FINANCIAL SENSE ADVISORS, INC.

Adviser information for FINANCIAL SENSE ADVISORS, INC. last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location California, United States

Employees

Total Number of Employees 12
Investment Advisory/Research 8
Registered Broker-Dealer Representatives 8
Registered State Investment Advisers 9
Licensed Agents of an Insurance Company 5
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,069 $568.4M
Non-Discretionary 0 $0
Total 1,069 $568.4M

Clients

Type Number RAUM
Individuals 935 $245.9M
HNW Individuals 100 $276.3M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 21 $16.3M
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 13 $30.0M
Other 0 $0
Type Number
No. of Non-RAUM Clients 1
No. of Non-U.S. Clients 1
No. of Financial Planning Clients 11-25

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)
Compensation % of AUMHourly chargesFixed fees
Other Business Activities Broker-dealerRegistered representative of a broker-dealerInsurance broker or agent

Identifiers

SEC RIA File Number 801-25937
SEC ERA File Number 801-25937
SEC CIK Numbers 1358828
SEC CRD Numbers 111090
Legal Entity Identifier None

Principal Office

10809 THORNMINT ROAD
2ND FLOOR
SAN DIEGO
CA
United States
Monday - Friday, 6:30AM TO 4:00PM
Tel: 858-487-3939, Fax: 858-487-3969

Chief Compliance Officer

SANDY PAPPALARDO
CEO
10809 THORNMINT ROAD
2ND FLOOR
SAN DIEGO
CA
United States
Tel: 858-487-3939
Fax: 858-487-3969
(Full email address available in API data)

Industry Affiliates

FINANCIAL SENSE SECURITIES, INC. Broker-dealer, municipal securities dealer, or gov securities broker or dealer

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
PUPLAVA, JAMES, JOSEPH Individual PRESIDENT 03/1985 > 75%
PAPPALARDO, SANDRA, ANN Individual CEO & CCO 01/2023 < 5%

No. Employees, Historic

2010020202021202220232024202515 on 3/30/202015 on 6/29/202017 on 3/29/202115 on 3/23/202215 on 3/21/202315 on 3/21/202315 on 6/23/202315 on 8/22/202312 on 3/29/2024

RAUM, Historic

700M350M0202020212022202320242025497739659 on 3/30/2020497739659 on 6/29/2020561847898 on 3/29/2021601016692 on 3/23/2022584563111 on 3/21/2023584563111 on 3/21/2023584563111 on 6/23/2023584563111 on 8/22/2023568400487 on 3/29/2024

No. Clients, Historic

2,0001,0000202020212022202320242025766 on 3/30/2020766 on 6/29/2020993 on 3/29/20211050 on 3/23/20221045 on 3/21/20231045 on 3/21/20231045 on 6/23/20231045 on 8/22/20231069 on 3/29/2024

Holdings

From latest 13F, filed July 23rd, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBVIE INC COM 3M 18K
ADVANCED MICRO DEVICES INC COM 230K 1K
AGNICO EAGLE MINES LTD COM 4M 65K
ALCOA CORP COM 438K 11K
ALPHABET INC CAP STK CL C 15M 84K
ALTRIA GROUP INC COM 3M 59K
AMGEN INC COM 4M 12K
APPLE INC COM 2M 7K
AT&T INC COM 4M 188K
BARRICK GOLD CORP COM 15M 891K
BAUSCH HEALTH COS INC COM 443K 64K
BHP GROUP LTD SPONSORED ADS 3M 47K
BLOCK INC NOTE 5/0 15M 16M
BP PLC SPONSORED ADR 492K 14K
BROADCOM INC COM 482K 300
CAMECO CORP COM 10M 195K
CHENIERE ENERGY INC COM NEW 2M 9K
CHEVRON CORP NEW COM 3M 21K
CONOCOPHILLIPS COM 4M 34K
DANAHER CORPORATION COM 456K 2K
DANAHER CORPORATION COM 550K
EDWARDS LIFESCIENCES CORP COM 942K 10K
ELI LILLY & CO COM 3M 3K
EOG RES INC COM 2M 15K
EQT CORP COM 402K 11K
EXXON MOBIL CORP COM 6M 54K
FIRST MAJESTIC SILVER CORP COM 80K 14K
FIRST SOLAR INC COM 4M 16K
FIRST TR EXCHANGE-TRADED FD NAT GAS ETF 3M 115K
FIRST TR EXCHANGE-TRADED FD NAT GAS ETF 2M
FORD MTR CO DEL COM 192K 15K
FREEPORT-MCMORAN INC CL B 270K 6K
GENERAL MLS INC COM 6M 101K
GLOBAL X FDS GLOBAL X COPPER 433K 10K
GLOBAL X FDS US INFR DEV ETF 236K 6K
GOLD ROYALTY CORP COMMON SHARES 14K 10K
GOLDMINING INC COM 9K 10K
INTEL CORP COM 607K 20K
INTERNATIONAL BUSINESS MACHS COM 4M 24K
INVESCO EXCHANGE TRADED FD T S&P 500 GARP ETF 302K 3K
INVESCO QQQ TR UNIT SER 1 840K 2K
INVESCO QQQ TR UNIT SER 1 1M
IQVIA HLDGS INC COM 5M 22K
ISHARES BITCOIN TR SHS 18M 529K
ISHARES GOLD TR ISHARES NEW 3M 66K
ISHARES INC MSCI JPN ETF NEW 1M 22K
ISHARES SILVER TR ISHARES 10M 394K
ISHARES TR CORE MSCI EAFE 707K 10K
ISHARES TR CORE S&P TTL STK 898K 8K
ISHARES TR CORE S&P500 ETF 435K 794
ISHARES TR CORE TOTAL USD 261K 6K
ISHARES TR CORE US AGGBD ET 2M 23K
ISHARES TR IBOXX INV CP ETF 332K 3K
ISHARES TR JPMORGAN USD EMG 1M 12K
ISHARES TR MBS ETF 253K 3K
ISHARES TR MSCI USA MIN VOL 812K 10K
ISHARES TR MSCI USA QLT FCT 735K 4K
ISHARES TR NATIONAL MUN ETF 713K 7K
ISHARES TR RUS 1000 GRW ETF 1M 4K
ISHARES TR RUS 1000 GRW ETF 1M
ISHARES TR RUS MD CP GR ETF 240K 2K
ISHARES TR U.S. TECH ETF 251K 2K
JOHNSON & JOHNSON COM 2M 14K
MEDTRONIC PLC SHS 693K 9K
MERCK & CO INC COM 2M 14K
MICROSOFT CORP COM 5M 10K
MICROSOFT CORP COM 3M
MICROSTRATEGY INC CL A NEW 41K 30
MICROSTRATEGY INC CL A NEW 275K
NEWMONT CORP COM 7M 170K
NORFOLK SOUTHN CORP COM 734K 3K
NUTRIEN LTD COM 667K 13K
PACER FDS TR US CASH COWS 100 820K 15K
PALANTIR TECHNOLOGIES INC CL A 441K 17K
PAN AMERN SILVER CORP COM 15M 742K
PAN AMERN SILVER CORP COM 944K
PFIZER INC COM 640K 23K
PHILLIPS 66 COM 952K 7K
PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 259K 14K
PROCTER AND GAMBLE CO COM 1M 7K
QUALCOMM INC COM 800K 4K
REALTY INCOME CORP COM 2M 38K
ROBINHOOD MKTS INC COM CL A 299K 13K
SCHLUMBERGER LTD COM STK 652K 14K
SCHWAB STRATEGIC TR US DIVIDEND EQ 7M 91K
SCHWAB STRATEGIC TR US LCAP GR ETF 832K 8K
SELECT SECTOR SPDR TR ENERGY 3M 37K
SELECT SECTOR SPDR TR INDL 1M 11K
SELECT SECTOR SPDR TR TECHNOLOGY 2M 9K
SELECT SECTOR SPDR TR TECHNOLOGY 3M
SIMON PPTY GROUP INC NEW COM 380K 3K
SIMPLIFY EXCHANGE TRADED FUN ENHANCED INM ETF 788K 32K
SOUTHERN COPPER CORP COM 544K 5K
SPDR GOLD TR GOLD SHS 560K 3K
SPDR S&P 500 ETF TR TR UNIT 575K 1K
SPDR SER TR OILGAS EQUIP 937K 10K
SPDR SER TR PORTFOLI S&P1500 1M 16K
SPROTT PHYSICAL GOLD & SILVE TR UNIT 2M 88K
SPROTT PHYSICAL GOLD TR UNIT 3M 155K
SPROTT PHYSICAL SILVER TR TR UNIT 1M 120K
SSGA ACTIVE TR SPDR SSGA FXD 244K 10K
TARGET CORP COM 2M 13K
TESLA INC COM 12M 63K
TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS 4M 245K
TRUST FOR PROFESSIONAL MANAG ACTIVEPASSIVE CR 842K 29K
TRUST FOR PROFESSIONAL MANAG ACTIVEPASSIVE EQ 868K 31K
TRUST FOR PROFESSIONAL MANAG ACTIVEPASSIVE MN 345K 14K
TRUST FOR PROFESSIONAL MANAG ACTIVEPASSIVE US 2M 59K
TRX GOLD CORPORATION COM 45K 115K
TWILIO INC CL A 209K 4K
URANIUM RTY CORP COM 56K 25K
VALE S A SPONSORED ADS 586K 52K
VANGUARD INDEX FDS S&P 500 ETF SHS 48M 97K
VANGUARD STAR FDS VG TL INTL STK F 210K 3K
WALGREENS BOOTS ALLIANCE INC COM 3M 222K
WALMART INC COM 293K 4K
WHEATON PRECIOUS METALS CORP COM 3M 62K
WISDOMTREE TR FLOATNG RAT TREA 1M 26K
WORLD GOLD TR SPDR GLD MINIS 2M 51K