FINANCIAL SENSE ADVISORS, INC.
Adviser information for FINANCIAL SENSE ADVISORS, INC. last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Corporation |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | California, United States |
Employees
Total Number of Employees | 12 |
---|---|
Investment Advisory/Research | 8 |
Registered Broker-Dealer Representatives | 8 |
Registered State Investment Advisers | 9 |
Licensed Agents of an Insurance Company | 5 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 1,069 | $568.4M |
Non-Discretionary | 0 | $0 |
Total | 1,069 | $568.4M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 935 | $245.9M |
HNW Individuals | 100 | $276.3M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 21 | $16.3M |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 13 | $30.0M |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 1 |
No. of Non-U.S. Clients | 1 |
No. of Financial Planning Clients | 11-25 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
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Compensation | % of AUMHourly chargesFixed fees |
Other Business Activities | Broker-dealerRegistered representative of a broker-dealerInsurance broker or agent |
Principal Office
10809 THORNMINT ROAD2ND FLOOR
SAN DIEGO
CA
United States
Monday - Friday, 6:30AM TO 4:00PM
Tel: 858-487-3939, Fax: 858-487-3969
Chief Compliance Officer
SANDY PAPPALARDO
CEO
10809 THORNMINT ROAD
2ND FLOOR
SAN DIEGO
CA
United States
Tel:
858-487-3939
Fax:
858-487-3969
S***************@*****************M
(Full email address available in API data)
Industry Affiliates
FINANCIAL SENSE SECURITIES, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
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None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
PUPLAVA, JAMES, JOSEPH | Individual | – | PRESIDENT | 03/1985 | > 75% |
PAPPALARDO, SANDRA, ANN | Individual | – | CEO & CCO | 01/2023 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 23rd, 2024 for period ending June 30th, 2024
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
ABBVIE INC | COM | 3M | 18K | – |
ADVANCED MICRO DEVICES INC | COM | 230K | 1K | – |
AGNICO EAGLE MINES LTD | COM | 4M | 65K | – |
ALCOA CORP | COM | 438K | 11K | – |
ALPHABET INC | CAP STK CL C | 15M | 84K | – |
ALTRIA GROUP INC | COM | 3M | 59K | – |
AMGEN INC | COM | 4M | 12K | – |
APPLE INC | COM | 2M | 7K | – |
AT&T INC | COM | 4M | 188K | – |
BARRICK GOLD CORP | COM | 15M | 891K | – |
BAUSCH HEALTH COS INC | COM | 443K | 64K | – |
BHP GROUP LTD | SPONSORED ADS | 3M | 47K | – |
BLOCK INC | NOTE 5/0 | 15M | 16M | – |
BP PLC | SPONSORED ADR | 492K | 14K | – |
BROADCOM INC | COM | 482K | 300 | – |
CAMECO CORP | COM | 10M | 195K | – |
CHENIERE ENERGY INC | COM NEW | 2M | 9K | – |
CHEVRON CORP NEW | COM | 3M | 21K | – |
CONOCOPHILLIPS | COM | 4M | 34K | – |
DANAHER CORPORATION | COM | 456K | 2K | – |
DANAHER CORPORATION | COM | 550K | – | – |
EDWARDS LIFESCIENCES CORP | COM | 942K | 10K | – |
ELI LILLY & CO | COM | 3M | 3K | – |
EOG RES INC | COM | 2M | 15K | – |
EQT CORP | COM | 402K | 11K | – |
EXXON MOBIL CORP | COM | 6M | 54K | – |
FIRST MAJESTIC SILVER CORP | COM | 80K | 14K | – |
FIRST SOLAR INC | COM | 4M | 16K | – |
FIRST TR EXCHANGE-TRADED FD | NAT GAS ETF | 3M | 115K | – |
FIRST TR EXCHANGE-TRADED FD | NAT GAS ETF | 2M | – | – |
FORD MTR CO DEL | COM | 192K | 15K | – |
FREEPORT-MCMORAN INC | CL B | 270K | 6K | – |
GENERAL MLS INC | COM | 6M | 101K | – |
GLOBAL X FDS | GLOBAL X COPPER | 433K | 10K | – |
GLOBAL X FDS | US INFR DEV ETF | 236K | 6K | – |
GOLD ROYALTY CORP | COMMON SHARES | 14K | 10K | – |
GOLDMINING INC | COM | 9K | 10K | – |
INTEL CORP | COM | 607K | 20K | – |
INTERNATIONAL BUSINESS MACHS | COM | 4M | 24K | – |
INVESCO EXCHANGE TRADED FD T | S&P 500 GARP ETF | 302K | 3K | – |
INVESCO QQQ TR | UNIT SER 1 | 840K | 2K | – |
INVESCO QQQ TR | UNIT SER 1 | 1M | – | – |
IQVIA HLDGS INC | COM | 5M | 22K | – |
ISHARES BITCOIN TR | SHS | 18M | 529K | – |
ISHARES GOLD TR | ISHARES NEW | 3M | 66K | – |
ISHARES INC | MSCI JPN ETF NEW | 1M | 22K | – |
ISHARES SILVER TR | ISHARES | 10M | 394K | – |
ISHARES TR | CORE MSCI EAFE | 707K | 10K | – |
ISHARES TR | CORE S&P TTL STK | 898K | 8K | – |
ISHARES TR | CORE S&P500 ETF | 435K | 794 | – |
ISHARES TR | CORE TOTAL USD | 261K | 6K | – |
ISHARES TR | CORE US AGGBD ET | 2M | 23K | – |
ISHARES TR | IBOXX INV CP ETF | 332K | 3K | – |
ISHARES TR | JPMORGAN USD EMG | 1M | 12K | – |
ISHARES TR | MBS ETF | 253K | 3K | – |
ISHARES TR | MSCI USA MIN VOL | 812K | 10K | – |
ISHARES TR | MSCI USA QLT FCT | 735K | 4K | – |
ISHARES TR | NATIONAL MUN ETF | 713K | 7K | – |
ISHARES TR | RUS 1000 GRW ETF | 1M | 4K | – |
ISHARES TR | RUS 1000 GRW ETF | 1M | – | – |
ISHARES TR | RUS MD CP GR ETF | 240K | 2K | – |
ISHARES TR | U.S. TECH ETF | 251K | 2K | – |
JOHNSON & JOHNSON | COM | 2M | 14K | – |
MEDTRONIC PLC | SHS | 693K | 9K | – |
MERCK & CO INC | COM | 2M | 14K | – |
MICROSOFT CORP | COM | 5M | 10K | – |
MICROSOFT CORP | COM | 3M | – | – |
MICROSTRATEGY INC | CL A NEW | 41K | 30 | – |
MICROSTRATEGY INC | CL A NEW | 275K | – | – |
NEWMONT CORP | COM | 7M | 170K | – |
NORFOLK SOUTHN CORP | COM | 734K | 3K | – |
NUTRIEN LTD | COM | 667K | 13K | – |
PACER FDS TR | US CASH COWS 100 | 820K | 15K | – |
PALANTIR TECHNOLOGIES INC | CL A | 441K | 17K | – |
PAN AMERN SILVER CORP | COM | 15M | 742K | – |
PAN AMERN SILVER CORP | COM | 944K | – | – |
PFIZER INC | COM | 640K | 23K | – |
PHILLIPS 66 | COM | 952K | 7K | – |
PLAINS ALL AMERN PIPELINE L | UNIT LTD PARTN | 259K | 14K | – |
PROCTER AND GAMBLE CO | COM | 1M | 7K | – |
QUALCOMM INC | COM | 800K | 4K | – |
REALTY INCOME CORP | COM | 2M | 38K | – |
ROBINHOOD MKTS INC | COM CL A | 299K | 13K | – |
SCHLUMBERGER LTD | COM STK | 652K | 14K | – |
SCHWAB STRATEGIC TR | US DIVIDEND EQ | 7M | 91K | – |
SCHWAB STRATEGIC TR | US LCAP GR ETF | 832K | 8K | – |
SELECT SECTOR SPDR TR | ENERGY | 3M | 37K | – |
SELECT SECTOR SPDR TR | INDL | 1M | 11K | – |
SELECT SECTOR SPDR TR | TECHNOLOGY | 2M | 9K | – |
SELECT SECTOR SPDR TR | TECHNOLOGY | 3M | – | – |
SIMON PPTY GROUP INC NEW | COM | 380K | 3K | – |
SIMPLIFY EXCHANGE TRADED FUN | ENHANCED INM ETF | 788K | 32K | – |
SOUTHERN COPPER CORP | COM | 544K | 5K | – |
SPDR GOLD TR | GOLD SHS | 560K | 3K | – |
SPDR S&P 500 ETF TR | TR UNIT | 575K | 1K | – |
SPDR SER TR | OILGAS EQUIP | 937K | 10K | – |
SPDR SER TR | PORTFOLI S&P1500 | 1M | 16K | – |
SPROTT PHYSICAL GOLD & SILVE | TR UNIT | 2M | 88K | – |
SPROTT PHYSICAL GOLD TR | UNIT | 3M | 155K | – |
SPROTT PHYSICAL SILVER TR | TR UNIT | 1M | 120K | – |
SSGA ACTIVE TR | SPDR SSGA FXD | 244K | 10K | – |
TARGET CORP | COM | 2M | 13K | – |
TESLA INC | COM | 12M | 63K | – |
TEVA PHARMACEUTICAL INDS LTD | SPONSORED ADS | 4M | 245K | – |
TRUST FOR PROFESSIONAL MANAG | ACTIVEPASSIVE CR | 842K | 29K | – |
TRUST FOR PROFESSIONAL MANAG | ACTIVEPASSIVE EQ | 868K | 31K | – |
TRUST FOR PROFESSIONAL MANAG | ACTIVEPASSIVE MN | 345K | 14K | – |
TRUST FOR PROFESSIONAL MANAG | ACTIVEPASSIVE US | 2M | 59K | – |
TRX GOLD CORPORATION | COM | 45K | 115K | – |
TWILIO INC | CL A | 209K | 4K | – |
URANIUM RTY CORP | COM | 56K | 25K | – |
VALE S A | SPONSORED ADS | 586K | 52K | – |
VANGUARD INDEX FDS | S&P 500 ETF SHS | 48M | 97K | – |
VANGUARD STAR FDS | VG TL INTL STK F | 210K | 3K | – |
WALGREENS BOOTS ALLIANCE INC | COM | 3M | 222K | – |
WALMART INC | COM | 293K | 4K | – |
WHEATON PRECIOUS METALS CORP | COM | 3M | 62K | – |
WISDOMTREE TR | FLOATNG RAT TREA | 1M | 26K | – |
WORLD GOLD TR | SPDR GLD MINIS | 2M | 51K | – |