BRANSON FRANK A INC
Adviser information for BRANSON FRANK A INC last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 14 | $90.1M |
| Non-Discretionary | 2 | $149.2M |
| Total | 16 | $239.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 5 | $2.2M |
| HNW Individuals | 9 | $145.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $91.2M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-26380 |
|---|---|
| SEC ERA File Number | 801-26380 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 110451 |
| Legal Entity Identifier | None |
Principal Office
435 B MIDDLEFIELD ROADPALO ALTO
CA
United States
Monday - Friday, 9:00 A.M.-4:00 P.M.
Tel: 650-862-2369, Fax: None
Chief Compliance Officer
FRANK A. BRANSON
PRESIDENT
435 B MIDDLEFIELD ROAD
PALO ALTO
CA
United States
Tel:
650-862-2369
F*******@**********T
(Full email address available in API data)
Regulatory Contact
HELEN KISHI
OFFICE MANAGER
435 B MIDDLEFIELD ROAD
PALO ALTO
CA
United States
Tel:
650-323-1400
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BRANSON, FRANK, ALVIN | Individual | – | PRESIDENT, CHIEF COMPLIANCE OFFICER | 03/1980 | 50-75% |
| BRANSON, CORALEE, NIMS | Individual | – | SECRETARY | 03/1980 | 50-75% |