ABBOTT CAPITAL MANAGEMENT LLC
Adviser information for ABBOTT CAPITAL MANAGEMENT LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 62 |
|---|---|
| Investment Advisory/Research | 20 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 52 | $13.8B |
| Non-Discretionary | 5 | $475.2M |
| Total | 57 | $14.3B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 49 | $7.3B |
| Pension and profit sharing plans | <5 | $152.5M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 5 | $6.9B |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | <5 | $3,867 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 2 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
640 FIFTH AVENUE7TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 8:30 AM TO 6:00 PM
Tel: 212-757-2700, Fax: None
Chief Compliance Officer
HORNBY, MARY
CHIEF LEGAL OFFICER/MEMBER
640 FIFTH AVENUE
7TH FLOOR
NEW YORK
NY
United States
Tel:
212-757-2700
M******@****************M
(Full email address available in API data)
Regulatory Contact
DORO, PETER
DIRECTOR OF COMPLIANCE
640 FIFTH AVENUE
7TH FLOOR
NEW YORK
NY
United States
Tel:
212-757-2700
P****@****************M
(Full email address available in API data)
Industry Affiliates
| ABBOTT CAPITAL PRIVATE EQUITY CO-INVESTMENT GP, L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ABBOTT CAPITAL PRIVATE EQUITY INVESTORS 2022, L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ABBOTT CAPITAL PRIVATE EQUITY INVESTORS GP 2007, L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ABBOTT CAPITAL PRIVATE EQUITY INVESTORS GP 2008, L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ABBOTT CAPITAL PRIVATE EQUITY INVESTORS GP 2009, L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ABBOTT CAPITAL PRIVATE EQUITY INVESTORS GP 2010, L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ABBOTT CAPITAL PRIVATE EQUITY INVESTORS GP 2011, L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ABBOTT CAPITAL PRIVATE EQUITY INVESTORS GP 2012, L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ABBOTT CAPITAL PRIVATE EQUITY INVESTORS GP 2013, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| ABBOTT CAPITAL PRIVATE EQUITY INVESTORS GP 2014, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| ABBOTT CAPITAL PRIVATE EQUITY INVESTORS GP 2015, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| ABBOTT CAPITAL PRIVATE EQUITY INVESTORS GP 2016, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| ABBOTT CAPITAL PRIVATE EQUITY INVESTORS GP 2017, LP | Sponsor, GP, manager of pooled investment vehicles |
| ABBOTT CAPITAL PRIVATE EQUITY INVESTORS GP 2018, LP | Sponsor, GP, manager of pooled investment vehicles |
| ABBOTT CAPITAL PRIVATE EQUITY INVESTORS GP 2019, LP | Sponsor, GP, manager of pooled investment vehicles |
| ABBOTT CAPITAL PRIVATE EQUITY INVESTORS GP 2020, L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ABBOTT CAPITAL PRIVATE EQUITY INVESTORS GP 2021, L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ABBOTT CAPITAL PRIVATE EQUITY INVESTORS GP 2023, L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ABBOTT CAPITAL PRIVATE EQUITY INVESTORS GP 2024, L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ABBOTT CAPITAL PRIVATE EQUITY PARTNERS V, L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ABBOTT CAPITAL PRIVATE EQUITY PARTNERS VI, L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ABBOTT CAPITAL PRIVATE EQUITY PARTNERS VII, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| ABBOTT CAPITAL SELECT BUYOUTS PARTNERS II, L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ABBOTT CAPITAL SELECT BUYOUTS PARTNERS III, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| ABBOTT CAPITAL SELECT BUYOUTS PARTNERS, L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ABBOTT SECONDARY INVESTORS GP II, L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ABBOTT SECONDARY INVESTORS GP III, L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ABBOTT SECONDARY INVESTORS GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| ABBOTT SECONDARY OPPORTUNITIES SPV GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ABBOTT SELECT EM BUYOUTS GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| ABBOTT SELECT EM GP II, LP | Sponsor, GP, manager of pooled investment vehicles |
| ASVF GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PRAIRIE STATE OPPORTUNITIES MANAGER, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ABBOTT CAPITAL PRIVATE EQUITY FUND VI, L.P. | Private Equity Fund | $344.8M | $5.0M | 45 |
| ABBOTT CAPITAL PRIVATE EQUITY FUND VII, L.P. | Private Equity Fund | $300.0M | $5.0M | 23 |
| ABBOTT CAPITAL PRIVATE EQUITY INVESTORS 2007, L.P. | Private Equity Fund | $11.8M | $75.0M | 4 |
| ABBOTT CAPITAL PRIVATE EQUITY INVESTORS 2008, L.P. | Private Equity Fund | $40.7M | $75.0M | 4 |
| ABBOTT CAPITAL PRIVATE EQUITY INVESTORS 2009, L.P. | Private Equity Fund | $33.8M | $75.0M | 4 |
| ABBOTT CAPITAL PRIVATE EQUITY INVESTORS 2010, L.P. | Private Equity Fund | $65.7M | $75.0M | 3 |
| ABBOTT CAPITAL PRIVATE EQUITY INVESTORS 2011, L.P. | Private Equity Fund | $71.1M | $50.0M | 3 |
| ABBOTT CAPITAL PRIVATE EQUITY INVESTORS 2012, L.P. | Private Equity Fund | $81.0M | $50.0M | 3 |
| ABBOTT CAPITAL PRIVATE EQUITY INVESTORS 2013, L.P. | Private Equity Fund | $78.6M | $35.0M | 3 |
| ABBOTT CAPITAL PRIVATE EQUITY INVESTORS 2014, L.P. | Private Equity Fund | $88.7M | $35.0M | 3 |
| ABBOTT CAPITAL PRIVATE EQUITY INVESTORS 2015, L.P. | Private Equity Fund | $88.9M | $25.0M | 3 |
| ABBOTT CAPITAL PRIVATE EQUITY INVESTORS 2016, L.P. | Private Equity Fund | $211.1M | $5.0M | 11 |
| ABBOTT CAPITAL PRIVATE EQUITY INVESTORS 2017, L.P. | Private Equity Fund | $101.9M | $5.0M | 9 |
| ABBOTT CAPITAL PRIVATE EQUITY INVESTORS 2017(A), L.P. | Private Equity Fund | $391.6M | $5.0M | 2 |
| ABBOTT CAPITAL PRIVATE EQUITY INVESTORS 2018, L.P. | Private Equity Fund | $67.8M | $5.0M | 4 |
| ABBOTT CAPITAL PRIVATE EQUITY INVESTORS 2019, L.P. | Private Equity Fund | $170.4M | $5.0M | 10 |
| ABBOTT CAPITAL PRIVATE EQUITY INVESTORS 2020 (A), L.P. | Private Equity Fund | $222.8M | $5.0M | 2 |
| ABBOTT CAPITAL PRIVATE EQUITY INVESTORS 2020, L.P. | Private Equity Fund | $79.1M | $5.0M | 8 |
| ABBOTT CAPITAL PRIVATE EQUITY INVESTORS 2021, L.P. | Private Equity Fund | $159.6M | $5.0M | 10 |
| ABBOTT CAPITAL PRIVATE EQUITY INVESTORS 2022, L.P. | Private Equity Fund | $57.4M | $5.0M | 6 |
| ABBOTT CAPITAL PRIVATE EQUITY INVESTORS 2023, L.P. | Private Equity Fund | $374.0M | $1.0M | 10 |
| ABBOTT CAPITAL PRIVATE EQUITY INVESTORS 2024, L.P. | Private Equity Fund | $0.0M | $1.0M | 3 |
| ABBOTT SECONDARY OPPORTUNITIES II CO-INVESTMENT, L.P. | Private Equity Fund | $26.3M | $25.0M | 2 |
| ABBOTT SECONDARY OPPORTUNITIES II, L.P. | Private Equity Fund | $420.8M | $1.0M | 60 |
| ABBOTT SECONDARY OPPORTUNITIES III, L.P. | Private Equity Fund | $189.1M | $1.0M | 25 |
| ABBOTT SECONDARY OPPORTUNITIES, L.P. | Private Equity Fund | $104.9M | $5.0M | 30 |
| ABBOTT SELECT BUYOUTS FUND II, L.P. | Private Equity Fund | $35.4M | $30.0M | 5 |
| ABBOTT SELECT BUYOUTS FUND III (A), L.P. | Private Equity Fund | $184.4M | $15.0M | 2 |
| ABBOTT SELECT BUYOUTS FUND III, L.P. | Private Equity Fund | $28.7M | $15.0M | 8 |
| ABBOTT SELECT BUYOUTS FUND, L.P. | Private Equity Fund | $4.6M | $150.0M | 2 |
| ABBOTT SELECT CO-INVESTMENT FUND, L.P. | Private Equity Fund | $53.9M | $1.0M | 14 |
| ABBOTT SELECT EM BUYOUTS, L.P. | Private Equity Fund | $221.6M | $50.0M | 2 |
| ABBOTT SELECT EM II, LP | Private Equity Fund | $302.1M | $50.0M | 2 |
| ABBOTT SELECT VENTURE FUND, L.P. | Private Equity Fund | $0.0M | $0.0M | 4 |
| PRAIRIE STATE OPPORTUNITIES FUND, LLC | Private Equity Fund | $607.5M | $50.0M | 2 |
| WRS OPPORTUNITIES FUND II, LLC | Private Equity Fund | $433.0M | $50.0M | 2 |
| WRS OPPORTUNITIES FUND III, LLC | Private Equity Fund | $366.9M | $50.0M | 2 |
| WRS OPPORTUNITIES FUND, LLC | Private Equity Fund | $436.6M | $50.0M | 2 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HELD, RAYMOND, LEONARD | Individual | – | MEMBER | 07/1987 | 5-10% |
| MASSEY, LAUREN, MARIE | Individual | – | MEMBER | 01/2000 | 5-10% |
| SMITH, MATTHEW, MICHAEL | Individual | – | MEMBER | 01/2006 | 10-25% |
| RERISI, MEREDITH, LEIGH | Individual | – | MEMBER | 01/2006 | 10-25% |
| HORNBY, MARY, TERESA | Individual | – | CHIEF LEGAL OFFICER/MEMBER AND CHIEF COMPLIANCE OFFICER | 01/2005 | 5-10% |
| MALONEY, TIMOTHY, WILLIAM | Individual | – | MEMBER | 01/2010 | 10-25% |
| LEE, YOUNG, NMN | Individual | – | MEMBER | 01/2015 | 10-25% |
| PARZIALE, PAOLO, NMN | Individual | – | CHIEF FINANCIAL OFFICER/MEMBER | 01/2010 | 5-10% |
| PANGBURN, LEONARD, CHARLES | Individual | – | PRESIDENT/MEMBER | 01/2017 | 10-25% |
| LANGFELD, INC. | Domestic Entity | – | MEMBER | 10/2021 | < 5% |
| KLEMME, JOBST, ALBRECHT | Individual | LANGFELD, INC. | OWNER | 02/2021 | > 75% |
| WITT, WOLF, NMN | Individual | – | MEMBER | 01/2023 | < 5% |
| TUBIANA, JONATHAN, CLEMENT MENAHEM | Individual | – | MEMBER | 01/2024 | < 5% |