BCAS
BALDWIN & CLARKE ADVISORY SERVICES LLC Legal Name
Adviser information for BCAS last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New Hampshire, United States |
Employees
| Total Number of Employees | 9 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 8 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 381 | $168.5M |
| Non-Discretionary | 239 | $177.9M |
| Total | 620 | $346.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 145 | $46.4M |
| HNW Individuals | 106 | $194.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 16 | $77.6M |
| Charitable organizations | <5 | $26.2M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $1.3M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 13 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Broker-dealer |
Identifiers
| SEC RIA File Number | 801-25587 |
|---|---|
| SEC ERA File Number | 801-25587 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 105666 |
| Legal Entity Identifier | None |
Principal Office
1 BEDFORD FARMS DRSUITE 102
BEDFORD
NH
United States
Monday - Friday, 8:00 A.M. - 5:00 P.M.
Tel: 603-668-4353, Fax: 603-668-0210
Chief Compliance Officer
CHARLES BALDWIN
PRESIDENT
1 BEDFORD FARMS DR
SUITE 102
BEDFORD
NH
United States
Tel:
603-668-4353
Fax:
603-668-0210
C***********@****************M
(Full email address available in API data)
Regulatory Contact
DAWN PETTIGLIO
CONSULTANT
81 SUNSET HILL ROAD
BRADFORD
NH
United States
Tel:
603-938-5192
Fax:
603-938-2427
D************@**********M
(Full email address available in API data)
Industry Affiliates
| BALDWIN & CLARKE LLP | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CLARKE, JOHN, JOSEPH | Individual | – | MANAGING MEMBER | 07/1985 | < 5% |
| BALDWIN, CHARLES, HENRY | Individual | – | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | 07/1985 | < 5% |
| BALDWIN & CLARKE HOLDING COMPANY, LLC | Domestic Entity | – | HOLDING COMPANY | 01/2020 | > 75% |