FINANCIAL ASSET MANAGEMENT CORP
Adviser information for FINANCIAL ASSET MANAGEMENT CORP last updated from Form ADV on March 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 707 | $303.3M |
| Non-Discretionary | 70 | $38.0M |
| Total | 777 | $341.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 91 | $35.7M |
| HNW Individuals | 103 | $303.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $2.2M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-27858 |
|---|---|
| SEC ERA File Number | 801-27858 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 106643 |
| Legal Entity Identifier | None |
Principal Office
26 SOUTH GREELEY AVECHAPPAQUA
NY
United States
Monday - Friday, 9AM-5PM
Tel: 914-238-8900, Fax: 914-238-8901
Chief Compliance Officer
SCOTT M KAHAN
PRESIDENT & CCO
26 SOUTH GREELEY AVE
CHAPPAQUA
NY
United States
Tel:
914-238-8900
Fax:
914-238-8901
S*****@*****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KAHAN, SCOTT, MITCHEL | Individual | – | PRESIDENT & CHIEF COMPLIANCE OFFICER | 01/1986 | > 75% |
| KAMIN, VIKTORIA | Individual | – | VICE PRESIDENT/PRINCIPAL | 01/2010 | 10-25% |