THIRD AVENUE MANAGEMENT LLC

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	Delaware, United States

Employees

Total Number of Employees	19
Investment Advisory/Research	9
Registered Broker-Dealer Representatives	3
Registered State Investment Advisers	1
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	2

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	17	$1.4B
Non-Discretionary	0	$0
Total	17	$1.4B

Clients

Type	Number	RAUM
Individuals	9	$23.6M
HNW Individuals	0	$0
Banking or thrift institutions	0	$0
Investment companies	5	$1.4B
Business development companies	0	$0
Pooled investment vehicles	2	$35.5M
Pension and profit sharing plans	0	$0
Charitable organizations	<5	$1.2M
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	1
No. of Financial Planning Clients	0

Services

Advisory Services	Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients
Compensation	% of AUMPerformance-based fees
Other Business Activities	Commodity pool operator or commodity trading advisor

Wrap Fee Program

Offers Wrap Fee Program	Yes

Acting As	RAUM
Sponsor	0
Portfolio Manager	1.2M
Both for Same	0

Portfolio Manager to Program	Sponsor
MANAGED ACCOUNT PROGRAM	RBC WEALTH MANAGEMENT

Identifiers

SEC RIA File Number	801-27792
SEC ERA File Number	801-27792
SEC CIK Numbers	1099281, 1031661, 1089107
SEC CRD Numbers	107545
Legal Entity Identifier	5493002XURIPBJ8YS253

Principal Office

675 THIRD AVE
SUITE 2900-05
NEW YORK
NY
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic