KERSHNER, GROSSO & CO.
KENNERMAN ASSOCIATE INC Legal Name
Adviser information for KERSHNER, GROSSO & CO. last updated from Form ADV on March 6th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 790 | $436.7M |
| Non-Discretionary | 1 | $245,365 |
| Total | 791 | $437.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 196 | $172.3M |
| HNW Individuals | 80 | $228.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $6.8M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 10 | $10.3M |
| Other | 6 | $19.5M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 295 |
| No. of Non-U.S. Clients | 1 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Insurance broker or agentTrust company |
Identifiers
| SEC RIA File Number | 801-25724 |
|---|---|
| SEC ERA File Number | 801-25724 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 105696 |
| Legal Entity Identifier | None |
Principal Office
480 BROADWAYSTE 310
SARATOGA SPRING
NY
United States
Monday - Friday, 9:00 AM - 6:00 PM
Tel: 518-584-2600, Fax: 518-584-1478
Websites
Chief Compliance Officer
CHRISTOPHER GROSSO
PRESIDENT
480 BROADWAY, SUITE 310
SARATOGA SPRINGS
NY
United States
Tel:
518-584-2600
Fax:
518=584-1478
C**@*****************M
(Full email address available in API data)
Regulatory Contact
TIMOTHY FONTAINE
PRINCIPAL
480 BROADWAY
SUITE 310
SARATOGA SPRING
NY
United States
Tel:
518-584-2600
Fax:
518-584-1478
T**@*****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GROSSO, CHRISTOPHER, GIBSON | Individual | – | PRESIDENT & CHIEF COMPLIANCE OFFICER | 06/2002 | > 75% |
| FONTAINE, TIMOTHY, PETER | Individual | – | PRINCPAL, RELATIONSHIP MANAGER | 09/2019 | < 5% |