MAKROD INVESTMENT ASSOCIATES INC
Adviser information for MAKROD INVESTMENT ASSOCIATES INC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New Jersey, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 565 | $780.2M |
| Total | 565 | $780.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 201 | $38.5M |
| HNW Individuals | 355 | $697.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $12.6M |
| Charitable organizations | 8 | $31.1M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-28113 |
|---|---|
| SEC ERA File Number | 801-28113 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 110325 |
| Legal Entity Identifier | None |
Principal Office
44 ANN STREETVERONA
NJ
United States
Monday - Friday, 9 A.M TO 5 P.M.
Tel: 973-239-1033, Fax: 973-239-8179
Websites
Chief Compliance Officer
KATHRYN O'DONNELL
PRESIDENT
44 ANN STREET
VERONA
NJ
United States
Tel:
973-239-1033
Fax:
973-239-8179
K********@*********M
(Full email address available in API data)
Regulatory Contact
BENEDICT SCHLATTER
VICE PRESIDENT
44 ANN STREET
VERONA
NJ
United States
Tel:
9732391033
B*********@*********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| O'DONNELL, KATHRYN, ROSE | Individual | – | PRESIDENT, CHIEF COMPLIANCE OFFICER | 09/2004 | > 75% |