RASKOB KAMBOURIAN FINANCIAL ADVISORS, LTD.
Adviser information for RASKOB KAMBOURIAN FINANCIAL ADVISORS, LTD. last updated from Form ADV on October 19th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Arizona, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 49 | $45.7M |
| Non-Discretionary | 38 | $37.3M |
| Total | 87 | $83.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 50 | $19.9M |
| HNW Individuals | 37 | $63.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 15 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Accountant or accounting firmTAX PREPARER |
Identifiers
| SEC RIA File Number | 801-25980 |
|---|---|
| SEC ERA File Number | 801-25980 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 105047 |
| Legal Entity Identifier | None |
Principal Office
4100 N. FIRST AVENUETUCSON
AZ
United States
Monday - Friday, 8:00AM - 5:00PM
Tel: 520-690-1999, Fax: 520-690-1995
Chief Compliance Officer
STEVEN G. BORDEN
CHIEF OPERATING OFFICER
4100 N. FIRST AVENUE
TUCSON
AZ
United States
Tel:
520-690-1999
Fax:
520-690-1995
S*****@********M
(Full email address available in API data)
Regulatory Contact
RASKOB, PATRICIA
TREASURER
4100 N. FIRST AVENUE
TUCSON
AZ
United States
Tel:
520-690-1999
Fax:
520-690-1995
P***@********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| RASKOB, PATRICIA, F. | Individual | – | PRESIDENT | 02/1992 | > 75% |
| BORDEN, STEVEN, GEORGE | Individual | – | CHIEF COMPLIANCE OFFICER / CHIEF OPERATING OFFICER | 06/2011 | < 5% |