CAMBRIDGE FINANCIAL GROUP, INC.
Adviser information for CAMBRIDGE FINANCIAL GROUP, INC. last updated from Form ADV on March 18th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Ohio, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 221 | $258.1M |
| Non-Discretionary | 0 | $0 |
| Total | 221 | $258.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 177 | $120.0M |
| HNW Individuals | 34 | $107.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 5 | $16.5M |
| Charitable organizations | 5 | $14.2M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 272 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 149.1M |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| STAR PROGRAM | OPPENHEIMER |
| INVESTMENT MANAGEMENT SVCS (OPPORTUNITY PROGRAM) | STIFEL, NICOLAUS & COMPANY |
| MAC-MANAGED ACCOUNTS CONSULTING | UBS FINANCIAL SERVICES |
| SAN-SEPARATE ACCOUNT NETWORK | FIDELITY INVESTMENTS |
| PRIVATE ADVISOR NETWORK | WELLS FARGO ADVISORS |
| MAP-MANAGED ACCOUNT PROGRAM | RBC CAPITAL MARKETS |
| IMS-INVESTMENT MANAGEMENT SERVICES | MORGAN STANLEY WEALTH MANAGEMENT |
| CLASSIC | JANNEY MONTGOMERY SCOTT |
| SAM-SEPARATE ACCOUNT MANAGER | CHARLES SCHWAB INSTITUTIONAL |
| OSM (OUTSIDE MANAGED PROGRAM) | RAYMOND JAMES |
Principal Office
4100 HORIZONS DRIVE, SUITE 101COLUMBUS
OH
United States
Monday - Friday, 8:00AM-5:00PM
Tel: 614-457-1530, Fax: 614-457-1931
Websites
Chief Compliance Officer
GREGORY J. BAUER
MANAGING DIRECTOR
4100 HORIZONS DRIVE, SUITE 101
COLUMBUS
OH
United States
Tel:
614-457-1530
Fax:
614-457-1931
G*****@*********M
(Full email address available in API data)
Regulatory Contact
BRADLEY J. BAUER
ASST PORTFOLIO MANAGER
4100 HORIZONS DRIVE, SUITE 101
COLUMBUS
OH
United States
Tel:
614-457-1530
Fax:
614-457-1931
B*****@*********M
(Full email address available in API data)
Industry Affiliates
| CAMBRIDGE FINANCIAL GROUP, INC. | Real estate broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BAUER, GREGORY, JOSEPH | Individual | – | CHAIRMAN, TREASURER, DIRECTOR, CHIEF COMPLIANCE OFFICER | 01/1986 | 50-75% |
| NEWSOME, EARL, VERNON | Individual | – | PRESIDENT, SECRETARY, DIRECTOR | 10/1991 | 50-75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 12th, 2024 for period ending June 30th, 2024
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