PLANNED ASSET MANAGEMENT
PLANNED ASSET MANAGEMENT, LLC Legal Name
Adviser information for PLANNED ASSET MANAGEMENT last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Nevada, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 4 |
| No. of Firms/People that Solicit Clients | 3 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 279 | $320.3M |
| Non-Discretionary | 0 | $0 |
| Total | 279 | $320.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 232 | $157.7M |
| HNW Individuals | 30 | $141.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 17 | $21.5M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)ESTATE PLANNING, RETIREMENT PLANNING |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Registered representative of a broker-dealerInsurance broker or agent |
Identifiers
| SEC RIA File Number | 801-25709 |
|---|---|
| SEC ERA File Number | 801-25709 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 105986 |
| Legal Entity Identifier | None |
Principal Office
27001 AGOURA ROAD, SUITE 150CALABASAS
CA
United States
Monday - Friday, 7:30 A.M. - 4:30 P.M.
Tel: 818-708-6888, Fax: 818-466-6774
Chief Compliance Officer
PAUL OKAWA
CHIEF COMPLIANCE OFFICER
27001 AGOURA ROAD, SUITE 150
CALABASAS
CA
United States
Tel:
818-708-6888
Fax:
818-446-6774
P***@*********M
(Full email address available in API data)
Regulatory Contact
MORRIE REIFF
PRESIDENT
27001 AGOURA ROAD, SUITE 150
CALABASAS
CA
United States
Tel:
818-708-6888
Fax:
818-466-6774
M*****@*********M
(Full email address available in API data)
Industry Affiliates
| QUANTITATIVE STRATEGIES, INC. | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| REIFF, MORRIE, WOLBRUM | Individual | – | PRESIDENT | 08/1985 | 50-75% |
| OKAWA, PAUL, SUEYUKI | Individual | – | CHIEF COMPLIANCE OFFICER | 12/2004 | < 5% |
| OKAWA, PAUL, SUEYUKI | Individual | – | VICE PRESIDENT | 01/2005 | < 5% |
| REIFF, JONI, L | Individual | – | MEMBER | 01/2016 | 50-75% |