PACIFIC INCOME ADVISERS INC
Adviser information for PACIFIC INCOME ADVISERS INC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 14 |
|---|---|
| Investment Advisory/Research | 10 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2,433 | $2.0B |
| Non-Discretionary | 0 | $0 |
| Total | 2,433 | $2.0B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 2,146 | $282.4M |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 5 | $642.2M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $2.0M |
| Pension and profit sharing plans | 25 | $112.4M |
| Charitable organizations | 64 | $103.4M |
| State or municipal gov entities | 8 | $66.2M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 66 | $85.9M |
| Corporations or other businesses | 111 | $290.7M |
| Other | 17 | $377.8M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 4 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 985.4M |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| UNIFIED MANAGED ACCOUNTS (UMA) | ENVESTNET PMC |
| ADVISER'S PLATFORM | JANNEY MONTGOMERY SCOTT LLC |
| CONSULTING SERVICES | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC |
| PREFERRED MANAGERS | ROBERT W. BAIRD & CO. INCORPORATED |
| MASTERS PROGRAM | WELLS FARGO ADVISORS |
| INVESTMENT ADVISORS | MOUNT YALE CAPITAL GROUP, LLC |
| MANAGER SELECT | LPL FINANCIAL LLC |
| PERSONALIZED UNIFIED MANAGED ACCOUNT | WELLS FARGO ADVISORS |
| FDX ADVISORS UMA | FOLIODYNAMIX ADVISORS |
| MANAGED ACCOUNT COMMAND | PERSHING MANAGED ACCOUNT SOLUTIONS |
| MANAGED ACCOUNT LINK | PERSHING MANAGED ACCOUNT SOLUTIONS |
| CONSULTING AND EVALUATION SERVICES (CES) | MORGAN STANLEY |
| PRIVATE ADVISOR NETWORK | WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC |
| MANAGED ACCOUNT ACCESS | CHARLES SCHWAB & CO., INC. |
| MANAGED ACCOUNT MARKETPLACE | CHARLES SCHWAB & CO., INC. |
| MANAGED ACCOUNTS CONSULTING | UBS FINANCIAL SERVICES INC. |
| SELECT UMA | MORGAN STANLEY WEALTH MANAGEMENT |
| STRATEGIC ASSET REVIEW (STAR) | OPPENHEIMER ASSET MANAGEMENT |
| INSTITUTIONAL WEALTH SERVICES | FIDELITY |
| PRIVATE WEALTH MANAGEMENT PROGRAM | ENVESTNET PMC |
| CORE ASSET MANAGER | ORION PORTFOLIO SOLUTIONS, LLC |
| FMAX | FIDELITY INSTITUTIONAL WEALTH ADVISER LLC |
| UNIFIED MANAGED ACCOUNT PROGRAM | OPPENHEIMER ASSET MANAGEMENT |
| OUTSIDE MANAGER ("OSM") PLATFORM | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC |
| SMARTX ADVISORY SOLUTIONS | SMARTX ADVISORY SOLUTIONS |
| PORTFOLIO ADVISORY SERVICES | OPPENHEIMER ASSET MANAGEMENT |
| CONSULTING GROUP ADVISOR | MORGAN STANLEY |
| MANAGED ACCOUNT ADVISOR | BNY MELLON ADVISORS, INC. |
| UBS STRATEGIC ADVISOR | UBS FINANCIAL SERVICES INC. |
| MANAGED ACCOUNT PROGRAM | RBC CAPITAL MARKETS, LLC |
| FUNDVEST | BNY MELLON |
| PACE MULTI ADVISOR PROGRAM | UBS FINANCIAL SERVICES INC. |
| PORTFOLIO MANAGEMENT PROGRAM (PMP) | UBS FINANCIAL SERVICES INC. |
| UBS STRATEGIC WEALTH PORTFOLIO (SWP) | UBS FINANCIAL SERVICES INC. |
| ADVISOR ALLOCATION PROGRAM (AAP) | UBS FINANCIAL SERVICES INC. |
Identifiers
| SEC RIA File Number | 801-27828 |
|---|---|
| SEC ERA File Number | 801-27828 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 104719 |
| Legal Entity Identifier | 2549004NXY5GIIIFL422 |
Principal Office
2321 ROSECRANS AVE.SUITE 1260
EL SEGUNDO
CA
United States
Monday - Friday, 7:00 AM - 4:00 PM
Tel: 310-393-1424, Fax: 310-434-0100
Chief Compliance Officer
DENISE M. ADAMCZYK
3 CANAL PLAZA
SUITE 100
PORTLAND
ME
United States
Tel:
484-205-9346
D**************@************M
(Full email address available in API data)
Regulatory Contact
NICHOLAS PARENTI
VICE PRESIDENT
2321 ROSECRANS AVE.
SUITE 1260
EL SEGUNDO
CA
United States
Tel:
310-255-4427
N*******@****************M
(Full email address available in API data)
Industry Affiliates
| LLOYD MCADAMS | Other investment adviser, including financial planners |
| SYNDICATED CAPITAL, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersInsurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MCADAMS, JOSEPH, LLOYD | Individual | – | PRESIDENT & PORTFOLIO MANAGER | 03/1987 | < 5% |
| BAINES, HEATHER, UNA | Individual | – | CHAIRMAN | 10/1987 | < 5% |
| LLOYD MCADAMS FAMILY TRUST | Domestic Entity | – | SHAREHOLDER | 06/1987 | 50-75% |
| HEATHER U. BAINES FAMILY TRUST | Domestic Entity | – | SHAREHOLDER | 06/1995 | 25-50% |
| MCADAMS, JOSEPH, LLOYD | Individual | LLOYD MCADAMS FAMILY TRUST | TRUSTEE | 06/1987 | > 75% |
| BAINES, HEATHER, UNA | Individual | HEATHER U. BAINES FAMILY TRUST | TRUSTEE | 06/1995 | > 75% |
| ADAMCZYK, DENISE, MARIE | Individual | – | CHIEF COMPLIANCE OFFICER | 09/2021 | < 5% |
| RUTLEDGE, AUSTIN, WHITT | Individual | – | TREASURER | 05/2020 | < 5% |
| TORRES, ADILBERTO, ANTONIO | Individual | – | SECRETARY | 05/2020 | < 5% |
| MCADAMS, JOSEPH, EMERY | Individual | – | DIRECTOR | 03/2021 | < 5% |