TARBOX FAMILY OFFICE, INC.
Adviser information for TARBOX FAMILY OFFICE, INC. last updated from Form ADV on March 13th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Corporation |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | California, United States |
Employees
Total Number of Employees | 9 |
---|---|
Investment Advisory/Research | 6 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 6 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 815 | $873.6M |
Non-Discretionary | 0 | $0 |
Total | 815 | $873.6M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 220 | $798.2M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | <5 | $9.0M |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 13 | $66.4M |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 101-250 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)TAX PREPARATION AND/OR CONSULTING |
---|---|
Compensation | % of AUMHourly chargesFixed fees |
Principal Office
500 NEWPORT CENTER DRIVESTE 500
NEWPORT BEACH
CA
United States
Monday - Friday, 8 A.M. TO 5 P.M.
Tel: 949-721-2330, Fax: 949-721-0734
Chief Compliance Officer
MARY SIGLER
500 NEWPORT CENTER DRIVE
SUITE 500
NEWPORT BEACH
CA
United States
Tel:
(949) 721-2330
Fax:
(949) 721-0734
M***@*********M
(Full email address available in API data)
Regulatory Contact
LAURA TARBOX
PRESIDENT / CHIEF EXECUTIVE OFFICER
500 NEWPORT CENTER DRIVE
SUITE 500
NEWPORT BEACH
CA
United States
Tel:
(949) 721-2330
Fax:
(949) 721-0734
L****@*********M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
TARBOX, LAURA, ANN | Individual | – | PRESIDENT / CHIEF EXECUTIVE OFFICER | 06/1985 | 50-75% |
NOZZARELLA, MICHAEL, J | Individual | – | MANAGING DIRECTOR | 01/2006 | 10-25% |
SIGLER, MARY, ELIZABETH | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2016 | 5-10% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 16th, 2024 for period ending June 30th, 2024
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
3M CO | COM | 315K | 3K | – |
ABBOTT LABS | COM | 5M | 51K | – |
ABBVIE INC | COM | 7M | 44K | – |
ALPHABET INC | CAP STK CL A | 893K | 5K | – |
ALPHABET INC | CAP STK CL C | 560K | 3K | – |
ALTRIA GROUP INC | COM | 217K | 5K | – |
AMAZON COM INC | COM | 2M | 9K | – |
AMERICAN CENTY ETF TR | AVANTIS EMGMKT | 32M | 531K | – |
AMERICAN CENTY ETF TR | AVANTIS RESPONSI | 278K | 5K | – |
AMERICAN CENTY ETF TR | AVANTIS RESPONSI | 285K | 6K | – |
AMERICAN CENTY ETF TR | INTL EQT ETF | 18M | 291K | – |
AMERICAN CENTY ETF TR | US SML CP VALU | 19M | 207K | – |
APPLE INC | COM | 7M | 31K | – |
BANK AMERICA CORP | COM | 224K | 6K | – |
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 926K | 2K | – |
BOEING CO | COM | 915K | 5K | – |
BROADCOM INC | COM | 311K | 194 | – |
CATERPILLAR INC | COM | 689K | 2K | – |
CHURCHILL DOWNS INC | COM | 637K | 5K | – |
CISCO SYS INC | COM | 250K | 5K | – |
CITIGROUP INC | COM NEW | 281K | 4K | – |
COCA COLA CO | COM | 622K | 10K | – |
COSTCO WHSL CORP NEW | COM | 633K | 745 | – |
CROWN HLDGS INC | COM | 381K | 5K | – |
DEERE & CO | COM | 2M | 7K | – |
DIMENSIONAL ETF TRUST | INTERNATNAL VAL | 462K | 13K | – |
DIMENSIONAL ETF TRUST | US MKTWIDE VALUE | 2M | 42K | – |
DUPONT DE NEMOURS INC | COM | 319K | 4K | – |
ELI LILLY & CO | COM | 879K | 971 | – |
EMERSON ELEC CO | COM | 355K | 3K | – |
EXXON MOBIL CORP | COM | 821K | 7K | – |
GILEAD SCIENCES INC | COM | 227K | 3K | – |
HERSHEY CO | COM | 608K | 3K | – |
HOME DEPOT INC | COM | 247K | 719 | – |
INGREDION INC | COM | 303K | 3K | – |
INTERNATIONAL PAPER CO | COM | 441K | 10K | – |
ISHARES GOLD TR | ISHARES NEW | 659K | 15K | – |
ISHARES INC | CORE MSCI EMKT | 16M | 295K | – |
ISHARES INC | ESG AWR MSCI EM | 266K | 8K | – |
ISHARES TR | AGGRES ALLOC ETF | 450K | 6K | – |
ISHARES TR | CORE INTL AGGR | 441K | 9K | – |
ISHARES TR | CORE MSCI EAFE | 28M | 390K | – |
ISHARES TR | CORE MSCI TOTAL | 311K | 5K | – |
ISHARES TR | CORE S&P MCP ETF | 66M | 1M | – |
ISHARES TR | CORE S&P SCP ETF | 11M | 100K | – |
ISHARES TR | CORE S&P TTL STK | 2M | 13K | – |
ISHARES TR | CORE S&P500 ETF | 208M | 380K | – |
ISHARES TR | CORE TOTAL USD | 1M | 30K | – |
ISHARES TR | ESG ADV TTL USD | 739K | 17K | – |
ISHARES TR | ESG AW MSCI EAFE | 276K | 4K | – |
ISHARES TR | ESG AWARE MSCI | 257K | 7K | – |
ISHARES TR | ESG AWR MSCI USA | 1M | 9K | – |
ISHARES TR | ESG SCRD S&P MID | 288K | 7K | – |
ISHARES TR | ESG SCRND S&P SM | 225K | 6K | – |
ISHARES TR | ESG SCRND S&P500 | 614K | 15K | – |
ISHARES TR | MSCI EAFE ETF | 6M | 81K | – |
ISHARES TR | MSCI USA QLT FCT | 3M | 18K | – |
ISHARES TR | RUS 1000 GRW ETF | 2M | 5K | – |
ISHARES TR | RUS 2000 VAL ETF | 411K | 3K | – |
ISHARES TR | RUSSELL 2000 ETF | 23M | 114K | – |
ISHARES TR | S&P 500 GRWT ETF | 897K | 10K | – |
ISHARES TR | S&P 500 VAL ETF | 1M | 6K | – |
ISHARES TR | U.S. TECH ETF | 203K | 1K | – |
J P MORGAN EXCHANGE TRADED F | CORE PLUS BD ETF | 296K | 6K | – |
J P MORGAN EXCHANGE TRADED F | ULTRA SHRT INC | 2M | 40K | – |
J P MORGAN EXCHANGE TRADED F | ULTRA SHT MUNCPL | 500K | 10K | – |
JOHNSON & JOHNSON | COM | 2M | 11K | – |
JPMORGAN CHASE & CO. | COM | 390K | 2K | – |
KIMBERLY-CLARK CORP | COM | 304K | 2K | – |
LOWES COS INC | COM | 500K | 2K | – |
MARTIN MARIETTA MATLS INC | COM | 626K | 1K | – |
MASTERCARD INCORPORATED | CL A | 609K | 1K | – |
MERCK & CO INC | COM | 505K | 4K | – |
META PLATFORMS INC | CL A | 673K | 1K | – |
MICROSOFT CORP | COM | 4M | 9K | – |
MSA SAFETY INC | COM | 612K | 3K | – |
NIKE INC | CL B | 356K | 5K | – |
NVIDIA CORPORATION | COM | 1M | 11K | – |
ORACLE CORP | COM | 232K | 2K | – |
PEPSICO INC | COM | 823K | 5K | – |
PFIZER INC | COM | 832K | 30K | – |
PHILLIPS 66 | COM | 281K | 2K | – |
PIPER SANDLER COMPANIES | COM | 311K | 1K | – |
PPG INDS INC | COM | 3M | 21K | – |
PROCTER AND GAMBLE CO | COM | 492K | 3K | – |
REALTY INCOME CORP | COM | 650K | 12K | – |
SOUTHWEST AIRLS CO | COM | 472K | 16K | – |
SPDR GOLD TR | GOLD SHS | 440K | 2K | – |
SPDR S&P 500 ETF TR | TR UNIT | 447K | 821 | – |
SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 279K | 522 | – |
TANDEM DIABETES CARE INC | COM NEW | 226K | 6K | – |
US BANCORP DEL | COM NEW | 2M | 50K | – |
VANGUARD INDEX FDS | LARGE CAP ETF | 13M | 51K | – |
VANGUARD INDEX FDS | MID CAP ETF | 15M | 61K | – |
VANGUARD INDEX FDS | S&P 500 ETF SHS | 609K | 1K | – |
VANGUARD INDEX FDS | SMALL CP ETF | 2M | 9K | – |
VANGUARD INDEX FDS | TOTAL STK MKT | 5M | 19K | – |
VANGUARD INDEX FDS | VALUE ETF | 589K | 4K | – |
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 12M | 280K | – |
VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 2M | 14K | – |
VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 9M | 183K | – |
WEC ENERGY GROUP INC | COM | 335K | 4K | – |
WELLS FARGO CO NEW | COM | 677K | 11K | – |
ZEBRA TECHNOLOGIES CORPORATI | CL A | 377K | 1K | – |