUCTOR CORP | NOTE 0.500% 3/0 | 29M | – | – |
| ON SEMICONDUCTOR CORP | NOTE 5/0 | 77K | – | – |
| PATRICK INDS INC | NOTE 1.750%12/0 | 3M | – | – |
| PEGASYSTEMS INC | NOTE 0.750% 3/0 | 2M | – | – |
| PENN ENTERTAINMENT INC | NOTE 2.750% 5/1 | 10M | – | – |
| PERFICIENT INC | NOTE 0.125%11/1 | 11M | – | – |
| POST HLDGS INC | NOTE 2.500% 8/1 | 12M | – | – |
| RIVIAN AUTOMOTIVE INC | NOTE 4.625% 3/1 | 1M | – | – |
| SABRE GLBL INC | NOTE 4.000% 4/1 | 8M | – | – |
| SABRE GLBL INC | NOTE 4.000% 8/0 | 14M | – | – |
| SAREPTA THERAPEUTICS INC | NOTE 1.250% 9/1 | 3M | – | – |
| SHAKE SHACK INC | NOTE 3/0 | 530K | – | – |
| SHIFT4 PMTS INC | NOTE 0.500% 8/0 | 24M | – | – |
| SNAP INC | NOTE 0.125% 3/0 | 8M | – | – |
| SNAP INC | NOTE 5/0 | 9M | – | – |
| SOUTHWEST AIRLS CO | NOTE 1.250% 5/0 | 35M | – | – |
| SPDR SER TR | BLOOMBERG SHT TE | 6M | 230K | – |
| STRIDE INC | NOTE 1.125% 9/0 | 3M | – | – |
| SUMMIT MIDSTREAM PARTNERS LP | COM UNIT LTD | 17M | 470K | – |
| TELADOC HEALTH INC | NOTE 1.250% 6/0 | 563K | – | – |
| TRIPADVISOR INC | NOTE 0.250% 4/0 | 4M | – | – |
| TYLER TEX INDPT SCH DIST | NOTE 0.250% 3/1 | 7M | – | – |
| UBER TECHNOLOGIES INC | NOTE 12/1 | 27M | – | – |
| VARONIS SYS INC | NOTE 1.250% 8/1 | 2M | – | – |
| VENTAS RLTY LTD PARTNERSHIP | NOTE 3.750% 6/0 | 2M | – | – |
| VERINT SYSTEMS INC | NOTE 0.250% 4/1 | 3M | – | – |
| WAYFAIR INC | NOTE 1.000% 8/1 | 2M | – | – |
| WAYFAIR INC | NOTE 3.250% 9/1 | 12M | – | – |
| WOLFSPEED INC | NOTE 1.750% 5/0 | 11M | – | – |
| WOLFSPEED INC | NOTE 1.875%12/0 | 3M | – | – |
| WW INTL INC | COM | 652K | 557K | – |
| ZIFF DAVIS INC | NOTE 1.750%11/0 | 540K | – | – |
| ZILLOW GROUP INC | NOTE 0.750% 9/0 | 5M | – | – |
| ZILLOW GROUP INC | NOTE 1.375% 9/0 | 23M | – | – |
| ZILLOW GROUP INC | NOTE 2.750% 5/1 | 346K | – | – |
| ZSCALER INC | NOTE 0.125% 7/0 | 14M | – | – |