NOMURA ASSET MANAGEMENT U.K. LIMITED
Adviser information for NOMURA ASSET MANAGEMENT U.K. LIMITED last updated from Form ADV on February 8th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | MARCH |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 65 |
|---|---|
| Investment Advisory/Research | 27 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 147 | $30.7B |
| Non-Discretionary | 2 | $1.1B |
| Total | 149 | $31.7B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 138 | $26.4B |
| Pension and profit sharing plans | <5 | $800.8M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | <5 | $1.2B |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 4 | $3.3B |
| Corporations or other businesses | <5 | $63.1M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 2 |
| No. of Non-U.S. Clients | 99 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Principal Office
1 ANGEL LANE4TH FLOOR
LONDON
United Kingdom
Monday - Friday, 9:00 A.M. TO 5:00 P.M.
Tel: 44 (20) 7521-2000, Fax: None
Chief Compliance Officer
JUSTIN NASH
1 ANGEL LANE
4TH FLOOR
LONDON
United Kingdom
Tel:
+44 (0)20 7521 2842
J**********@*****************K
(Full email address available in API data)
Regulatory Contact
NEIL A. DANIELE
ATTORNEY-IN-FACT
NOMURA ASSET MANAGEMENT USA INC.
WORLDWIDE PLAZA, 309 WEST 49TH STREET
NEW YORK
NY
United States
Tel:
(212) 667-1873
N*******@***************M
(Full email address available in API data)
Industry Affiliates
| NOMURA ASSET MANAGEMENT CO., LTD. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| NOMURA ASSET MANAGEMENT EU KVG MBH (UK BRANCH) | Other investment adviser, including financial planners |
| NOMURA ASSET MANAGEMENT SINGAPORE LIMITED | Other investment adviser, including financial planners |
| NOMURA ASSET MANAGEMENT U.S.A. INC. | Other investment adviser, including financial planners |
| NOMURA CORPORATE RESEARCH AND ASSET MANAGEMENT INC | Other investment adviser, including financial planners |
| NOMURA FUNDS IRELAND PLC | Other investment adviser, including financial planners |
| NOMURA INTERNATIONAL PLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| NOMURA ASSET MANAGEMENT CO., LTD. | Foreign Entity | – | SOLE STOCKHOLDER | 10/1984 | > 75% |
| NOMURA HOLDINGS, INC. (FORMERLY NAMED THE NOMURA SECURITIES CO., LTD.) | Foreign Entity | NOMURA ASSET MANAGEMENT CO., LTD. | STOCKHOLDER | 12/1959 | > 75% |
| Scott, Peter, Joseph | Individual | – | CHIEF ADMINISTRATIVE OFFICER | 04/2017 | < 5% |
| Nash, Justin | Individual | – | CHIEF COMPLIANCE OFFICER | 09/2017 | < 5% |
| BECKERS, CONSTANT, E.M. | Individual | – | CHAIRMAN AND NON EXECUTIVE DIRECTIVE | 07/2020 | < 5% |
| chan, vivian | Individual | – | CHIEF FINANCIAL OFFICER | 03/2020 | < 5% |
| HIRAMATSU, GO | Individual | – | CHIEF EXECUTIVE OFFICER | 10/2018 | < 5% |
| NOMOTO, YUICHI | Individual | – | BOARD OF DIRECTOR | 02/2022 | < 5% |