MOUNT VERNON ASSOCIATES INC
Adviser information for MOUNT VERNON ASSOCIATES INC last updated from Form ADV on February 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Maryland, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 123 | $195.2M |
| Non-Discretionary | 0 | $0 |
| Total | 123 | $195.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 23 | $7.4M |
| HNW Individuals | 38 | $121.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $42.6M |
| Charitable organizations | 7 | $24.0M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Principal Office
575 S CHARLES STREET, STE 401BALTIMORE
MD
United States
Monday - Friday, 8:30-4:30
Tel: 410-377-9780, Fax: None
Chief Compliance Officer
NANCY O'HARA
VICE PRESIDENT
575 S CHARLES ST
SUITE 401
BALTIMORE
MD
United States
Tel:
410-377-9780
N******@****************M
(Full email address available in API data)
Regulatory Contact
MARK C. SULLIVAN
PRESIDENT
575 S CHARLES STREET
SUITE 401
BALTIMORE
MD
United States
Tel:
410-377-9780
Fax:
4102448730
M*********@****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CAIN, SILAS, WINFIELD | Individual | – | CHAIRMAN | 12/2010 | < 5% |
| SULLIVAN, MARK, CARLSON | Individual | – | PRESIDENT | 12/2010 | 50-75% |
| O'HARA, NANCY, VAN DYKE | Individual | – | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/TREASURER | 02/2008 | 25-50% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 19th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| AT&T Inc. | com | 616 | 32K | – |
| Airbnb, Inc. | com | 1K | 8K | – |
| Alphabet Inc - Cl A | com | 209 | 1K | – |
| Alphabet Inc. Cl C | com | 8K | 41K | – |
| Amazon.Com Inc. | com | 8K | 43K | – |
| American Express Co. | com | 4K | 18K | – |
| Apple Inc. | com | 13K | 63K | – |
| Bank Of America Corp | com | 3K | 81K | – |
| Bristol-Myers Squibb Co. | com | 1K | 30K | – |
| Capital One Financial Corp. | com | 339 | 2K | – |
| Cisco Systems Inc. | com | 2K | 40K | – |
| Citigroup, Inc. | com | 588 | 9K | – |
| Costco Wholesale Corp | com | 8K | 10K | – |
| Delta Air Lines, Inc. | com | 2K | 37K | – |
| Dow Inc. | com | 376 | 7K | – |
| Dupont De Nemours & Co. | com | 695 | 9K | – |
| Eli Lilly & Co. | com | 489 | 540 | – |
| Enphase Energy, Inc. | com | 1K | 11K | – |
| Exxon Mobil Corporation | com | 515 | 4K | – |
| GE Aerospace | com | 2K | 11K | – |
| GE Vernova Inc. | com | 467 | 3K | – |
| Ge Healthcare Technologies | com | 1K | 17K | – |
| Hartford Financial Services | com | 742 | 7K | – |
| Honeywell Intl Inc | com | 2K | 11K | – |
| IBM Corp | com | 952 | 6K | – |
| Intel Corporation | com | 1K | 44K | – |
| International Paper Co. | com | 313 | 7K | – |
| J.P. Morgan Chase & Co Chase & | com | 5K | 25K | – |
| Johnson & Johnson | com | 306 | 2K | – |
| Meta Platforms, Inc | com | 7K | 14K | – |
| Micron Technology Inc | com | 276 | 2K | – |
| Microsoft Corporation | com | 9K | 21K | – |
| NVR,inc. | com | 379 | 50 | – |
| PNC Financial Services | com | 215 | 1K | – |
| PPL Corporation | com | 2K | 65K | – |
| Paypal | com | 841 | 14K | – |
| Pfizer Inc. | com | 998 | 36K | – |
| Procter & Gamble Co. | com | 219 | 1K | – |
| Schwab (Charles) Corp | com | 2K | 29K | – |
| Southwest Airlines Co. | com | 1K | 36K | – |
| Spotify Technology S.A. | com | 2K | 7K | – |
| Starbucks Corporation | com | 2K | 21K | – |
| Telkonet, Inc. | com | 9 | 1M | – |
| Tesla Motors Inc. | com | 1K | 7K | – |
| Texas Instruments, Inc. | com | 2K | 10K | – |
| Tractor Supply Co. | com | 4K | 13K | – |
| Trex Company, Inc. | com | 2K | 29K | – |
| Uber Technologies, Inc. | com | 3K | 38K | – |
| Verizon Communications, Inc. | com | 789 | 19K | – |
| Williams-Sonoma Inc. | com | 847 | 3K | – |
| Wyndham Hotels & Resorts, Inc. | com | 294 | 4K | – |
| Yogaworks, Inc. | com | 0 | 94K | – |
| iShares Core S&p 500 Etf | com | 395 | 721 | – |