MATRIX PLANNING INC
Adviser information for MATRIX PLANNING INC last updated from Form ADV on March 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 32 | $71.1M |
| Non-Discretionary | 53 | $47.3M |
| Total | 85 | $118.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 16 | $116.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $1.9M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | Hourly chargesFixed feesA NEGOTIATED MONTHLY RETAINER |
Identifiers
| SEC RIA File Number | 801-26943 |
|---|---|
| SEC ERA File Number | 801-26943 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 110812 |
| Legal Entity Identifier | None |
Principal Office
3015 MAIN STREETSUITE 403
SANTA MONICA
CA
United States
Monday - Friday, 9AM TO 5PM MON. - THURS., 1PM-5PM FRI.
Tel: 310-399-0457, Fax: 310-399-0625
Chief Compliance Officer
ROBERTA JEAN SMITH
PRESIDENT
3015 MAIN ST
#403
SANTA MONICA
CA
United States
Tel:
310-399-0457
Fax:
310-399-0625
R**@*****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| HUDSON VALLEY VENTURES, LLC | Real Estate Fund | $3.8M | $0.0M | 27 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SMITH, ROBERTA, JEAN | Individual | – | PRESIDENT/CHIEF COMPLIANCE OFFICER | 04/1986 | > 75% |
| SMITH, SHAWN, ANTHONY | Individual | – | SHAREHOLDER | 01/2000 | 10-25% |