ROUND HILL ASSET MANAGEMENT INC
Adviser information for ROUND HILL ASSET MANAGEMENT INC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 220 | $280.1M |
| Non-Discretionary | 0 | $0 |
| Total | 220 | $280.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 138 | $56.3M |
| HNW Individuals | 76 | $159.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $53.6M |
| Pension and profit sharing plans | 5 | $10.8M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
Principal Office
180 S LAKE AVE STE 305PASADENA
CA
United States
Monday - Friday, 9:00AM-5:00PM
Tel: 626-431-2685, Fax: None
Websites
Chief Compliance Officer
LUSHBOUGH, CHANNING T
PRESIDENT
180 S LAKE AVE STE 305
PASADENA
CA
United States
Tel:
626-431-2685
Regulatory Contact
SCOTT LUSHBOUGH
180 S LAKE AVE STE 305
PASADENA
CA
United States
Tel:
626-431-2685
S****@********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ROUND HILL PARTNERS L.P. | Hedge Fund | $53.6M | $1.0M | 18 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LUSHBOUGH, CHANNING, TURNER | Individual | – | PRESIDENT, TREASURER, AND CHIEF COMPLIANCE OFFICER | 03/1986 | > 75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 12th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ABBVIE INC | COM | 3M | 16K | NA |
| ADAMS RESOURCES & ENERGY INC | COM | 375K | 13K | NA |
| ALPHABET INC | CL A | 350K | 2K | NA |
| AMGEN INC | COM | 15M | 48K | NA |
| ANHEUSER-BUSCH INBEV-SPN ADR | ADR | 2M | 27K | NA |
| AT&T INC | COM | 2M | 124K | NA |
| BANK OF AMERICA CORP | COM | 464K | 12K | NA |
| BANKFINANCIAL CORP | COM | 665K | 65K | NA |
| BAUSCH HEALTH COS INC | COM | 631K | 91K | NA |
| BERKSHIRE HATHAWAY INC-CL B | CL B | 952K | 2K | NA |
| BLUE FOUNDRY BANCORP | COM | 249K | 27K | NA |
| BRISTOL-MYERS SQUIBB CO | COM | 435K | 10K | NA |
| CHARTER COMMUNICATIONS INC | CL A | 3M | 9K | NA |
| CITIGROUP INC | COM | 2M | 29K | NA |
| CME GROUP INC | COM | 240K | 1K | NA |
| COMCAST CORP | CL A | 10M | 268K | NA |
| DELUXE CORP | COM | 1M | 50K | NA |
| DISCOVER FINANCIAL SERVICES | COM | 3M | 24K | NA |
| EW SCRIPPS CO | CL A | 90K | 29K | NA |
| FIRST SAVINGS FINANCIAL GRP | COM | 1M | 69K | NA |
| GARMIN LTD | COM | 4M | 22K | NA |
| GOLDMAN SACHS GROUP INC | COM | 3M | 6K | NA |
| GYRODYNE LLC | COM | 132K | 17K | NA |
| H&R BLOCK INC | COM | 3M | 62K | NA |
| HANOVER INSURANCE GROUP INC | COM | 414K | 3K | NA |
| HOMETRUST BANCSHARES INC | COM | 820K | 27K | NA |
| INNOSPEC INC | COM | 2M | 15K | NA |
| INTERCONTINENTAL EXCHANGE INC | COM | 1M | 9K | NA |
| INTL BUSINESS MACHINES CORP | COM | 3M | 16K | NA |
| JM SMUCKER CO | COM | 742K | 7K | NA |
| JPMORGAN CHASE & CO | COM | 1M | 7K | NA |
| KRAFT HEINZ CO | COM | 1M | 35K | NA |
| M/I HOMES INC | COM | 1M | 10K | NA |
| MASTERCARD INC | CL A | 649K | 1K | NA |
| MEDTRONIC PLC | COM | 4M | 52K | NA |
| MERCANTILE BANK CORP | COM | 787K | 19K | NA |
| MERCK & CO. INC. | COM | 9M | 73K | NA |
| MICROSOFT CORP | COM | 3M | 8K | NA |
| MOODY'S CORP | COM | 10M | 23K | NA |
| NASDAQ INC | COM | 6M | 92K | NA |
| NATURES SUNSHINE PRODS INC | COM | 365K | 24K | NA |
| NEW YORK COMMUNITY BANCORP | COM | 1M | 387K | NA |
| NOVARTIS AG-SPONSORED ADR | ADR | 361K | 3K | NA |
| NOVO-NORDISK A/S-SPONS ADR | ADR | 8M | 58K | NA |
| PARAMOUNT GLOBAL | CL B | 812K | 78K | NA |
| PFIZER INC | COM | 4M | 142K | NA |
| POLARIS INC | COM | 3M | 40K | NA |
| RIMINI STREET INC | COM | 694K | 226K | NA |
| S&P GLOBAL INC | COM | 15M | 34K | NA |
| SERVICE CORP INTERNATIONAL | COM | 820K | 12K | NA |
| SILA REALTY TRUST INC | COM | 260K | 12K | NA |
| SYNCHRONY FINANCIAL | COM | 3M | 67K | NA |
| TEGNA INC | COM | 377K | 27K | NA |
| TRICO BANCSHARES | COM | 306K | 8K | NA |
| VIATRIS INC | COM | 186K | 18K | NA |
| VISA INC-CLASS A | CL A | 954K | 4K | NA |
| WALT DISNEY CO | COM | 8M | 85K | NA |
| WARNER BROS DISCOVERY INC | COM | 122K | 16K | NA |
| WELLS FARGO & CO | COM | 2M | 41K | NA |
| WHIRLPOOL CORP | COM | 1M | 12K | NA |
| WILLIAMS-SONOMA INC | COM | 1M | 5K | NA |
| ZIMMER BIOMET HOLDINGS INC | COM | 2M | 17K | NA |