ROMANO WEALTH MANAGEMENT
ROMANO BROTHERS AND COMPANY Legal Name
Adviser information for ROMANO WEALTH MANAGEMENT last updated from Form ADV on January 24th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Illinois, United States |
Employees
| Total Number of Employees | 15 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 11 |
| Registered State Investment Advisers | 10 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,978 | $1.2B |
| Non-Discretionary | 0 | $0 |
| Total | 1,978 | $1.2B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 466 | $172.0M |
| HNW Individuals | 444 | $979.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 16 | $19.1M |
| Charitable organizations | 17 | $44.2M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $21.2M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMFixed fees |
| Other Business Activities | Broker-dealer |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 1.2B |
| Portfolio Manager | 1.2B |
| Both for Same | 1.2B |
| Portfolio Manager to Program | Sponsor |
|---|---|
| ROMANO BROTHERS & CO. | ROMANO BROTHERS & CO. |
Principal Office
1560 SHERMAN AVENUESTE 1300
EVANSTON
IL
United States
Monday - Friday, 8:30 AM TO 5:00 PM
Tel: 847-866-7700, Fax: 847-866-7054
Chief Compliance Officer
ERIC BEDERMAN
CCO
1560 SHERMAN AVE.
SUITE 1300
EVANSTON
IL
United States
Tel:
847-866-7730
Fax:
847-866-7054
E********@***************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BEDERMAN, ERIC ARTHUR | Individual | – | CFO/CCO | 08/2016 | < 5% |
| ROMANO, RICHARD CONSTANTINO | Individual | – | CHAIRMAN | 10/2002 | 25-50% |
| ROMANO, JOSEPH RICHARDVIKTORY | Individual | – | PRESIDENT | 09/2002 | 50-75% |
| GEISSER, DOUGLAS NORMAN | Individual | – | VICE PRESIDENT | 04/1990 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 17th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ALLEGION PLC | ORD SHS | 203K | 2K | – |
| AMDOCS LTD | SHS | 213K | 3K | – |
| AON PLC | SHS CL A | 2M | 6K | – |
| ACCENTURE PLC IRELAND | SHS CLASS A | 2M | 8K | – |
| EATON CORP PLC | SHS | 5M | 16K | – |
| ICON PLC | SHS | 5M | 17K | – |
| LINDE PLC | SHS | 785K | 2K | – |
| MEDTRONIC PLC | SHS | 3M | 41K | – |
| SEAGATE TECHNOLOGY HLDNGS PL | ORD SHS | 2M | 21K | – |
| TRANE TECHNOLOGIES PLC | SHS | 2M | 6K | – |
| CHUBB LIMITED | COM | 4M | 15K | – |
| CHECK POINT SOFTWARE TECH LT | ORD | 7M | 41K | – |
| ASML HOLDING N V | N Y REGISTRY SHS | 451K | 441 | – |
| AT&T INC | COM | 3M | 177K | – |
| ABBOTT LABS | COM | 7M | 70K | – |
| ABBVIE INC | COM | 22M | 130K | – |
| ADOBE INC | COM | 694K | 1K | – |
| ADVANCE AUTO PARTS INC | COM | 479K | 8K | – |
| ADVANCED MICRO DEVICES INC | COM | 2M | 12K | – |
| AIR PRODS & CHEMS INC | COM | 4M | 17K | – |
| ALBEMARLE CORP | COM | 3M | 32K | – |
| ALLSTATE CORP | COM | 867K | 5K | – |
| ALPHABET INC | CAP STK CL C | 9M | 47K | – |
| ALPHABET INC | CAP STK CL A | 6M | 34K | – |
| ALTRIA GROUP INC | COM | 525K | 12K | – |
| AMAZON COM INC | COM | 8M | 42K | – |
| AMERICAN ELEC PWR CO INC | COM | 4M | 42K | – |
| AMERICAN TOWER CORP NEW | COM | 225K | 1K | – |
| AMERICAN WTR WKS CO INC NEW | COM | 300K | 2K | – |
| AMGEN INC | COM | 7M | 21K | – |
| ELEVANCE HEALTH INC | COM | 1M | 2K | – |
| APPLE INC | COM | 23M | 111K | – |
| APPLIED INDL TECHNOLOGIES IN | COM | 5M | 28K | – |
| APPLIED MATLS INC | COM | 3M | 12K | – |
| ARCHER DANIELS MIDLAND CO | COM | 429K | 7K | – |
| ARES CAPITAL CORP | COM | 6M | 302K | – |
| ARTISAN PARTNERS ASSET MGMT | CL A | 3M | 68K | – |
| ASSOCIATED BANC CORP | COM | 254K | 12K | – |
| AUTOMATIC DATA PROCESSING IN | COM | 689K | 3K | – |
| AUTOZONE INC | COM | 2M | 718 | – |
| AVANGRID INC | COM | 244K | 7K | – |
| BM TECHNOLOGIES INC | CL A COM | 26K | 12K | – |
| BANK AMERICA CORP | COM | 391K | 10K | – |
| BANK AMERICA CORP | 7.25%CNV PFD L | 203K | 170 | – |
| BANK MONTREAL QUE | COM | 4M | 53K | – |
| BAXTER INTL INC | COM | 1M | 31K | – |
| BECTON DICKINSON & CO | COM | 444K | 2K | – |
| BERKLEY W R CORP | COM | 352K | 4K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 2M | 5K | – |
| BLACKROCK INC | COM | 2M | 2K | – |
| BLACKROCK TCP CAPITAL CORP | COM | 163K | 15K | – |
| BLACKSTONE INC | COM | 423K | 3K | – |
| BOEING CO | COM | 2M | 10K | – |
| BRISTOL-MYERS SQUIBB CO | COM | 3M | 82K | – |
| BROADCOM INC | COM | 16M | 10K | – |
| CDW CORP | COM | 511K | 2K | – |
| THE CIGNA GROUP | COM | 2M | 6K | – |
| CSX CORP | COM | 215K | 6K | – |
| CVS HEALTH CORP | COM | 6M | 99K | – |
| CACI INTL INC | CL A | 20M | 47K | – |
| CAPITAL ONE FINL CORP | COM | 260K | 2K | – |
| CARDINAL HEALTH INC | COM | 1M | 14K | – |
| CARLISLE COS INC | COM | 2M | 6K | – |
| CARRIER GLOBAL CORPORATION | COM | 1M | 18K | – |
| CATERPILLAR INC | COM | 6M | 18K | – |
| CENTENE CORP DEL | COM | 4M | 62K | – |
| CHESAPEAKE ENERGY CORP | COM | 2M | 25K | – |
| CHEVRON CORP NEW | COM | 2M | 13K | – |
| CISCO SYS INC | COM | 7M | 152K | – |
| CINTAS CORP | COM | 763K | 1K | – |
| CITIGROUP INC | COM NEW | 3M | 41K | – |
| CITIZENS FINL GROUP INC | COM | 690K | 19K | – |
| CLOROX CO DEL | COM | 2M | 15K | – |
| COCA COLA CO | COM | 1M | 17K | – |
| COGNIZANT TECHNOLOGY SOLUTIO | CL A | 2M | 36K | – |
| COMCAST CORP NEW | CL A | 354K | 9K | – |
| CONAGRA BRANDS INC | COM | 1M | 48K | – |
| CONOCOPHILLIPS | COM | 1M | 9K | – |
| CONSTELLATION ENERGY CORP | COM | 581K | 3K | – |
| CORNING INC | COM | 2M | 43K | – |
| CORTEVA INC | COM | 250K | 5K | – |
| COSTCO WHSL CORP NEW | COM | 5M | 6K | – |
| CUMMINS INC | COM | 3M | 10K | – |
| DTE ENERGY CO | COM | 293K | 3K | – |
| DANAHER CORPORATION | COM | 538K | 2K | – |
| DARDEN RESTAURANTS INC | COM | 284K | 2K | – |
| DAVITA INC | COM | 2M | 15K | – |
| DEERE & CO | COM | 3M | 9K | – |
| DIGITAL RLTY TR INC | COM | 6M | 42K | – |
| DISNEY WALT CO | COM | 865K | 9K | – |
| DISCOVER FINL SVCS | COM | 307K | 2K | – |
| DOLLAR GEN CORP NEW | COM | 279K | 2K | – |
| DONALDSON INC | COM | 1M | 20K | – |
| DOVER CORP | COM | 367K | 2K | – |
| DOW INC | COM | 3M | 51K | – |
| DUKE ENERGY CORP NEW | COM NEW | 8M | 79K | – |
| DUPONT DE NEMOURS INC | COM | 277K | 3K | – |
| EOG RES INC | COM | 2M | 13K | – |
| EASTMAN CHEM CO | COM | 4M | 36K | – |
| EDWARDS LIFESCIENCES CORP | COM | 575K | 6K | – |
| EMERSON ELEC CO | COM | 1M | 12K | – |
| ENBRIDGE INC | COM | 3M | 87K | – |
| ENERGY TRANSFER L P | COM UT LTD PTN | 527K | 32K | – |
| ENPRO INC | COM | 218K | 2K | – |
| ENTERGY CORP NEW | COM | 1M | 11K | – |
| ENTERPRISE PRODS PARTNERS L | COM | 580K | 20K | – |
| EQUITABLE HLDGS INC | COM | 334K | 8K | – |
| EXELON CORP | COM | 308K | 9K | – |
| EXXON MOBIL CORP | COM | 2M | 21K | – |
| F N B CORP | COM | 221K | 16K | – |
| META PLATFORMS INC | CL A | 2M | 3K | – |
| FASTENAL CO | COM | 1M | 16K | – |
| FEDEX CORP | COM | 10M | 35K | – |
| FIFTH THIRD BANCORP | COM | 1M | 28K | – |
| FISERV INC | COM | 11M | 71K | – |
| GALLAGHER ARTHUR J & CO | COM | 4M | 16K | – |
| GENERAC HLDGS INC | COM | 2M | 14K | – |
| GENERAL DYNAMICS CORP | COM | 301K | 1K | – |
| GENERAL MLS INC | COM | 571K | 9K | – |
| GENUINE PARTS CO | COM | 1M | 10K | – |
| GILEAD SCIENCES INC | COM | 1M | 18K | – |
| GLOBAL PMTS INC | COM | 4M | 39K | – |
| GOLDMAN SACHS GROUP INC | COM | 441K | 975 | – |
| GOLUB CAP BDC INC | COM | 218K | 14K | – |
| GRAINGER W W INC | COM | 451K | 500 | – |
| HP INC | COM | 209K | 6K | – |
| HEALTHPEAK PROPERTIES INC | COM | 1M | 62K | – |
| HOME DEPOT INC | COM | 3M | 8K | – |
| HONEYWELL INTL INC | COM | 5M | 26K | – |
| HOWMET AEROSPACE INC | COM | 202K | 3K | – |
| ITT INC | COM | 1M | 9K | – |
| ILLINOIS TOOL WKS INC | COM | 5M | 21K | – |
| INGERSOLL RAND INC | COM | 515K | 6K | – |
| INSIGHT ENTERPRISES INC | COM | 645K | 3K | – |
| INTEGRA LIFESCIENCES HLDGS C | COM NEW | 338K | 12K | – |
| INTEL CORP | COM | 2M | 68K | – |
| INTERNATIONAL BUSINESS MACHS | COM | 6M | 35K | – |
| INTERNATIONAL PAPER CO | COM | 3M | 69K | – |
| INVESCO QQQ TR | UNIT SER 1 | 1M | 2K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 757K | 5K | – |
| INVESCO EXCH TRADED FD TR II | S&P500 LOW VOL | 380K | 6K | – |
| ISHARES TR | S&P 100 ETF | 338K | 1K | – |
| ISHARES TR | CORE S&P TTL STK | 15M | 124K | – |
| ISHARES TR | SELECT DIVID ETF | 1M | 10K | – |
| ISHARES TR | CORE S&P500 ETF | 3M | 6K | – |
| ISHARES TR | CORE US AGGBD ET | 392K | 4K | – |
| ISHARES TR | GLOBAL TECH ETF | 320K | 4K | – |
| ISHARES TR | S&P 500 VAL ETF | 245K | 1K | – |
| ISHARES TR | MSCI EAFE ETF | 656K | 8K | – |
| ISHARES TR | RUS MDCP VAL ETF | 696K | 6K | – |
| ISHARES TR | RUS MID CAP ETF | 257K | 3K | – |
| ISHARES TR | CORE S&P MCP ETF | 594K | 10K | – |
| ISHARES TR | RUS 1000 GRW ETF | 409K | 1K | – |
| ISHARES TR | RUS 2000 VAL ETF | 214K | 1K | – |
| ISHARES TR | RUSSELL 2000 ETF | 284K | 1K | – |
| ISHARES TR | S&P MC 400VL ETF | 274K | 2K | – |
| ISHARES TR | CORE S&P SCP ETF | 4M | 41K | – |
| ISHARES TR | NATIONAL MUN ETF | 1M | 10K | – |
| ISHARES TR | MSCI KLD400 SOC | 841K | 8K | – |
| ISHARES TR | SHORT TREAS BD | 448K | 4K | – |
| ISHARES TR | PFD AND INCM SEC | 1M | 32K | – |
| ISHARES TR | CORE HIGH DV ETF | 870K | 8K | – |
| ISHARES TR | CORE MSCI TOTAL | 291K | 4K | – |
| ISHARES TR | CORE MSCI EAFE | 909K | 13K | – |
| ISHARES TR | CORE DIV GRWTH | 249K | 4K | – |
| JPMORGAN CHASE & CO. | COM | 6M | 29K | – |
| JOHNSON & JOHNSON | COM | 5M | 36K | – |
| KELLANOVA | COM | 253K | 4K | – |
| KIMBERLY-CLARK CORP | COM | 2M | 13K | – |
| KROGER CO | COM | 981K | 20K | – |
| L3HARRIS TECHNOLOGIES INC | COM | 4M | 16K | – |
| LABCORP HOLDINGS INC | COM SHS | 3M | 14K | – |
| LAMB WESTON HLDGS INC | COM | 1M | 15K | – |
| ELI LILLY & CO | COM | 5M | 5K | – |
| LITTELFUSE INC | COM | 341K | 1K | – |
| LOCKHEED MARTIN CORP | COM | 261K | 558 | – |
| LOOP MEDIA INC | COM NEW | 1K | 13K | – |
| LOWES COS INC | COM | 1M | 5K | – |
| MKS INSTRS INC | COM | 269K | 2K | – |
| MAGNA INTL INC | COM | 235K | 6K | – |
| MARATHON PETE CORP | COM | 2M | 11K | – |
| MCDONALDS CORP | COM | 3M | 11K | – |
| MERCK & CO INC | COM | 4M | 29K | – |
| METLIFE INC | COM | 4M | 53K | – |
| MICROSOFT CORP | COM | 18M | 41K | – |
| MICRON TECHNOLOGY INC | COM | 304K | 2K | – |
| MONDELEZ INTL INC | CL A | 481K | 7K | – |
| NATIONAL GRID PLC | SPONSORED ADR NE | 815K | 14K | – |
| NNN REIT INC | COM | 328K | 8K | – |
| NETFLIX INC | COM | 1M | 2K | – |
| NEXTERA ENERGY INC | COM | 3M | 40K | – |
| NIKE INC | CL B | 614K | 8K | – |
| NORFOLK SOUTHN CORP | COM | 2M | 8K | – |
| NORTHERN TR CORP | COM | 458K | 5K | – |
| NOVARTIS AG | SPONSORED ADR | 784K | 7K | – |
| NOVO-NORDISK A S | ADR | 803K | 6K | – |
| NVIDIA CORPORATION | COM | 8M | 61K | – |
| OMEGA HEALTHCARE INVS INC | COM | 6M | 165K | – |
| ORACLE CORP | COM | 7M | 51K | – |
| OTIS WORLDWIDE CORP | COM | 711K | 7K | – |
| PRA GROUP INC | COM | 211K | 11K | – |
| PACER FDS TR | US CASH COWS 100 | 677K | 12K | – |
| PACKAGING CORP AMER | COM | 888K | 5K | – |
| PALO ALTO NETWORKS INC | COM | 1M | 3K | – |
| PARKER-HANNIFIN CORP | COM | 448K | 886 | – |
| PAYCHEX INC | COM | 378K | 3K | – |
| PAYPAL HLDGS INC | COM | 3M | 60K | – |
| PEPSICO INC | COM | 3M | 20K | – |
| PETIQ INC | COM CL A | 393K | 18K | – |
| PFIZER INC | COM | 3M | 91K | – |
| PHILIP MORRIS INTL INC | COM | 811K | 8K | – |
| PIMCO ETF TR | ACTIVE BD ETF | 661K | 7K | – |
| PINNACLE WEST CAP CORP | COM | 2M | 27K | – |
| PRINCIPAL FINANCIAL GROUP IN | COM | 509K | 6K | – |
| PROCTER AND GAMBLE CO | COM | 4M | 26K | – |
| PROLOGIS INC. | COM | 368K | 3K | – |
| PRUDENTIAL FINL INC | COM | 372K | 3K | – |
| PUBLIC STORAGE OPER CO | COM | 1M | 3K | – |
| QUALCOMM INC | COM | 7M | 37K | – |
| RTX CORPORATION | COM | 6M | 62K | – |
| REALTY INCOME CORP | COM | 520K | 10K | – |
| SHELL PLC | SPON ADS | 562K | 8K | – |
| S&P GLOBAL INC | COM | 285K | 638 | – |
| SPDR S&P 500 ETF TR | TR UNIT | 17M | 32K | – |
| SPDR GOLD TR | GOLD SHS | 878K | 4K | – |
| SPDR SER TR | S&P DIVID ETF | 291K | 2K | – |
| SPDR SER TR | PORTFOLIO S&P500 | 256K | 4K | – |
| SSGA ACTIVE ETF TR | BLACKSTONE SENR | 3M | 75K | – |
| SPDR DOW JONES INDL AVERAGE | UT SER 1 | 807K | 2K | – |
| SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 3M | 6K | – |
| SALESFORCE INC | COM | 1M | 4K | – |
| SCHWAB CHARLES CORP | COM | 296K | 4K | – |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 286K | 2K | – |
| SELECT SECTOR SPDR TR | SBI CONS STPLS | 461K | 6K | – |
| SELECT SECTOR SPDR TR | FINANCIAL | 327K | 8K | – |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 406K | 2K | – |
| SELECT SECTOR SPDR TR | SBI INT-UTILS | 263K | 4K | – |
| SELECT MED HLDGS CORP | COM | 3M | 73K | – |
| SERVICENOW INC | COM | 1M | 2K | – |
| SIXTH STREET SPECIALTY LENDI | COM | 378K | 18K | – |
| SKYWORKS SOLUTIONS INC | COM | 559K | 5K | – |
| SMUCKER J M CO | COM NEW | 315K | 3K | – |
| SOUTHERN CO | COM | 2M | 19K | – |
| STANLEY BLACK & DECKER INC | COM | 2M | 25K | – |
| STARBUCKS CORP | COM | 3M | 33K | – |
| STEPAN CO | COM | 2M | 28K | – |
| STRYKER CORPORATION | COM | 419K | 1K | – |
| SYSCO CORP | COM | 584K | 8K | – |
| TJX COS INC NEW | COM | 2M | 15K | – |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 687K | 4K | – |
| TARGET CORP | COM | 3M | 20K | – |
| TELLURIAN INC NEW | COM | 7K | 10K | – |
| TESLA INC | COM | 441K | 2K | – |
| TEXAS INSTRS INC | COM | 4M | 18K | – |
| THERMO FISHER SCIENTIFIC INC | COM | 510K | 922 | – |
| 3M CO | COM | 3M | 25K | – |
| TOAST INC | CL A | 940K | 36K | – |
| TRACTOR SUPPLY CO | COM | 220K | 814 | – |
| TRAVELERS COMPANIES INC | COM | 3M | 14K | – |
| TRUIST FINL CORP | COM | 230K | 6K | – |
| US BANCORP DEL | COM NEW | 365K | 9K | – |
| UBER TECHNOLOGIES INC | COM | 230K | 3K | – |
| ULTA BEAUTY INC | COM | 3M | 7K | – |
| UNION PAC CORP | COM | 1M | 5K | – |
| UNITED PARCEL SERVICE INC | CL B | 8M | 56K | – |
| UNITED RENTALS INC | COM | 727K | 1K | – |
| UNITEDHEALTH GROUP INC | COM | 2M | 4K | – |
| VALERO ENERGY CORP | COM | 744K | 5K | – |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 15M | 81K | – |
| VANGUARD ADMIRAL FDS INC | SMLLCP 600 IDX | 1M | 14K | – |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 617K | 12K | – |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 10M | 81K | – |
| VANGUARD WORLD FD | CONSUM DIS ETF | 618K | 2K | – |
| VANGUARD WORLD FD | CONSUM STP ETF | 396K | 2K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 547K | 13K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE EUROPE ETF | 518K | 8K | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 20M | 41K | – |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 215K | 3K | – |
| VANGUARD INDEX FDS | SM CP VAL ETF | 269K | 1K | – |
| VANGUARD INDEX FDS | MID CAP ETF | 1M | 6K | – |
| VANGUARD INDEX FDS | GROWTH ETF | 12M | 33K | – |
| VANGUARD INDEX FDS | VALUE ETF | 256K | 2K | – |
| VANGUARD INDEX FDS | SMALL CP ETF | 1M | 6K | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 7M | 25K | – |
| VERIZON COMMUNICATIONS INC | COM | 5M | 124K | – |
| VISA INC | COM CL A | 2M | 8K | – |
| WP CAREY INC | COM | 3M | 50K | – |
| WEC ENERGY GROUP INC | COM | 742K | 9K | – |
| WALMART INC | COM | 1M | 17K | – |
| WALGREENS BOOTS ALLIANCE INC | COM | 312K | 26K | – |
| WASTE MGMT INC DEL | COM | 5M | 21K | – |
| WELLS FARGO CO NEW | COM | 253K | 4K | – |
| WELLTOWER INC | COM | 3M | 26K | – |
| WESTERN DIGITAL CORP. | COM | 2M | 21K | – |
| WILLIAMS SONOMA INC | COM | 5M | 17K | – |
| WISDOMTREE TR | EMER MKT HIGH FD | 647K | 15K | – |
| XCEL ENERGY INC | COM | 388K | 7K | – |
| XYLEM INC | COM | 600K | 4K | – |
| ZIMMER BIOMET HOLDINGS INC | COM | 1M | 9K | – |
| ZOETIS INC | CL A | 575K | 3K | – |