R.W. ROGE & COMPANY, INC

Adviser information for R.W. ROGE & COMPANY, INC last updated from Form ADV on February 13th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization	Corporation
Fiscal Year End	DECEMBER
Legal Location	New York, United States

Employees

Total Number of Employees	8
Investment Advisory/Research	4
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	4
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	800	$320.4M
Non-Discretionary	6	$15.5M
Total	806	$335.9M

Clients

Type	Number	RAUM
Individuals	214	$75.5M
HNW Individuals	102	$235.6M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	10	$24.7M
Charitable organizations	0	$0
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	251-500

Services

Advisory Services	Financial planningPortfolio management for individuals and/or small businessesEducational seminars/workshops
Compensation	% of AUMINITIAL ONE-TIME CONTRACT FEE

Identifiers

SEC RIA File Number	801-28012
SEC ERA File Number	801-28012
SEC CIK Numbers	None
SEC CRD Numbers	104645
Legal Entity Identifier	None

Principal Office

ONE CORPORATE DRIVE
SUITE 101
BOHEMIA
NY
United States

Monday - Friday, 9:00 A.M. - 5:00 P.M.

Tel: 631-218-0077, Fax: 631-218-0147

Websites

www.rwroge.com www.facebook.com/rwroge www.youtube.com/channel/uc56cif5cpihhzidq6kfixzw www.linkedin.com/company/r-w-roge-&-company-inc-/ www.instagram.com/r.w.roge/ twitter.com/rwroge www.alignable.com/bohemia-ny/r-w-roge-company-inc nextdoor.com/business-profile/preview?is=pm&init_source=nav_menu www.google.com/search?q=r.w.+rog%c3%a9+%26+company&stick=h4siaaaaaaaa_-ngu1i1qlcwtluwnjnksupmnlbimuyzmqhiszeynepknbk0s www.google.com/search?q=r.w.+rog%c3%a9+%26+company&stick=h4siaaaaaaaa_-ngu1i1qlcwtdu2nde0sewysu40sts2mqiwtdvmnk1jndnis www.pinterest.com/rwroge/boards www.feeonlynetwork.com/financial-advisor/steven-roge/

Chief Compliance Officer

SUSAN ROGE

REGISTERED PARA-PLANNER

ONE CORPORATE DRIVE

SUITE 101

BOHEMIA

United States

Tel: (631) 218-0077

Fax: (631) 218-0147

S**@*********M

(Full email address available in API data)

Regulatory Contact

STEVEN ROGE

CIO AND CEO

ONE CORPORATE DRIVE

SUITE 101

BOHEMIA

United States

Tel: 631-218-0077

S*****@*********M

(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name	Type	Assets $USD	Min Investment $USD	No. Owners