Hedge Fund Database

MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC.

Adviser information for MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC. last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End MARCH
Legal Location Illinois, United States

Employees

Total Number of Employees 197
Investment Advisory/Research 103
Registered Broker-Dealer Representatives 87
Registered State Investment Advisers 103
Licensed Agents of an Insurance Company 33
No. of Firms/People that Solicit Clients 10

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 12,265 $44.6B
Non-Discretionary 1,358 $1.1B
Total 13,623 $45.7B

Clients

Type Number RAUM
Individuals 13,460 $8.7B
HNW Individuals 0 $0
Banking or thrift institutions 2 $206.2M
Investment companies 2 $80.5M
Business development companies 0 $0
Pooled investment vehicles 9 $3.7B
Pension and profit sharing plans 24 $458.2M
Charitable organizations 16 $332.0M
State or municipal gov entities 49 $1.7B
Other investment advisers 0 $0
Insurance companies 16 $13.8B
Sovereign wealth funds and foreign official institutions 3 $247.2M
Corporations or other businesses 27 $16.3B
Other 15 $229.0M
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 2
No. of Financial Planning Clients 2500

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)
Compensation % of AUMPerformance-based fees
Other Business Activities Commodity pool operator or commodity trading advisor

Identifiers

SEC RIA File Number 801-27047
SEC ERA File Number 801-27047
SEC CIK Numbers 1469475
SEC CRD Numbers 111135
Legal Entity Identifier None

Principal Office

353 N. CLARK ST
CHICAGO
IL
United States
Monday - Friday, 8:00 A.M. - 5:00 P.M.
Tel: 800-621-4421, Fax: 312-595-7208

Websites

www.linkedin.com/showcase/15226855 www.facebook.com/mesirowfinancial twitter.com/mesirowfin www.youtube.com/user/mesirowfinancial mesirowfinancial.com mesirow.com www.linkedin.com/company/164945 www.linkedin.com/company/16235632

Chief Compliance Officer

MARYJO HAYES
CHIEF COMPLIANCE OFFICER
353 N. CLARK STREET
CHICAGO
IL
United States
Tel: 312-595-6512
Fax: 312-595-7208
(Full email address available in API data)

Industry Affiliates

MESIROW ADVANCED STRATEGIES INC Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
MESIROW FINANCIAL PRIVATE EQUITY ADVISORS, INC. Other investment adviser, including financial planners
MESIROW FINANCIAL PRIVATE EQUITY VII GP, L.P. Sponsor or syndicator of limited partnerships
MESIROW FINANCIAL PRIVATE EQUITY VIII GP, L.P. Sponsor or syndicator of limited partnerships
MESIROW FINANCIAL REAL ESTATE VALUE FUND IV, L.P. Sponsor or syndicator of limited partnerships
MESIROW FINANCIAL REVF II-GP, LLC Sponsor, GP, manager of pooled investment vehicles
MESIROW FINANCIAL REVF III-GP, LLC Sponsor, GP, manager of pooled investment vehicles
MESIROW FINANCIAL REVF IV-GP, LLC Sponsor, GP, manager of pooled investment vehicles
MESIROW FINANCIAL SERVICES, INC. Sponsor or syndicator of limited partnerships
MESIROW FINANCIAL, INC. Broker-dealer, municipal securities dealer, or gov securities broker or dealerRegistered municipal advisor
MESIROW FRF I - GP, LLC Sponsor, GP, manager of pooled investment vehicles
MESIROW INSTITUTIONAL INVESTMENT MANAGEMENT, INC. Other investment adviser, including financial planners
MESIROW PEF VIII-B FEEDER-GP, LLC Sponsor or syndicator of limited partnerships
MESIROW REVF IV FEEDER - GP, LLC Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
MESIROW FINANCIAL EMPLOYEE REAL ESTATE VALUE FUND II, L.P. Real Estate Fund $1.6M $0.1M 21
MESIROW FINANCIAL EMPLOYEE REAL ESTATE VALUE FUND III, L.P. Real Estate Fund $11.0M $0.1M 29
MESIROW FINANCIAL EMPLOYEE REAL ESTATE VALUE FUND IV, L.P. Real Estate Fund $7.6M $0.1M 27
MESIROW FINANCIAL REAL ESTATE VALUE FUND II, L.P. Real Estate Fund $261.9M $5.0M 35
MESIROW FINANCIAL REAL ESTATE VALUE FUND III, L.P. Real Estate Fund $1,713.1M $5.0M 41
MESIROW FINANCIAL REAL ESTATE VALUE FUND IV, L.P. Real Estate Fund $1,315.3M $5.0M 32
MESIROW FLOATING RATE FUND I, L.P. PRIVATE INVESTMENT FUND WHICH HOLDS PRIMARILY LOANS $118.7M $2.5M 6
MESIROW REAL ESTATE VALUE FUND IV FEEDER, L.P. FEEDER FUND $7.9M $0.1M 39
WEALTH ADVISORS FEEDER FUND I, L.P. FEEDER FUND $52.9M $0.1M 107

Control Persons

Name Type Entity Title Since Ownership
MESIROW FINANCIAL SERVICES, INC. Domestic Entity – OWNER 03/1986 > 75%
MESIROW FINANCIAL HOLDINGS, INC. Domestic Entity MESIROW FINANCIAL SERVICES, INC. OWNER 03/1986 > 75%
PRICE, RICHARD, SCOTT Individual – DIRECTOR/CHAIRMAN 03/2011 < 5%
ANNIN, MICHAEL, EDWARD Individual – FIDUCIARY SOLUTIONS DEPARTMENT, PRESIDENT 04/2021 < 5%
LEVINE, JEFFREY, MICHAEL Individual – DIRECTOR 12/2008 < 5%
CRIPPS, ALASDAIR, ROBERT JAMES Individual – REAL ESTATE DIRECT INVESTMENTS DEPARTMENT, CEO AND CO-CHIEF INVESTMENT OFFICER 06/2010 < 5%
GORDON, LEE, MICHAEL Individual – WEALTH MANAGEMENT DEPARTMENT, CHAIRMAN 04/2019 < 5%
HEGEL, PETER, WOLFGANG Individual – SENIOR MANAGING DIRECTOR 08/2016 < 5%
Hoffman, Joseph, Patrick Individual – CURRENCY MANAGEMENT DEPARTMENT, PRESIDENT 08/2017 < 5%
Sydow, Robert, Eugene Individual – SENIOR MANAGING DIRECTOR; CHIEF INVESTMENT OFFICER 10/2017 < 5%
Brown, Natalie Individual – DIRECTOR 02/2021 < 5%
HAYES, MARY JO, MOON Individual – CHIEF COMPLIANCE OFFICER 04/2021 < 5%
KEIG, JESSE, JOSEPH Individual – CHIEF FINANCIAL OFFICER 06/2021 < 5%
Brown, Natalie Individual – PRESIDENT/CEO 05/2021 < 5%
PRICE, BRIAN, DAVID Individual – HEAD OF ADVISORY SERVICES 11/2022 < 5%
SWIERCZEWSKI, STEVEN, CHARLES Individual – SENIOR MANAGING DIRECTOR, GLOBAL INVESTMENT MANAGEMENT DIVISION 04/2023 < 5%

No. Employees, Historic

30015002019202020212022202320242025179 on 4/17/2019193 on 6/26/2019193 on 7/2/2019193 on 7/11/2019193 on 7/17/2019193 on 8/26/2019193 on 10/26/2019193 on 10/30/2019193 on 12/2/2019193 on 5/29/2020189 on 6/25/2020189 on 12/3/2020189 on 1/13/2021189 on 2/25/2021189 on 2/25/2021189 on 4/14/2021189 on 6/10/2021202 on 6/25/2021202 on 7/2/2021202 on 7/15/2021202 on 7/20/2021202 on 10/19/2021202 on 10/20/2021202 on 3/4/2022197 on 6/27/2022197 on 8/19/2022197 on 9/28/2022197 on 4/11/2023197 on 6/27/2023197 on 10/2/2023197 on 10/3/2023197 on 3/5/2024197 on 3/26/2024

RAUM, Historic

50B25B0201920202021202220232024202524270497421 on 4/17/201925889955000 on 6/26/201925889955000 on 7/2/201925889955000 on 7/11/201925889955000 on 7/17/201925889955000 on 8/26/201925889955000 on 10/26/201925889955000 on 10/30/201925889955000 on 12/2/201925889955000 on 5/29/202026693197000 on 6/25/202026693197000 on 12/3/202026693197000 on 1/13/202126693197000 on 2/25/202126693197000 on 2/25/202126693197000 on 4/14/202126693197000 on 6/10/202141037701000 on 6/25/202141037701000 on 7/2/202141037701000 on 7/15/202141037701000 on 7/20/202141037701000 on 10/19/202141037701000 on 10/20/202141037701000 on 3/4/202243288550000 on 6/27/202243288550000 on 8/19/202243288550000 on 9/28/202243288550000 on 4/11/202345722799000 on 6/27/202345722799000 on 10/2/202345722799000 on 10/3/202345722799000 on 3/5/202445722799000 on 3/26/2024

No. Clients, Historic

20,00010,0000201920202021202220232024202511698 on 4/17/201912203 on 6/26/201912203 on 7/2/201912203 on 7/11/201912203 on 7/17/201912203 on 8/26/201912203 on 10/26/201912203 on 10/30/201912203 on 12/2/201912203 on 5/29/202012052 on 6/25/202012052 on 12/3/202012052 on 1/13/202112052 on 2/25/202112052 on 2/25/202112052 on 4/14/202112052 on 6/10/202112568 on 6/25/202112568 on 7/2/202112568 on 7/15/202112568 on 7/20/202112568 on 10/19/202112568 on 10/20/202112568 on 3/4/202213079 on 6/27/202213079 on 8/19/202213079 on 9/28/202213079 on 4/11/202313623 on 6/27/202313623 on 10/2/202313623 on 10/3/202313623 on 3/5/202413623 on 3/26/2024

Holdings

From latest 13F, filed August 9th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
3M CO COM 804K 8K –
ABBOTT LABS COM 18M 172K –
ABBVIE INC COM 29M 167K –
ACCEL ENTERTAINMENT INC COM CL A1 147K 14K –
ACCENTURE PLC IRELAND SHS CLASS A 30M 100K –
ADAPTIVE BIOTECHNOLOGIES COR COM 68K 19K –
ADOBE INC COM 17M 31K –
ADVANCED MICRO DEVICES INC COM 747K 5K –
AGILENT TECHNOLOGIES INC COM 1M 8K –
AGNICO EAGLE MINES LTD COM 249K 4K –
ALBERTSONS COS INC COMMON STOCK 231K 12K –
ALIBABA GROUP HLDG LTD SPONSORED ADS 2M 25K –
ALLSTATE CORP COM 10M 65K –
ALPHABET INC CAP STK CL A 75M 410K –
ALPHABET INC CAP STK CL C 107M 581K –
ALPS ETF TR ALERIAN MLP 3M 58K –
ALTRIA GROUP INC COM 2M 55K –
AMAZON COM INC COM 80M 412K –
AMERICAN CENTY ETF TR AVANTIS EMGMKT 228K 4K –
AMERICAN ELEC PWR CO INC COM 3M 39K –
AMERICAN EXPRESS CO COM 17M 75K –
AMERICAN TOWER CORP NEW COM 5M 27K –
AMERIPRISE FINL INC COM 1M 3K –
AMGEN INC COM 4M 14K –
AMICUS THERAPEUTICS INC COM 189K 19K –
AMPHENOL CORP NEW CL A 3M 38K –
AMPLIFY ETF TR AMPLIFY ALTERNAT 42K 13K –
ANALOG DEVICES INC COM 391K 2K –
ANNALY CAPITAL MANAGEMENT IN COM NEW 507K 27K –
AON PLC SHS CL A 1M 4K –
APPLE INC COM 236M 1M –
APPLIED MATLS INC COM 516K 2K –
ARCH CAP GROUP LTD ORD 323K 3K –
ARES CAPITAL CORP COM 3M 160K –
ASML HOLDING N V N Y REGISTRY SHS 484K 473 –
ASTRAZENECA PLC SPONSORED ADR 778K 10K –
AT&T INC COM 2M 83K –
ATLASSIAN CORPORATION CL A 291K 2K –
AUTODESK INC COM 959K 4K –
AUTOMATIC DATA PROCESSING IN COM 4M 15K –
BANK AMERICA CORP COM 34M 860K –
BANK MONTREAL MEDIUM MICROSECTORS FAN 272K 612 –
BANK MONTREAL QUE COM 205K 2K –
BANK NEW YORK MELLON CORP COM 600K 10K –
BARFRESH FOOD GROUP INC COM NEW 78K 21K –
BARRICK GOLD CORP COM 465K 28K –
BAXTER INTL INC COM 555K 17K –
BECTON DICKINSON & CO COM 3M 14K –
BERKSHIRE HATHAWAY INC DEL CL A 17M 28 –
BERKSHIRE HATHAWAY INC DEL CL B NEW 379M 932K –
BHP GROUP LTD SPONSORED ADS 1M 18K –
BLACKROCK CORE BD TR SHS BEN INT 132K 12K –
BLACKROCK CORPOR HI YLD FD I COM 297K 31K –
BLACKROCK ENHANCED GLOBAL DI COM 427K 40K –
BLACKROCK ENHANCED INTL DIV COM BENE INTER 449K 81K –
BLACKROCK INC COM 17M 22K –
BLACKROCK MUNIYIELD QUALITY COM 1M 100K –
BLACKSTONE INC COM 2M 19K –
BLACKSTONE SECD LENDING FD COMMON STOCK 367K 12K –
BOEING CO COM 8M 45K –
BOX INC CL A 2M 59K –
BP PLC SPONSORED ADR 7M 181K –
BRISTOL-MYERS SQUIBB CO COM 2M 51K –
BROADCOM INC COM 38M 24K –
BWX TECHNOLOGIES INC COM 383K 4K –
CALAMOS STRATEGIC TOTAL RETU COM SH BEN INT 878K 52K –
CANADIAN IMPERIAL BK COMM TO COM 2M 33K –
CANADIAN NAT RES LTD COM 205K 6K –
CANADIAN PACIFIC KANSAS CITY COM 1M 15K –
CAPITAL ONE FINL CORP COM 221K 2K –
CARRIER GLOBAL CORPORATION COM 826K 13K –
CATERPILLAR INC COM 33M 99K –
CBOE GLOBAL MKTS INC COM 729K 4K –
CHAMPIONS ONCOLOGY INC COM NEW 62K 12K –
CHART INDS INC COM 242K 2K –
CHEVRON CORP NEW COM 32M 202K –
CHIPOTLE MEXICAN GRILL INC COM 254K 4K –
CHUBB LIMITED COM 585K 2K –
CHURCH & DWIGHT CO INC COM 9M 91K –
CINTAS CORP COM 230K 329 –
CISCO SYS INC COM 5M 98K –
CITIGROUP INC COM NEW 1M 18K –
CLOROX CO DEL COM 233K 2K –
CME GROUP INC COM 2M 13K –
COCA COLA CO COM 13M 204K –
COCA COLA CONS INC COM 375K 345 –
COLGATE PALMOLIVE CO COM 4M 46K –
COMCAST CORP NEW CL A 2M 63K –
CONOCOPHILLIPS COM 13M 115K –
CONSOLIDATED EDISON INC COM 953K 11K –
CONSTELLATION BRANDS INC CL A 3M 11K –
CONSTELLATION ENERGY CORP COM 3M 16K –
COOPER COS INC COM 966K 11K –
CORNING INC COM 5M 141K –
CORTEVA INC COM 786K 15K –
COSTCO WHSL CORP NEW COM 41M 49K –
COUPANG INC CL A 234K 11K –
CSX CORP COM 492K 15K –
CVS HEALTH CORP COM 9M 149K –
D R HORTON INC COM 348K 2K –
DANAHER CORPORATION COM 4M 15K –
DARDEN RESTAURANTS INC COM 288K 2K –
DEERE & CO COM 2M 5K –
DIAGEO PLC SPON ADR NEW 360K 3K –
DIAMONDBACK ENERGY INC COM 267K 1K –
DIMENSIONAL ETF TRUST INTL CORE EQT MK 666K 22K –
DIMENSIONAL ETF TRUST US CORE EQUITY 2 5M 150K –
DIMENSIONAL ETF TRUST US TARGETED VLU 393K 8K –
DIMENSIONAL ETF TRUST WORLD EX US CORE 842K 33K –
DISCOVER FINL SVCS COM 2M 15K –
DISNEY WALT CO COM 22M 226K –
DOW INC COM 952K 18K –
DTE ENERGY CO COM 412K 4K –
DUKE ENERGY CORP NEW COM NEW 1M 12K –
DUOS TECHNOLOGIES GROUP INC COM 54K 19K –
DUPONT DE NEMOURS INC COM 631K 8K –
EATON CORP PLC SHS 2M 6K –
EBAY INC. COM 1M 20K –
ECOLAB INC COM 811K 3K –
EDWARDS LIFESCIENCES CORP COM 469K 5K –
ELECTRONIC ARTS INC COM 333K 2K –
ELEVANCE HEALTH INC COM 268K 493 –
ELI LILLY & CO COM 14M 16K –
EMERSON ELEC CO COM 1M 13K –
ENBRIDGE INC COM 6M 181K –
ENERGY VAULT HOLDINGS INC COM 76K 80K –
ENLINK MIDSTREAM LLC COM UNIT REP LTD 237K 17K –
ENTERPRISE PRODS PARTNERS L COM 13M 447K –
ENVESTNET INC COM 257K 4K –
EQUINIX INC COM 358K 473 –
EQUITABLE HLDGS INC COM 1M 35K –
EQUITY COMWLTH COM SH BEN INT 2M 88K –
EQUITY LIFESTYLE PPTYS INC COM 411K 6K –
EQUITY RESIDENTIAL SH BEN INT 383K 5K –
ESPERION THERAPEUTICS INC NE COM 44K 20K –
EURONAV NV SHS 181K 11K –
EVERSOURCE ENERGY COM 500K 9K –
EXELON CORP COM 2M 52K –
EXXON MOBIL CORP COM 10M 91K –
FEDEX CORP COM 41M 137K –
FERGUSON PLC NEW SHS 439K 2K –
FERRARI N V COM 471K 1K –
FIDELITY COVINGTON TRUST MSCI HLTH CARE I 270K 4K –
FIFTH THIRD BANCORP COM 24M 666K –
FINWARD BANCORP COM 262K 11K –
FIRST FINL BANKSHARES INC COM 566K 19K –
FIRST TR MORNINGSTAR DIVID L SHS 459K 12K –
FISERV INC COM 394K 3K –
FORD MTR CO DEL COM 742K 59K –
FORTIVE CORP COM 753K 10K –
FORTUNE BRANDS INNOVATIONS I COM 222K 3K –
FREEPORT-MCMORAN INC CL B 747K 15K –
GE AEROSPACE COM NEW 3M 16K –
GE HEALTHCARE TECHNOLOGIES I COMMON STOCK 228K 3K –
GE VERNOVA INC COM 528K 3K –
GENERAL DYNAMICS CORP COM 1M 4K –
GENERAL MLS INC COM 847K 13K –
GENERAL MTRS CO COM 258K 6K –
GENUINE PARTS CO COM 241K 2K –
GILEAD SCIENCES INC COM 479K 7K –
GLOBAL PMTS INC COM 11M 118K –
GLOBAL X FDS NASDAQ 100 COVER 2M 112K –
GLOBAL X FDS RBTCS ARTFL INTE 2M 80K –
GLOBAL X FDS RUSSELL 2000 3M 185K –
GLOBAL X FDS S&P 500 COVERED 383K 9K –
GLOBUS MED INC CL A 367K 5K –
GOLDMAN SACHS GROUP INC COM 984K 2K –
GRAINGER W W INC COM 2M 2K –
GRAYSCALE BITCOIN TR BTC SHS REP COM UT 506K 9K –
GSK PLC SPONSORED ADR 630K 16K –
HALEON PLC SPON ADS 105K 13K –
HALLIBURTON CO COM 255K 8K –
HALOZYME THERAPEUTICS INC COM 445K 9K –
HARTFORD FINL SVCS GROUP INC COM 455K 5K –
HCA HEALTHCARE INC COM 209K 650 –
HERSHEY CO COM 4M 20K –
HESS CORP COM 218K 1K –
HILTON WORLDWIDE HLDGS INC COM 11M 52K –
HOLOGIC INC COM 1M 14K –
HOME DEPOT INC COM 17M 49K –
HONEYWELL INTL INC COM 5M 21K –
HOWMET AEROSPACE INC COM 1M 16K –
HSBC HLDGS PLC SPON ADR NEW 352K 8K –
HUMANA INC COM 330K 883 –
ICICI BANK LIMITED ADR 336K 12K –
ICON PLC SHS 445K 1K –
ILLINOIS TOOL WKS INC COM 8M 36K –
IMMUCELL CORP COM PAR 59K 12K –
INDUSTRIAL LOGISTICS PPTYS T COM SHS BEN INT 50K 14K –
INNOVATIVE SOLUTIONS & SUPPO COM 360K 60K –
INSPIREMD INC COM 75K 30K –
INTEL CORP COM 4M 141K –
INTENSITY THERAPEUTICS INC COM 216K 44K –
INTERNATIONAL BUSINESS MACHS COM 4M 24K –
INTUIT COM 847K 1K –
INTUITIVE SURGICAL INC COM NEW 258K 579 –
INVESCO DB COMMDY INDX TRCK UNIT 1M 48K –
INVESCO DB MULTI-SECTOR COMM AGRICULTURE FD 1M 52K –
INVESCO EXCH TRADED FD TR II FTSE RAFI DEV 724K 15K –
INVESCO EXCH TRD SLF IDX FD BULSHS 2024 CB 608K 29K –
INVESCO EXCH TRD SLF IDX FD BULSHS 2025 CB 412K 20K –
INVESCO EXCH TRD SLF IDX FD BULSHS 2026 CB 219K 11K –
INVESCO EXCHANGE TRADED FD T LARGE CAP GROWTH 812K 9K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 672K 4K –
INVESCO EXCHANGE TRADED FD T WATER RES ETF 461K 7K –
INVESCO QQQ TR UNIT SER 1 12M 25K –
INVESTMENT MANAGERS SER TR I FPA GBL EQTY ETF 40M 1M –
ISHARES BITCOIN TR SHS 498K 15K –
ISHARES GOLD TR ISHARES NEW 9M 211K –
ISHARES INC CORE MSCI EMKT 13M 243K –
ISHARES INC MSCI AGRICULTURE 563K 16K –
ISHARES INC MSCI GBL ETF NEW 1M 30K –
ISHARES TR 1 3 YR TREAS BD 21M 253K –
ISHARES TR 7-10 YR TRSY BD 256K 3K –
ISHARES TR AGGRES ALLOC ETF 13M 169K –
ISHARES TR CORE MSCI EAFE 22M 299K –
ISHARES TR CORE MSCI TOTAL 3M 49K –
ISHARES TR CORE S&P MCP ETF 27M 466K –
ISHARES TR CORE S&P SCP ETF 141M 1M –
ISHARES TR CORE S&P TTL STK 117M 988K –
ISHARES TR CORE S&P500 ETF 126M 229K –
ISHARES TR CORE US AGGBD ET 1M 13K –
ISHARES TR EAFE SML CP ETF 656K 11K –
ISHARES TR EAFE VALUE ETF 725K 14K –
ISHARES TR GL CLEAN ENE ETF 364K 27K –
ISHARES TR GLB INFRASTR ETF 2M 34K –
ISHARES TR GLOBAL ENERG ETF 290K 7K –
ISHARES TR GLOBAL FINLS ETF 236K 3K –
ISHARES TR GRWT ALLOCAT ETF 34M 612K –
ISHARES TR IBONDS 24 TRM TS 14M 578K –
ISHARES TR IBONDS 25 TRM TS 9M 401K –
ISHARES TR IBONDS 26 TRM TS 7M 306K –
ISHARES TR IBONDS 27 ETF 3M 110K –
ISHARES TR IBONDS 27 TRM TS 645K 29K –
ISHARES TR IBONDS DEC2026 4M 171K –
ISHARES TR IBONDS DEC24 ETF 8M 300K –
ISHARES TR IBONDS DEC25 ETF 6M 248K –
ISHARES TR IBOXX HI YD ETF 1M 14K –
ISHARES TR IBOXX INV CP ETF 1M 14K –
ISHARES TR ISHARES BIOTECH 410K 3K –
ISHARES TR ISHARES SEMICDTR 2M 6K –
ISHARES TR ISHS 1-5YR INVS 1M 27K –
ISHARES TR MSCI ACWI ETF 2M 15K –
ISHARES TR MSCI CHINA ETF 282K 7K –
ISHARES TR MSCI EAFE ETF 28M 359K –
ISHARES TR MSCI EMG MKT ETF 16M 374K –
ISHARES TR MSCI KLD400 SOC 604K 6K –
ISHARES TR MSCI USA QLT FCT 375K 2K –
ISHARES TR NORTH AMERN NAT 310K 7K –
ISHARES TR PFD AND INCM SEC 7M 217K –
ISHARES TR RUS 1000 ETF 928K 3K –
ISHARES TR RUS 1000 GRW ETF 72M 196K –
ISHARES TR RUS 1000 VAL ETF 36M 208K –
ISHARES TR RUS 2000 GRW ETF 672K 3K –
ISHARES TR RUS MD CP GR ETF 9M 84K –
ISHARES TR RUS MDCP VAL ETF 438K 4K –
ISHARES TR RUS MID CAP ETF 38M 471K –
ISHARES TR RUSSELL 2000 ETF 19M 92K –
ISHARES TR S&P 100 ETF 691K 3K –
ISHARES TR S&P 500 GRWT ETF 15M 166K –
ISHARES TR S&P 500 VAL ETF 18M 99K –
ISHARES TR S&P MC 400VL ETF 25M 219K –
ISHARES TR SELECT DIVID ETF 751K 6K –
ISHARES TR SHRT NAT MUN ETF 10M 98K –
ISHARES TR U.S. BAS MTL ETF 755K 5K –
ISHARES TR U.S. TECH ETF 203K 1K –
ISHARES TR US HLTHCARE ETF 351K 6K –
JACOBS SOLUTIONS INC COM 26M 188K –
JANUS DETROIT STR TR HENDRSN SHRT ETF 284K 6K –
JOHNSON & JOHNSON COM 18M 126K –
JPMORGAN CHASE & CO. COM 66M 325K –
KENVUE INC COM 668K 37K –
KIMBERLY-CLARK CORP COM 336K 2K –
KINDER MORGAN INC DEL COM 6M 326K –
KKR & CO INC COM 4M 37K –
KLA CORP COM NEW 794K 963 –
KORU MEDICAL SYSTEMS INC COM 29K 11K –
KRAFT HEINZ CO COM 1M 39K –
KROGER CO COM 269K 5K –
L3HARRIS TECHNOLOGIES INC COM 565K 3K –
LAM RESEARCH CORP COM 206K 193 –
LAUDER ESTEE COS INC CL A 8M 79K –
LINDE PLC SHS 29M 65K –
LIQTECH INTL INC COM 32K 14K –
LITTELFUSE INC COM 256K 1K –
LLOYDS BANKING GROUP PLC SPONSORED ADR 3M 1M –
LOCKHEED MARTIN CORP COM 2M 5K –
LOWES COS INC COM 37M 168K –
MARATHON PETE CORP COM 2M 9K –
MARCUS CORP DEL COM 3M 226K –
MARRIOTT INTL INC NEW CL A 959K 4K –
MARTIN MARIETTA MATLS INC COM 308K 569 –
MASTERCARD INCORPORATED CL A 25M 57K –
MATTEL INC COM 190K 12K –
MCDONALDS CORP COM 15M 59K –
MCKESSON CORP COM 4M 7K –
MEDTRONIC PLC SHS 11M 139K –
MERCADOLIBRE INC COM 227K 138 –
MERCK & CO INC COM 9M 72K –
META PLATFORMS INC CL A 20M 39K –
METLIFE INC COM 312K 4K –
MFS HIGH YIELD MUN TR SH BEN INT 37K 11K –
MICRON TECHNOLOGY INC COM 756K 6K –
MICROSOFT CORP COM 132M 294K –
MICROSTRATEGY INC CL A NEW 275K 200 –
MONDAY COM LTD SHS 220K 914 –
MONDELEZ INTL INC CL A 1M 22K –
MOODYS CORP COM 403K 945 –
MORGAN STANLEY COM NEW 811K 8K –
MOTOROLA SOLUTIONS INC COM NEW 2M 4K –
NATERA INC COM 3M 24K –
NEPHROS INC COM 29K 14K –
NETFLIX INC COM 5M 7K –
NEWELL BRANDS INC COM 229K 36K –
NEWMONT CORP COM 307K 7K –
NEXTERA ENERGY INC COM 1M 18K –
NICE LTD SPONSORED ADR 2M 10K –
NIKE INC CL B 2M 29K –
NORFOLK SOUTHN CORP COM 636K 3K –
NORTHERN TR CORP COM 3M 36K –
NORTHROP GRUMMAN CORP COM 749K 2K –
NOVARTIS AG SPONSORED ADR 474K 4K –
NOVO-NORDISK A S ADR 2M 11K –
NU HLDGS LTD ORD SHS CL A 275K 21K –
NUCOR CORP COM 1M 7K –
NUTRIEN LTD COM 257K 5K –
NUVEEN AMT FREE QLTY MUN INC COM 4M 386K –
NUVEEN CA QUALTY MUN INCOME COM 123K 11K –
NUVEEN MUN VALUE FD INC COM 2M 199K –
NUVEEN QUALITY MUNCP INCOME COM 2M 196K –
NVIDIA CORPORATION COM 13M 104K –
OCCIDENTAL PETE CORP COM 222K 4K –
OLD REP INTL CORP COM 514K 17K –
ONEOK INC NEW COM 4M 53K –
OPENDOOR TECHNOLOGIES INC COM 122K 66K –
ORACLE CORP COM 16M 113K –
OREILLY AUTOMOTIVE INC COM 316K 299 –
OTIS WORLDWIDE CORP COM 591K 6K –
P3 HEALTH PARTNERS INC COM CL A 7K 15K –
PACCAR INC COM 270K 3K –
PALANTIR TECHNOLOGIES INC CL A 242K 10K –
PALO ALTO NETWORKS INC COM 239K 704 –
PAYPAL HLDGS INC COM 1M 17K –
PEPSICO INC COM 36M 215K –
PFIZER INC COM 11M 391K –
PHILIP MORRIS INTL INC COM 5M 52K –
PHILLIPS 66 COM 2M 16K –
PINNACLE WEST CAP CORP COM 1M 14K –
PORTILLOS INC COM CL A 322K 33K –
PRECISION OPTICS CORP INC MA COM NEW 138K 23K –
PROCTER AND GAMBLE CO COM 11M 64K –
PROGRESSIVE CORP COM 2M 11K –
PROLOGIS INC. COM 457K 4K –
PROSHARES TR PSHS ULTRA QQQ 5M 53K –
PROSPECT CAP CORP NOTE 6.375% 3/0 20K 20K –
PRUDENTIAL FINL INC COM 621K 5K –
PUBLIC SVC ENTERPRISE GRP IN COM 399K 5K –
QUALCOMM INC COM 2M 10K –
QUANTA SVCS INC COM 391K 2K –
REGENERON PHARMACEUTICALS COM 3M 3K –
RIO TINTO PLC SPONSORED ADR 602K 9K –
RITHM CAPITAL CORP COM NEW 109K 10K –
RTX CORPORATION COM 30M 298K –
RUSH STREET INTERACTIVE INC COM 230K 24K –
S&P GLOBAL INC COM 547K 1K –
SALESFORCE INC COM 24M 92K –
SAP SE SPON ADR 242K 1K –
SCHLUMBERGER LTD COM STK 559K 12K –
SCHWAB CHARLES CORP COM 10M 138K –
SCHWAB STRATEGIC TR INTL EQTY ETF 358K 9K –
SCHWAB STRATEGIC TR US DIVIDEND EQ 10M 132K –
SELECT SECTOR SPDR TR ENERGY 2M 25K –
SELECT SECTOR SPDR TR FINANCIAL 1M 31K –
SELECT SECTOR SPDR TR SBI CONS STPLS 268K 4K –
SELECT SECTOR SPDR TR SBI HEALTHCARE 657K 5K –
SELECT SECTOR SPDR TR SBI INT-UTILS 673K 10K –
SELECT SECTOR SPDR TR TECHNOLOGY 10M 43K –
SEMPRA COM 633K 8K –
SERVICENOW INC COM 289K 367 –
SHELL PLC SPON ADS 2M 23K –
SHERWIN WILLIAMS CO COM 626K 2K –
SILVERCREST METALS INC COM 130K 16K –
SIMON PPTY GROUP INC NEW COM 325K 2K –
SMITH A O CORP COM 307K 4K –
SOHO HOUSE & CO INC COM CL A 385K 72K –
SOURCE CAP INC COM 3M 76K –
SOUTHERN CALIF BANCORP COM 144K 11K –
SOUTHERN CO COM 974K 13K –
SOUTHERN COPPER CORP COM 1M 10K –
SPDR GOLD TR GOLD SHS 49M 230K –
SPDR S&P 500 ETF TR TR UNIT 77M 141K –
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 13M 25K –
SPDR SER TR NUVEEN BLMBRG SH 732K 16K –
SPDR SER TR PRTFLO S&P500 HI 3M 62K –
SPDR SER TR S&P BIOTECH 935K 10K –
SPDR SER TR S&P DIVID ETF 13M 99K –
SPOTIFY TECHNOLOGY S A SHS 310K 987 –
SSGA ACTIVE ETF TR GLOBL ALLO ETF 25M 582K –
STANLEY BLACK & DECKER INC COM 496K 6K –
STARBUCKS CORP COM 12M 152K –
STATE STR CORP COM 292K 4K –
STELLANTIS N.V SHS 2M 101K –
STERIS PLC SHS USD 235K 1K –
STREAMLINE HEALTH SOLUTIONS COM 50K 108K –
STRYKER CORPORATION COM 6M 18K –
SYNOPSYS INC COM 203K 341 –
SYSCO CORP COM 680K 10K –
T ROWE PRICE ETF INC CAP APPRECIATION 16M 524K –
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 2M 14K –
TARGET CORP COM 464K 3K –
TC ENERGY CORP COM 333K 9K –
TE CONNECTIVITY LTD SHS 24M 159K –
TESLA INC COM 2M 11K –
TEXAS INSTRS INC COM 2M 8K –
TEXAS PACIFIC LAND CORPORATI COM 210K 286 –
THE CIGNA GROUP COM 780K 2K –
THE TRADE DESK INC COM CL A 3M 34K –
THERMO FISHER SCIENTIFIC INC COM 50M 91K –
THOMSON REUTERS CORP. COM 369K 2K –
THREDUP INC CL A 18K 11K –
TJX COS INC NEW COM 3M 29K –
T-MOBILE US INC COM 359K 2K –
TRANE TECHNOLOGIES PLC SHS 3M 9K –
TRANSDIGM GROUP INC COM 994K 778 –
TRAVELERS COMPANIES INC COM 268K 1K –
TYLER TECHNOLOGIES INC COM 3M 6K –
UBER TECHNOLOGIES INC COM 3M 45K –
UBS GROUP AG SHS 311K 11K –
UMH PPTYS INC COM 197K 12K –
UNILEVER PLC SPON ADR NEW 392K 7K –
UNION PAC CORP COM 30M 132K –
UNITED PARCEL SERVICE INC CL B 2M 12K –
UNITEDHEALTH GROUP INC COM 24M 47K –
UNITY SOFTWARE INC COM 163K 10K –
US BANCORP DEL COM NEW 1M 26K –
VALERO ENERGY CORP COM 275K 2K –
VANECK ETF TRUST GOLD MINERS ETF 2M 69K –
VANECK ETF TRUST MORNINGSTAR SMID 8M 257K –
VANECK ETF TRUST MRNGSTR WDE MOAT 221M 3M –
VANECK ETF TRUST SHRT HGH YLD MUN 233K 10K –
VANGUARD ADMIRAL FDS INC 500 GRTH IDX F 3M 10K –
VANGUARD ADMIRAL FDS INC 500 VAL IDX FD 13M 76K –
VANGUARD BD INDEX FDS INTERMED TERM 252K 3K –
VANGUARD BD INDEX FDS SHORT TRM BOND 742K 10K –
VANGUARD BD INDEX FDS TOTAL BND MRKT 3M 41K –
VANGUARD BD INDEX FDS VANGUARD ULTRA 14M 280K –
VANGUARD INDEX FDS EXTEND MKT ETF 367K 2K –
VANGUARD INDEX FDS GROWTH ETF 27M 72K –
VANGUARD INDEX FDS LARGE CAP ETF 309K 1K –
VANGUARD INDEX FDS MCAP GR IDXVIP 510K 2K –
VANGUARD INDEX FDS MCAP VL IDXVIP 18M 117K –
VANGUARD INDEX FDS MID CAP ETF 20M 82K –
VANGUARD INDEX FDS REAL ESTATE ETF 1M 17K –
VANGUARD INDEX FDS S&P 500 ETF SHS 100M 199K –
VANGUARD INDEX FDS SM CP VAL ETF 2M 9K –
VANGUARD INDEX FDS SMALL CP ETF 4M 17K –
VANGUARD INDEX FDS TOTAL STK MKT 20M 75K –
VANGUARD INDEX FDS VALUE ETF 30M 186K –
VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 783K 13K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 9M 214K –
VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 20M 177K –
VANGUARD MALVERN FDS STRM INFPROIDX 461K 10K –
VANGUARD MUN BD FDS TAX EXEMPT BD 879K 18K –
VANGUARD SCOTTSDALE FDS INT-TERM CORP 451K 6K –
VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 330K 6K –
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 24M 314K –
VANGUARD SCOTTSDALE FDS VNG RUS1000GRW 16M 170K –
VANGUARD SCOTTSDALE FDS VNG RUS1000VAL 1M 17K –
VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 279K 3K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 30M 166K –
VANGUARD STAR FDS VG TL INTL STK F 41M 681K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 30M 606K –
VANGUARD WHITEHALL FDS HIGH DIV YLD 65M 545K –
VANGUARD WORLD FD ESG US STK ETF 870K 9K –
VANGUARD WORLD FD INF TECH ETF 1M 2K –
VANGUARD WORLD FD MEGA CAP INDEX 19M 98K –
VAXART INC COM NEW 13K 20K –
VERALTO CORP COM SHS 572K 6K –
VERIZON COMMUNICATIONS INC COM 5M 125K –
VERTEX PHARMACEUTICALS INC COM 459K 980 –
VIATRIS INC COM 314K 30K –
VICI PPTYS INC COM 346K 12K –
VISA INC COM CL A 5M 19K –
VULCAN MATLS CO COM 477K 2K –
WALGREENS BOOTS ALLIANCE INC COM 550K 45K –
WALLBOX NV SHS CL A 13K 10K –
WALMART INC COM 16M 240K –
WARNER BROS DISCOVERY INC COM SER A 116K 16K –
WASTE CONNECTIONS INC COM 322K 2K –
WASTE MGMT INC DEL COM 994K 5K –
WEATHERFORD INTL PLC ORD SHS 2M 14K –
WEC ENERGY GROUP INC COM 2M 24K –
WELLS FARGO CO NEW COM 970K 16K –
WELLTOWER INC COM 447K 4K –
WILLIAMS COS INC COM 481K 11K –
WILLIS TOWERS WATSON PLC LTD SHS 1M 4K –
WISDOMTREE TR FLOATNG RAT TREA 366K 7K –
WISDOMTREE TR INTL MIDCAP DV 6M 101K –
WISDOMTREE TR US LARGECAP DIVD 869K 12K –
WORKDAY INC CL A 324K 1K –
WP CAREY INC COM 521K 9K –
XCEL ENERGY INC COM 227K 4K –
XYLEM INC COM 2M 16K –
YUM BRANDS INC COM 1M 10K –
YUM CHINA HLDGS INC COM 357K 12K –
ZEBRA TECHNOLOGIES CORPORATI CL A 467K 2K –
ZIMMER BIOMET HOLDINGS INC COM 292K 3K –
ZOETIS INC CL A 7M 40K –