BRIAN D. LOWDER, INC.
Adviser information for BRIAN D. LOWDER, INC. last updated from Form ADV on February 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 644 | $349.2M |
| Non-Discretionary | 0 | $0 |
| Total | 644 | $349.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 89 | $28.9M |
| HNW Individuals | 113 | $320.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $284,000 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 3 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-27745 |
|---|---|
| SEC ERA File Number | 801-27745 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 105972 |
| Legal Entity Identifier | None |
Principal Office
12780 HIGH BLUFF DRIVE, SUITE 100SAN DIEGO
CA
United States
Monday - Friday, 7AM - 4PM
Tel: 858-794-6800, Fax: 858-794-6906
Websites
Chief Compliance Officer
BRIAN DALE LOWDER
PRESIDENT
12780 HIGH BLUFF DRIVE, #100
SAN DIEGO
CA
United States
Tel:
858-794-6800
Fax:
858-794-6906
B****@***********M
(Full email address available in API data)
Regulatory Contact
JENNIFER FINLEY
OFFICE MANAGER
12780 HIGH BLUFF DRIVE, #100
SAN DIEGO
CA
United States
Tel:
8587946800
J***@***********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LOWDER, BRIAN, DALE | Individual | – | PRESIDENT, CHIEF COMPLIANCE OFFICER | 07/1986 | > 75% |