MORGAN STANLEY INVESTMENT MANAGEMENT LIMITED
Adviser information for MORGAN STANLEY INVESTMENT MANAGEMENT LIMITED last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 189 |
|---|---|
| Investment Advisory/Research | 95 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 160 | $147.3B |
| Non-Discretionary | 1,442 | $18.6B |
| Total | 1,602 | $165.9B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 22 | $26.3B |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 50 | $90.9B |
| Pension and profit sharing plans | 29 | $7.3B |
| Charitable organizations | <5 | $86.6M |
| State or municipal gov entities | <5 | $2.6B |
| Other investment advisers | 9 | $5.4B |
| Insurance companies | 8 | $9.2B |
| Sovereign wealth funds and foreign official institutions | 5 | $3.8B |
| Corporations or other businesses | 17 | $1.5B |
| Other | 1,458 | $18.7B |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 92 |
Services
| Advisory Services | Portfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 587.4M |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| GLOBAL BALANCED RISK CONTROL | E*TRADE CAPITAL MANAGEMENT, LLC |
Identifiers
| SEC RIA File Number | 801-26847 |
|---|---|
| SEC ERA File Number | 801-26847 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 105922 |
| Legal Entity Identifier | BFRUOW7W8D392UIUAW55 |
Principal Office
25 CABOT SQUARECANARY WHARF
LONDON
United Kingdom
Monday - Friday, 9:00AM-5:00PM
Tel: 011-44-207-425-8000, Fax: 011-44-207-425-4848
Websites
Chief Compliance Officer
BEN JUERGENS
MANAGING DIRECTOR
20 BANK STREET
CANARY WHARF
LONDON
United Kingdom
Tel:
011-44-20-7677-0406
B***********@****************M
(Full email address available in API data)
Regulatory Contact
ELISE CLARK
EXECUTIVE DIRECTOR
1633 BROADWAY
29TH FLOOR
NEW YORK
NY
United States
Tel:
2125372352
E**********@****************M
(Full email address available in API data)
Industry Affiliates
| ATLANTA CAPITAL | Other investment adviser, including financial planners |
| BOSTON MANAGEMENT AND RESEARCH | Other investment adviser, including financial planners |
| CALVERT RESEARCH AND MANAGEMENT | Other investment adviser, including financial planners |
| E*TRADE CAPITAL MANAGEMENT, LLC | Other investment adviser, including financial planners |
| EATON VANCE ADVISERS INTERNATIONAL LTD. | Other investment adviser, including financial planners |
| EATON VANCE MANAGEMENT | Other investment adviser, including financial planners |
| MORGAN STANLEY & CO. INTERNATIONAL PLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
| MORGAN STANLEY AIP GP LP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| MORGAN STANLEY FIXED INCOME GP INC. | Sponsor, GP, manager of pooled investment vehicles |
| MORGAN STANLEY INVESTMENT MANAGEMENT (ACD) LIMITED | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| MORGAN STANLEY INVESTMENT MANAGEMENT (JAPAN) CO., LTD. | Other investment adviser, including financial planners |
| MORGAN STANLEY INVESTMENT MANAGEMENT COMPANY | Other investment adviser, including financial planners |
| MORGAN STANLEY INVESTMENT MANAGEMENT INC. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| MORGAN STANLEY MUFG SECURITIES CO., LTD. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| MORGAN STANLEY PENSION TRUSTEE LIMITED | Trust company |
| MORGAN STANLEY REAL ESTATE ADVISOR, INC. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| MORGAN STANLEY SAUDI ARABIA | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
| MS CAPITAL PARTNERS ADVISER INC. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| MSIM DELAWARE GP INC. | Sponsor, GP, manager of pooled investment vehicles |
| MSIM FUND MANAGEMENT (IRELAND) LIMITED | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| MSIM GP INC. | Sponsor, GP, manager of pooled investment vehicles |
| MSREF REAL ESTATE ADVISOR, INC. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| PARAMETRIC PORTFOLIO ASSOCIATES | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MORGAN STANLEY INTERNATIONAL LIMITED | Foreign Entity | MORGAN STANLEY INVESTMENTS (UK) | BENEFICIAL OWNER | 06/2017 | > 75% |
| MORGAN STANLEY INTERNATIONAL HOLDINGS INC. | Domestic Entity | MORGAN STANLEY INTERNATIONAL LIMITED | BENEFICIAL OWNER | 09/2006 | > 75% |
| O'HEALAI, RUAIRI | Individual | – | DIRECTOR & MANAGING DIRECTOR | 04/2017 | < 5% |
| Kelly, Fiona, Cameron | Individual | – | DIRECTOR & MANAGING DIRECTOR | 10/2018 | < 5% |
| Lockwood, Richard, Andrew | Individual | – | DIRECTOR & MANAGING DIRECTOR | 11/2018 | < 5% |
| MORGAN STANLEY INVESTMENTS (UK) | Foreign Entity | – | DIRECT OWNER OF MORGAN STANLEY INVESTMENT MANAGEMENT LTD. | 02/2009 | > 75% |
| MORGAN STANLEY | Domestic Entity | MORGAN STANLEY INTERNATIONAL HOLDINGS INC. | BENEFICIAL OWNER | 07/2019 | > 75% |
| Parish, Zoe, Victoria Woodbine | Individual | – | DIRECTOR | 03/2022 | < 5% |
| Heron, Edward, Richard | Individual | – | CHIEF LEGAL OFFICER | 05/2023 | < 5% |
| JUERGENS, BENJAMIN, JOHN | Individual | – | CHIEF COMPLIANCE OFFICER | 02/2024 | < 5% |