CTS FINANCIAL PLANNING, INC.
CERTIFIED TAX SERVICE, INC. Legal Name
Adviser information for CTS FINANCIAL PLANNING, INC. last updated from Form ADV on December 22nd, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | SEPTEMBER |
| Legal Location | Illinois, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 4 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 731 | $274.2M |
| Non-Discretionary | 0 | $0 |
| Total | 731 | $274.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 159 | $48.0M |
| HNW Individuals | 85 | $226.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-25781 |
|---|---|
| SEC ERA File Number | 801-25781 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 110960 |
| Legal Entity Identifier | None |
Principal Office
737 NORTH MICHIGAN AVENUESUITE 2120
CHICAGO
IL
United States
Monday - Friday, 9:00AM TO 5:00PM
Tel: 312-337-1040, Fax: 312-337-9862
Chief Compliance Officer
CHARLES A. MARIEN
EXECUTIVE VICE PRESIDENT
737 NORTH MICHIGAN AVENUE
SUITE 2120
CHICAGO
IL
United States
Tel:
312-337-1040
Fax:
312-337-9862
C******@********************M
(Full email address available in API data)
Regulatory Contact
TODD W. MUCH
PRESIDENT
737 NORTH MICHIGAN AVENUE
SUITE 2120
CHICAGO
IL
United States
Tel:
312-337-1040
Fax:
312-337-9862
T****@********************M
(Full email address available in API data)
Industry Affiliates
| CERTIFIED INSURANCE CONSULTANTS, INC. | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MUCH, TODD, WAYNE | Individual | – | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 08/1981 | 25-50% |
| MARIEN, CHARLES, ANTHONY | Individual | – | EXECUTIVE VICE PRESIDENT / CHIEF COMPLIANCE OFFICER | 10/1984 | 25-50% |
| MUCH, CHRISTOPHER, TODD | Individual | – | VICE PRESIDENT AND CHIEF INVESTMENT OFFICER | 10/2013 | 10-25% |
| MUCH, JONATHON, COREY | Individual | – | VICE PRESIDENT AND CHIEF OPERATING OFFICER | 06/2015 | 10-25% |