FRANKLIN ADVISERS, INC.
Adviser information for FRANKLIN ADVISERS, INC. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | SEPTEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 302 |
|---|---|
| Investment Advisory/Research | 184 |
| Registered Broker-Dealer Representatives | 45 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 12,001 | $337.8B |
| Non-Discretionary | 17 | $1.4B |
| Total | 12,018 | $339.2B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 9,038 | $3.0B |
| HNW Individuals | 1,814 | $5.7B |
| Banking or thrift institutions | 13 | $5.4B |
| Investment companies | 162 | $261.0B |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 156 | $42.9B |
| Pension and profit sharing plans | 83 | $139.6M |
| Charitable organizations | 87 | $146.4M |
| State or municipal gov entities | 6 | $67.4M |
| Other investment advisers | 16 | $1.4B |
| Insurance companies | 21 | $8.3B |
| Sovereign wealth funds and foreign official institutions | <5 | $1.1B |
| Corporations or other businesses | 473 | $8.6B |
| Other | 223 | $1.6B |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 77 |
| No. of Non-U.S. Clients | 15 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 10.2B |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| LIFETIME INVESTMENT PLATFORM | PRIMERICA ADVISORS |
| MERRILL LYNCH INVESTMENT ADVISORY PROGRAM | MANAGED ACCOUNT ADVISORS LLC |
| PRIVATE ADVISOR NETWORK | WELLS FARGO CLEARING SERVICES, LLC |
| SELECT SEPARATE ACCOUNTS | AMERIPRISE FINANCIAL SERVICES, LLC |
| BENJAMIN F. EDWARDS & COMPANY, INCORPORATED | BENJAMIN F. EDWARDS & COMPANY, INCORPORATED |
| MANAGED ACCOUNT COMMAND PROGRAM | CANTELLA & CO., INC. |
| MANAGED PORTFOLIO ACCOUNT PROGRAM | HSBC SECURITIES (USA) INC. |
| MANAGED ACCOUNT PROGRAM | RBC CAPITAL MARKETS, LLC |
| FIDUCIARY SERVICES PROGRAM | CITIGROUP GLOBAL MARKETS INC. |
| NO PROGRAM NAME | J.P. MORGAN PRIVATE WEALTH ADVISORS LLC |
| NO PROGRAM NAME | GLADOWSKY CAPITAL MANAGEMENT CORP |
| OUTSIDE MANAGER PLATFORM | RAYMOND JAMES & ASSOCIATES, INC. |
| ACCESS | UBS FINANCIAL SERVICES INC. |
| MANAGED ACCOUNT ACCESS | CHARLES SCHWAB & CO., INC. |
| WEALTH ARCHITECT | ENVESTNET PMC |
| SELECT UMA | MORGAN STANLEY |
| THIRD PARTY MODELS PROGRAM | ENVESTNET PMC |
| BAIRD ADVISORY CHOICE PROGRAM | ROBERT W. BAIRD & CO. INCORPORATED |
| ADVISOR ALLOCATION PROGRAM (AAP) | UBS FINANCIAL SERVICES INC. |
| CAMBRIDGE WEALTHPORT WRAP PROGRAM | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. |
| NO PROGRAM NAME | SANCTUARY ADVISORS, LLC |
| STIFEL OPPORTUNITY PROGRAM | STIFEL, NICOLAUS & COMPANY, INCORPORATED |
| MANAGER SELECT | LPL FINANCIAL LLC |
| MULTIPLE OVERLAY MANAGER MODEL PROGRAM (UNIFIED MANAGED ACCOUNT PROGRAM) | BNY MELLON ADVISORS, INC. |
| AMERIPRISE SELECT SEPARATE ACCOUNT | AMERIPRISE FINANCIAL SERVICES, LLC |
| PERSONALIZED UNIFIED MANAGED ACCOUNT PROGRAM | WELLS FARGO CLEARING SERVICES, LLC |
| REFERRAL MODEL PLATFORM | ASSETMARK, INC. |
| NO PROGRAM NAME | BOLTON GLOBAL ASSET MANAGEMENT |
| MANAGER ACCESS SELECT | LPL FINANCIAL LLC |
| CLASSIC PLUS - FLEXUMA | CENTAURUS FINANCIAL, INC. |
| MANAGED ACCOUNT CONSULTING | UBS FINANCIAL SERVICES INC. |
| RBC UNIFIED PORTFOLIO | RBC CAPITAL MARKETS, LLC |
| CONSULTING AND EVALUATION SERVICES | MORGAN STANLEY |
| STRATEGIC WEALTH PORTFOLIOS | UBS FINANCIAL SERVICES INC. |
| MANAGED ACCOUNT SOLUTIONS | ENVESTNET PMC |
| MANAGED ACCOUNT RESOURCE | ENVESTNET PMC |
| MANAGED ACCOUNT SELECT | CHARLES SCHWAB INVESTMENT ADVISORY, INC |
| MANAGED360 PROGRAM | LOCKWOOD ADVISORS INC |
| MANAGER SELECTION PROGRAM | CITIGROUP GLOBAL MARKETS INC. |
Principal Office
ONE FRANKLIN PARKWAYBUILDING 970, 1ST FLOOR
SAN MATEO
CA
United States
Monday - Friday, 8:30 A.M.. TO 5:00 P.M.
Tel: (650) 312-3000, Fax: None
Websites
twitter.com/fti_us
instagram.com/franklintempleton
www.myfirobo.com
www.linkedin.com/company/franklin-templeton
www.franklintempleton.com
www.facebook.com/franklintempleton/
facebook.com/myfirobo
www.tiktok.com/@franklintempleton
www.youtube.com/user/franklintempletontv
twitter.com/fti_emerging
franklintempletontalkingmarkets.libsyn.com
twitter.com/libertyshares
soundcloud.com/franklintempleton
Chief Compliance Officer
BJORN A. DAVIS
CHIEF COMPLIANCE OFFICER
300 ATLANTIC ST., 12TH FLOOR
STAMFORD
CT
United States
Tel:
203-905-5348
B**********@********************M
(Full email address available in API data)
Industry Affiliates
| ALCENTRA LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| ALCENTRA NY, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| BENEFIT STREET PARTNERS L.L.C. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| BRANDYWINE GLOBAL INVESTMENT MANAGEMENT (ASIA) PTE. LTD | Other investment adviser, including financial planners |
| BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| BSP CLO MANAGEMENT LLC | Other investment adviser, including financial planners |
| CLARION PARTNERS | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
| CLARION PARTNERS EMEA LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| CLARION PARTNERS EUROPE (U.K.) LIMITED | Other investment adviser, including financial planners |
| CLARION PARTNERS EUROPE LIMITED | Other investment adviser, including financial planners |
| CLARION PARTNERS SECURITIES, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| CLEARBRIDGE INVESTMENTS (NORTH AMERICA) PTY LIMITED | Other investment adviser, including financial planners |
| CLEARBRIDGE INVESTMENTS LIMITED | Other investment adviser, including financial planners |
| CLEARBRIDGE INVESTMENTS, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| CLEARBRIDGE RARE INFRASTRUCTURE INTERNATIONAL PTY LIMITED | Other investment adviser, including financial planners |
| DARBY ASIA INVESTORS (HK), LTD | Other investment adviser, including financial planners |
| DARBY ASIA INVESTORS, LTD | Other investment adviser, including financial planners |
| DARBY OVERSEAS PARTNERS, L.P. | Other investment adviser, including financial planners |
| FIDUCIARY TRUST COMPANY INTERNATIONAL | Trust company |
| FIDUCIARY TRUST COMPANY OF CANADA | Other investment adviser, including financial plannersTrust company |
| FIDUCIARY TRUST INTERNATIONAL OF THE SOUTH | Commodity pool operator or commodity trading advisorTrust company |
| FIDUCIARY TRUST INTERNATIONAL, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| FRANKLIN ADVISORY SERVICES, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| FRANKLIN BSP CAPITAL ADVISER LLC | Other investment adviser, including financial planners |
| FRANKLIN BSP LENDING ADVISER, L.L.C. | Other investment adviser, including financial planners |
| FRANKLIN DISTRIBUTORS, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| FRANKLIN MUTUAL ADVISERS, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| FRANKLIN TEMPLETON ALTS BRASIL ADMIN. DE INVESTIMENTOS LTDA. | Other investment adviser, including financial planners |
| FRANKLIN TEMPLETON ASSET MANAGEMENT (INDIA) PRIVATE LIMITED | Other investment adviser, including financial planners |
| FRANKLIN TEMPLETON ASSET MANAGEMENT (MALAYSIA) SDN. BHD. | Other investment adviser, including financial planners |
| FRANKLIN TEMPLETON ASSET MANAGEMENT MEXICO, S.A. DE C.V., SOCIEDAD OPERADORA DE FONDOS DE INVERSION | Other investment adviser, including financial planners |
| FRANKLIN TEMPLETON AUSTRALIA LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| FRANKLIN TEMPLETON BLOCKCHAIN GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| FRANKLIN TEMPLETON FUND ADVISER, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| FRANKLIN TEMPLETON FUND MANAGEMENT LIMITED | Other investment adviser, including financial planners |
| FRANKLIN TEMPLETON GSC ASSET MANAGEMENT SDN. BHD. | Other investment adviser, including financial planners |
| FRANKLIN TEMPLETON INSTITUTIONAL GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| FRANKLIN TEMPLETON INSTITUTIONAL, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| FRANKLIN TEMPLETON INTERNATIONAL SERVICES S.A R.L. | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| FRANKLIN TEMPLETON INVESTIMENTOS (BRASIL) LTDA. | Other investment adviser, including financial planners |
| FRANKLIN TEMPLETON INVESTMENT ADVISORS KOREA CO., LTD. | Other investment adviser, including financial planners |
| FRANKLIN TEMPLETON INVESTMENT MANAGEMENT LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| FRANKLIN TEMPLETON INVESTMENT TRUST MANAGEMENT LIMITED | Other investment adviser, including financial planners |
| FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
| FRANKLIN TEMPLETON INVESTMENTS CORP. | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| FRANKLIN TEMPLETON JAPAN CO., LTD. | Other investment adviser, including financial planners |
| FRANKLIN TEMPLETON PRIVATE PORTFOLIO GROUP, LLC | Other investment adviser, including financial planners |
| FRANKLIN VENTURE PARTNERS, LLC | Sponsor, GP, manager of pooled investment vehicles |
| K2 ADVISORS, L.L.C. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| K2/D&S MANAGEMENT CO., L.L.C. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| LEGG MASON (CHILE) INVERSIONES HOLDINGS LIMITADA | Other investment adviser, including financial planners |
| LEXINGTON ADVISORS LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| LEXINGTON PARTNERS L.P. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| MARTIN CURRIE INC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| MARTIN CURRIE INVESTMENT MANAGEMENT LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | Other investment adviser, including financial planners |
| ROYCE FUND SERVICES, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| ROYCE INVESTMENT PARTNERS | Other investment adviser, including financial planners |
| TEMPLETON ASSET MANAGEMENT (POLAND) TFI S.A. | Other investment adviser, including financial planners |
| TEMPLETON ASSET MANAGEMENT LTD. | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| TEMPLETON GLOBAL ADVISORS LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| TEMPLETON HANA ASSET MANAGEMENT CO., LTD | Other investment adviser, including financial planners |
| TEMPLETON INVESTMENT COUNSEL, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| WESTERN ASSET MANAGEMENT COMPANY | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| WESTERN ASSET MANAGEMENT COMPANY DISTRIBUIDORA DE T�TULOS E VALO | Other investment adviser, including financial planners |
| WESTERN ASSET MANAGEMENT COMPANY LIMITED | Other investment adviser, including financial planners |
| WESTERN ASSET MANAGEMENT COMPANY LTD | Other investment adviser, including financial planners |
| WESTERN ASSET MANAGEMENT COMPANY PTE LTD | Other investment adviser, including financial planners |
| WESTERN ASSET MANAGEMENT COMPANY PTY LTD | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| EMERGING MARKETS LOCAL CURRENCY BOND (MASTER) FUND, LTD. | Hedge Fund | $8.8M | $10.0M | 1 |
| FLSP HOLDINGS CORPORATION | Hedge Fund | $3.4M | $0.0M | 1 |
| FRANKLIN BLACKHORSE II, L.P. | Private Equity Fund | $77.3M | $1.0M | 5 |
| FRANKLIN BLACKHORSE, L.P. | Private Equity Fund | $111.6M | $0.0M | 19 |
| FRANKLIN STRATOS, L.P. | Private Equity Fund | $36.7M | $1.0M | 3 |
| FRANKLIN TALOS II, L.P. | Private Equity Fund | $87.2M | $0.5M | 17 |
| FRANKLIN TALOS, L.P. | Private Equity Fund | $250.9M | $1.0M | 61 |
| FRANKLIN TEMPLETON BLOCKCHAIN FUND I, L.P. | Private Equity Fund | $13.1M | $0.1M | 17 |
| FRANKLIN TEMPLETON EMERGING MARKET DEBT OPPORTUNITIES (MASTER) FUND, LTD | OTHER | $124.5M | $0.1M | 4 |
| FRANKLIN TEMPLETON EMERGING MARKET DEBT OPPORTUNITIES FUND, L.P. | PRIVATE INVESTMENT FUND | $0.0M | $0.1M | 0 |
| FRANKLIN TEMPLETON GLOBAL MULTISECTOR PLUS (MASTER) FUND, LTD. | Hedge Fund | $52.7M | $0.1M | 1 |
| FRANKLIN TEMPLETON GLOBAL MULTISECTOR PLUS FUND, L.P. | Hedge Fund | $52.5M | $0.1M | 1 |
| FRANKLIN VENTURES INVESTMENTS, L.P. - ENTERPRISE TECHNOLOGY SERIES | Private Equity Fund | $44.6M | $0.2M | 17 |
| FRANKLIN VENTURES INVESTMENTS, L.P. - FRANKLIN FVP SERIES I | Private Equity Fund | $15.2M | $0.0M | 243 |
| FRANKLIN VENTURES INVESTMENTS, L.P. - FRANKLIN FVP SERIES II | Private Equity Fund | $27.2M | $0.5M | 22 |
| FRANKLIN VENTURES INVESTMENTS, L.P. - FRANKLIN FVP SERIES IV | Private Equity Fund | $12.5M | $0.1M | 1 |
| FRANKLIN VENTURES INVESTMENTS, L.P. - FRANKLIN FVP SERIES V | Private Equity Fund | $13.7M | $0.3M | 7 |
| FRANKLIN VENTURES INVESTMENTS, L.P. - FRANKLIN FVP SERIES VI | Private Equity Fund | $21.9M | $1.0M | 8 |
| FRANKLIN VENTURES INVESTMENTS, L.P. - FRANKLIN FVP SERIES VII | Private Equity Fund | $12.5M | $14.0M | 1 |
| FRANKLIN VENTURES INVESTMENTS, L.P. - FRANKLIN FVP SERIES VIII | Private Equity Fund | $18.2M | $1.0M | 1 |
| FRANKLIN VENTURES INVESTMENTS, L.P. - FRANKLIN FVP SERIES X | Private Equity Fund | $17.5M | $0.5M | 7 |
| FRANKLIN VENTURES INVESTMENTS, L.P. - FVP GROWTH SERIES | Private Equity Fund | $0.0M | $0.1M | 0 |
| FRANKLIN VENTURES INVESTMENTS, L.P. - FVP SERIES 1 | Private Equity Fund | $8.6M | $1.0M | 5 |
| FRANKLIN VENTURES INVESTMENTS, L.P. - FVP SERIES 3 | Private Equity Fund | $8.6M | $1.0M | 1 |
| FRANKLIN VENTURES INVESTMENTS, L.P. - FVP SERIES 4 | Private Equity Fund | $16.9M | $0.0M | 5 |
| FRANKLIN VENTURES INVESTMENTS, L.P. - FVP SERIES 6 | Private Equity Fund | $13.1M | $0.0M | 8 |
| FRANKLIN VENTURES INVESTMENTS, L.P. - FVP SERIES 8 | Private Equity Fund | $69.5M | $1.0M | 28 |
| FRANKLIN VENTURES INVESTMENTS, L.P. - FVP SERIES 9 | Private Equity Fund | $11.9M | $1.0M | 1 |
| FRANKLIN VENTURES INVESTMENTS, L.P. - FVP SERIES 10 | Private Equity Fund | $21.2M | $0.2M | 11 |
| FRANKLIN VENTURES INVESTMENTS, L.P. - GROWTH FUND SERIES | Private Equity Fund | $32.8M | $1.0M | 2 |
| FRANKLIN VENTURES INVESTMENTS, L.P. - INNOVATIVE FUND SERIES II | Private Equity Fund | $9.4M | $1.0M | 3 |
| FRANKLIN VENTURES INVESTMENTS, L.P. - OPPORTUNITIES FUND SERIES | Private Equity Fund | $8.6M | $1.0M | 3 |
| FRANKLIN VENTURES INVESTMENTS, L.P. - OPPORTUNITIES FUND SERIES II | Private Equity Fund | $24.2M | $0.0M | 31 |
| FRANKLIN VENTURES INVESTMENTS, L.P. - OPPORTUNITIES FUND SERIES III | Private Equity Fund | $24.3M | $0.0M | 10 |
| FRANKLIN VENTURES INVESTMENTS, L.P. - TECHNOLOGY OPPS SERIES | Private Equity Fund | $45.3M | $1.0M | 1 |
| FRANKLIN VENTURES INVESTMENTS, L.P. - TECHNOLOGY OPPS SERIES II | Private Equity Fund | $12.5M | $0.1M | 5 |
| FVP TECH FUND, L.P. | Private Equity Fund | $12.8M | $1.0M | 1 |
| GLOBAL SUMMITS (MASTER) FUND, LTD. | Hedge Fund | $63.1M | $0.1M | 12 |
| TEMPLETON GLOBAL BOND PLUS (MASTER) FUND, LTD. | Hedge Fund | $51.4M | $0.1M | 5 |
| TEMPLETON GLOBAL SUMMITS (CAYMAN) FUND, LTD. | Hedge Fund | $58.2M | $0.1M | 5 |
| TEMPLETON GLOBAL SUMMITS FUND, L.P. | Hedge Fund | $4.6M | $0.1M | 10 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FRANKLIN RESOURCES, INC. | Domestic Entity | – | SHAREHOLDER | 03/1978 | > 75% |
| JOHNSON, RUPERT, HARRIS | Individual | – | DIRECTOR | 10/1985 | < 5% |
| HASENSTAB, MICHAEL, JAMES | Individual | – | EXECUTIVE VICE PRESIDENT | 12/2013 | < 5% |
| PERKS, EDWARD, DOUGLAS | Individual | – | PRESIDENT AND DIRECTOR | 12/2018 | < 5% |
| MCCARTHY, MICHAEL, PAUL | Individual | – | EXECUTIVE VICE PRESIDENT AND PORTFOLIO MANAGER | 12/2023 | < 5% |
| DOVER, STEPHEN, HAROLD | Individual | – | EXECUTIVE VICE PRESIDENT AND DIRECTOR | 12/2018 | < 5% |
| BAYSTON, ROGER, ALAN | Individual | – | EXECUTIVE VICE PRESIDENT | 02/2018 | < 5% |
| DESAI, SONAL | Individual | – | EXECUTIVE VICE PRESIDENT AND DIRECTOR | 12/2018 | < 5% |
| TOLLETTE, WYLIE, ALLERTON | Individual | – | EXECUTIVE VICE PRESIDENT | 03/2019 | < 5% |
| OSHITA, LINDSEY, HARUMI | Individual | – | CHIEF FINANCIAL OFFICER | 10/2019 | < 5% |
| PETRYK, ADAM, JAY | Individual | – | EXECUTIVE VICE PRESIDENT | 06/2021 | < 5% |
| MERCHANT, THOMAS, CLIFTON | Individual | – | CHIEF LEGAL OFFICER | 05/2022 | < 5% |
| FOLEY, MICHAEL, C | Individual | – | EXECUTIVE VICE PRESIDENT | 11/2021 | < 5% |
| DAVIS, BJORN, ANTHONY | Individual | – | CHIEF COMPLIANCE OFFICER | 02/2023 | < 5% |
| AVIGDOR, LEEOR, PAUL | Individual | – | TREASURER | 05/2023 | < 5% |
| CURTIS, JONATHAN, TOURTELLOTTE | Individual | – | EXECUTIVE VICE PRESIDENT AND CHIEF INVESTMENT OFFICER | 12/2023 | < 5% |