MARVIN & PALMER ASSOCIATES
Adviser information for MARVIN & PALMER ASSOCIATES last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 14 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 10 | $93.2M |
| Non-Discretionary | 1 | $1.7M |
| Total | 11 | $94.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 9 | $54.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $40.2M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 36 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
200 BELLEVUE PARKWAY, STE 220WILMINGTON
DE
United States
Monday - Friday, 8:00 A.M. - 5:00 P.M.
Tel: 302-573-3570, Fax: 302-573-8921
Websites
Chief Compliance Officer
JO-ANNE KAPLAN
CHIEF COMPLIANCE OFFICER
200 BELLEVUE PARKWAY, STE 220
WILMINGTON
DE
United States
Tel:
302-573-3570
Fax:
302-573-8921
J************@*********M
(Full email address available in API data)
Regulatory Contact
KAREN T. BUCKLEY
COO, CFO, PRINCIPAL
200 BELLEVUE PARKWAY, STE 220
WILMINGTON
DE
United States
Tel:
302-573-3570
Fax:
302-573-8921
K***********@*********M
(Full email address available in API data)
Industry Affiliates
| MARVIN & PALMER GP LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| MPA CAPITAL MANAGEMENT LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| MARVIN & PALMER GLOBAL OPPORTUNITIES FUND LP | Hedge Fund | $26.8M | $1.0M | 1 |
| MARVIN & PALMER U.S. EQUITY, L.P. | LONG ONLY PUBLIC EQUITIES | $13.3M | $0.1M | 23 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BUCKLEY, KAREN, TWADDELL | Individual | – | CHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER/DIRECTOR | 03/2008 | < 5% |
| MARVIN, DAVID, FRED | Individual | – | CHIEF EXECUTIVE OFFICER/DIRECTOR | 07/1986 | > 75% |
| MARVIN, TODD, DAVID | Individual | – | PRESIDENT/DIRECTOR | 03/2008 | 5-10% |
| MARVIN, STEPHEN, D | Individual | – | PORTFOLIO MANAGER, PRINCIPAL | 12/2012 | 5-10% |
| MARVIN, BRIAN, DAVID | Individual | – | OWNER | 12/2012 | 5-10% |
| Kaplan, Jo-Anne, Robin | Individual | – | CCO | 03/2023 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 13th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| Alphabet Inc. | CAP STK CL A | 3M | 17K | – |
| Amazon.com, Inc. | COM | 3M | 17K | – |
| Ameriprise Financial, Inc. | COM | 4M | 10K | – |
| Applied Materials, Inc. | COM | 5K | 21K | – |
| Cadence Design Systems Inc. | COM | 3M | 10K | – |
| Carlisle Companies Inc | COM | 4M | 11K | – |
| Caterpillar Inc. | COM | 2M | 7K | – |
| Charles Schwab Corporation | COM | 3M | 40K | – |
| Costco Wholesale Corp. | COM | 3M | 4K | – |
| Eaton Corporation plc | SHS | 5M | 17K | – |
| Goldman Sachs Group Inc. | COM | 5M | 10K | – |
| Hilton Worldwide Holdings Inc. | COM | 3M | 16K | – |
| Ingersoll Rand Inc. | COM | 5M | 52K | – |
| Interactive Brokers Group Inc. | COM CL A | 5M | 42K | – |
| Invesco QQQ ETF | UNIT SER 1 | 4M | 4K | – |
| iShares TR | MSCI INDIA ETF | 2M | 27K | – |
| iShares Inc | MSCI JPN ETF NEW | 4M | 21K | – |
| KKR & Co Inc. | COM | 4M | 42K | – |
| McKesson Corp. | COM | 3M | 5K | – |
| Meta Platforms, Inc. | CL A | 3M | 6K | – |
| Microsoft Corporation | COM | 5M | 7K | – |
| NVIDIA Corporation | COM | 5M | 51K | – |
| Parker-Hannifin Corporation | COM | 5M | 9K | – |
| Sea Limited | SPONSORD ADS | 699K | 10K | – |
| SPDR S&P 500 ETF Trust | TR UNIT | 4M | 6K | – |
| United Rentals, Inc. | COM | 3M | 5K | – |
| VanEck Vectors Vietnam ETF | VANECK VIETNAM | 787K | 57K | – |
| Vertex Pharmaceuticals Incorporated | COM | 3M | 7K | – |