PORTFOLIO ADVISORY COUNCIL,L.L.C.
PORTFOLIO ADVISORY COUNCIL, L.L.C. Legal Name
Adviser information for PORTFOLIO ADVISORY COUNCIL,L.L.C. last updated from Form ADV on March 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 9 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 4 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 849 | $289.8M |
| Non-Discretionary | 14 | $61.3M |
| Total | 863 | $351.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 404 | $201.6M |
| HNW Individuals | 119 | $88.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 14 | $61.3M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-27691 |
|---|---|
| SEC ERA File Number | 801-27691 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 107465 |
| Legal Entity Identifier | None |
Principal Office
3 GREENWAY PLAZASUITE 1776
HOUSTON
TX
United States
Monday - Friday, 8:30AM-5:00PM
Tel: 713.574.6015, Fax: 713.622.3950
Websites
Chief Compliance Officer
W. THOMAS SUTTON
MANAGING PARTNER & CHIEF COMPLIANCE OFFICER
3 GREENWAY PLAZA
SUITE 1776
HOUSTON
TX
United States
Tel:
713.574.6015
Fax:
713.622.3950
W*******@**************M
(Full email address available in API data)
Industry Affiliates
| SOULES INSURANCE INCORPORATED | Insurance company or agency |
| WENDY KORMAN, CFP | Accountant or accounting firm |
| WILLIAM T SUTTON, JR. | Real estate broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MORAN, PHILIP, BRUCE | Individual | – | MANAGING PARTNER, COMPLIANCE OFFICER | 08/1998 | 25-50% |
| HAMILTON, JAMES, WILLIAM | Individual | – | NON-MANAGING PARTNER | 08/1998 | 25-50% |
| SUTTON, WILLIAM, THOMAS | Individual | – | MANAGING PARTNER & CHIEF COMPLIANCE OFFICER | 08/1998 | 25-50% |