Hedge Fund Database

LEDERER & ASSOCIATES INVESTMENT COUNSEL

Adviser information for LEDERER & ASSOCIATES INVESTMENT COUNSEL last updated from Form ADV on December 11th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End SEPTEMBER
Legal Location California, United States

Employees

Total Number of Employees 3
Investment Advisory/Research 2
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 2
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 74 $216.8M
Non-Discretionary 0 $0
Total 74 $216.8M

Clients

Type Number RAUM
Individuals 26 $12.0M
HNW Individuals 44 $172.4M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 4 $32.4M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients
Compensation % of AUMFixed fees

Identifiers

SEC RIA File Number 801-26228
SEC ERA File Number 801-26228
SEC CIK Numbers 1089707
SEC CRD Numbers 110376
Legal Entity Identifier None

Principal Office

5305 EAST 2ND STREET
SUITE 201
LONG BEACH
CA
United States
Monday - Friday, 7AM-4PM
Tel: 562-434-5305, Fax: 562-434-5306

Websites

www.lederer-associates.com

Chief Compliance Officer

DARIN W. BEMIS
PORTFOLIO MANAGER
5305 EAST 2ND STREET # 201
LONG BEACH
CA
United States
Tel: 562-434-5305
Fax: 562-434-5306
(Full email address available in API data)

Regulatory Contact

RICHARD LEDERER
PRESIDENT
5305 EAST 2ND STREET # 201
LONG BEACH
CA
United States
Tel: 562-434-5305
Fax: 562-434-5306
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
RAL HOLDINGS Domestic Entity – HOLDING COMPANY 01/1986 > 75%
LEDERER, RICHARD, ALLEN Individual – CIO, CEO, CHM 01/1986 > 75%
BEMIS, DARIN, WYNN Individual – CHIEF COMPLIANCE OFFICER 04/2004 < 5%
BYRNE, BRIAN, CHRISTOPHER Individual – OPERATIONS ADMINISTRATOR 04/2013 < 5%

No. Employees, Historic

10502019202020212022202320243 on 12/16/20193 on 5/7/20203 on 12/14/20203 on 12/13/20213 on 12/12/20223 on 12/11/2023

RAUM, Historic

300M150M0201920202021202220232024199988860 on 12/16/2019199988860 on 5/7/2020206481373 on 12/14/2020243576990 on 12/13/2021202083887 on 12/12/2022216783371 on 12/11/2023

No. Clients, Historic

9045020192020202120222023202480 on 12/16/201980 on 5/7/202081 on 12/14/202081 on 12/13/202178 on 12/12/202274 on 12/11/2023

Holdings

From latest 13F, filed August 2nd, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
Adobe Systems Inc COM 2K 4K –
Alphabet Inc A COM 5K 29K –
Alphabet Inc C COM 2K 9K –
Amazon.com Inc COM 4K 23K –
American States Water Co COM 272 4K –
American Tower Corp COM 820 4K –
American Water Works Co Inc COM 2K 13K –
Amgen Inc COM 2K 7K –
Apple Inc COM 12K 57K –
Automatic Data Processing Inc COM 3K 12K –
AvalonBay Communities Inc COM 264 1K –
Bank of America Corporation COM 787 20K –
Berkshire Hathaway Inc B COM 3K 7K –
BlackRock Inc COM 2K 3K –
Bristol-Myers Squibb Company COM 937 23K –
Broadcom Inc Com COM 2K 2K –
Chevron Corp COM 1K 8K –
Chubb Ltd COM 2K 8K –
Cisco Systems Inc COM 1K 28K –
Coca-Cola Co COM 1K 21K –
Cognizant Technology Solutions COM 823 12K –
Comcast Corp Class A COM 844 22K –
Corpay Inc COM 995 4K –
Costco Wholesale Corp COM 2K 2K –
Crown Castle International Corp COM 386 4K –
Digital Realty Trust Inc COM 395 3K –
Elevance Health COM 2K 4K –
Eli Lilly and Co COM 276 305 –
Equinix Inc COM 627 829 –
Exxon Mobil Corp COM 1K 10K –
Fiserv Inc COM 1K 8K –
Goldman Sachs Group Inc COM 807 2K –
Honeywell International Inc COM 842 4K –
Johnson & Johnson COM 2K 14K –
JPMorgan Chase & Co COM 3K 15K –
Kenvue COM 1K 57K –
Kimberly-Clark Corp COM 927 7K –
Live Nation Entertainment Inc COM 857 9K –
Louis Vuitton Moet Hennessy COM 1K 10K –
Lululemon Athletica Inc COM 948 3K –
Madison Square Garden Sports COM 485 3K –
Martin Marietta Materials Inc COM 2K 3K –
McDonald s Corp COM 2K 7K –
Medtronic PLC COM 1K 15K –
Merck & Co Inc COM 972 8K –
Meta Platforms COM 4K 7K –
Microsoft Corp COM 12K 26K –
Mondelez International Inc Class A COM 864 13K –
Netflix Inc COM 2K 3K –
NextEra Energy Inc COM 2K 27K –
NVIDIA Corp COM 7K 54K –
Opendoor Technologies COM 18 10K –
PayPal Holdings Inc COM 895 15K –
PepsiCo Inc COM 1K 8K –
Procter & Gamble Co COM 667 4K –
Prologis Inc COM 760 7K –
Public Storage COM 404 1K –
S&P Global Inc COM 2K 4K –
SBA Communications Corp COM 196 998 –
Schwab 1 5 Year Corp Bond ETF COM 590 12K –
Schwab Int-Term US Treasury ETF COM 441 9K –
Schwab Short-Term US Treasury ETF COM 415 9K –
Schwab US Aggregate Bond ETF COM 622 14K –
Schwab US Broad Market ETF COM 398 6K –
Schwab US Dividend Equity ETF COM 660 8K –
Schwab US Large-Cap Growth ETF COM 711 7K –
Schwab US Large-Cap Value ETF COM 1K 20K –
Schwab US Mid-Cap ETF COM 325 4K –
Schwab US REIT ETF COM 1K 51K –
Schwab US TIPS ETF COM 2K 30K –
Simon Property Group Inc COM 456 3K –
SPDR Gold Shares COM 1K 7K –
Starbucks Corp COM 1K 17K –
Stryker Corp COM 2K 7K –
Sysco Corp COM 1K 15K –
The Hershey Co COM 2K 8K –
The Home Depot Inc COM 912 3K –
The Travelers Companies Inc COM 797 4K –
Union Pacific Corp COM 2K 7K –
UnitedHealth Group Inc COM 1K 2K –
Vanguard Total Stock Market ETF COM 749 3K –
Visa Inc Class A COM 3K 12K –
Waste Management Inc COM 2K 10K –
Waters Corp COM 941 3K –